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CounterexampleConstruction: Literature-sourcedVerification: AI-adaptedPipeline-generatedaudited 2026-09-07
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The symmetric torus height flow is not Morse--Smale

Statement refuted

For every embedded Riemannian manifold, a Morse height function together with its induced-metric negative-gradient flow is Morse--Smale.

Witness

For R>r>0, embed the torus with angular coordinates u,v modulo 2π by E(u,v)=((R+rcosv)cosu,rsinv,(R+rcosv)sinu). Take vertical height f=(R+rcosv)sinu and the induced metric g. The inner equator contains saddle-to-saddle trajectories of X=gradgf.

Facts & Assumptions

Given: The embedded torus E, constants R>r>0, height f, induced metric g, and negative-gradient field X specified above.

[F1]

In the metric version of Morse--Smale pairs, stable and unstable manifolds are forward- and backward-limit manifolds of the complete negative-gradient flow; Morse--Smale requires all their intersections to be transverse. The normalized local form for a downward gradient-like field is not an additional condition on this metric version.

Counterexample

technique · direct
1.1

Put A=R+rcosv>0. Differentiating the embedding gives g=A2du2+r2dv2, and hence u˙=cosu/A, v˙=sinvsinu/r. This smooth field is complete because the torus is compact.

givenalgebra
1.2

The critical equations are cosu=0 and sinv=0, giving exactly four points. At each, the Hessian in (u,v) is diagonal with entries Asinu and rcosvsinu. Both entries are nonzero. Thus (π/2,0) is a maximum, (3π/2,0) a minimum, and a=(π/2,π) and b=(3π/2,π) are saddles; in particular f is Morse everywhere.

givenalgebra
2.1

The circle v=π is invariant. On its interval π/2<u<3π/2, u˙=cosu/(Rr)>0, so every point has backward limit a and forward limit b. Locally at a, writing w=vπ gives w˙=sinwsinu/r; for w0 small this forces w to increase backwards while u stays near π/2. Thus a backward-converging trajectory must have w=0. At b the same equation forces nonzero w to increase forwards, so a forward-converging trajectory must also have w=0. Uniqueness and flow transport show that the indicated unstable and stable branches are precisely arcs of this circle.

step 1.1step 1.2algebra
3.1

Consequently, at every point of this open interval, TWu(a)=TWs(b)=Ru. Their tangent sum has dimension one, whereas the torus has dimension two. The metric pair (f,g) therefore fails the Morse--Smale condition.

F1step 2.1algebra

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