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The flat-local Cohen--Macaulay fibre criterion

Statement

Assume the Axiom of Choice. Let (R,m)→(S,n) be a flat local homomorphism of Noetherian local rings. Then S is Cohen--Macaulay if and only if both R and the closed fibre S/mS are Cohen--Macaulay.

Facts & Assumptions

Given: AC and a flat local homomorphism of Noetherian local rings R→S; put F=S/mS, d=dim⁡R, and e=dim⁡F.

[L0]

The Krull height theorem bounds the height of a maximal ideal by the number of its generators (Krull's height theorem).

[L1]

A finite-dimensional local ring of dimension h has an h-generated ideal with maximal radical, and no ideal with fewer generators has maximal radical (Local dimension is the minimal number of generators of an ideal with maximal radical).

[L2]

Under AC, a flat ring map has going down for prime chains (Every flat ring map satisfies going down, The Axiom of Choice).

[L3]

Flat-local depth additivity gives depth⁡S=depth⁡R+depth⁡F (Depth is additive for a flat local homomorphism).

[L4]

For every Noetherian local ring, depth is at most dimension, and Cohen–Macaulay means equality (A finite local module has depth at most its dimension, Cohen--Macaulay local modules and rings).

Proof

technique · direct
1.1L0L1givenconstruct

Noetherian local maximal ideals are finitely generated. A zero maximal ideal gives a field of dimension zero; otherwise [L0] bounds its height by a positive finite number of generators. Thus R,S,F all have finite dimension. Choose d parameters xi in R and e lifts yj in S of parameters of F, using [L1]. The ideal J=(xi,yj)S has radical n: a power of m lies in (xi)R, and a power of n/mS lies in the ideal of the images of yj in F. Taking radicals successively gives J=n. By the minimal-generator bound [L1] for S, dim⁡S≤d+e.

2.1L2step 1.1choose

Choose a maximal chain of primes p0⊊⋯⊊pd=m in R and a maximal fibre chain q0/mS⊊⋯⊊qe/mS=n/mS in F. All qj contract to m. Starting at q0, repeatedly apply going down [L2] along the base chain, under the declared AC, obtaining d strict prime inclusions below q0. Concatenate them with the e strict fibre inclusions to get a chain of length d+e in S. Hence dim⁡S≥d+e, and step 1.1 gives dim⁡S=dim⁡R+dim⁡F.

3.1L3L4step 2.1algebra∎

By [L3] and step 2.1, dim⁡S−depth⁡S=(dim⁡R−depth⁡R)+(dim⁡F−depth⁡F). Each summand is nonnegative by [L4]. Their sum vanishes exactly when both vanish, which by [L4] is the claimed Cohen–Macaulay equivalence.

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