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Failure of a full-rank standard lattice embedding obstructs smooth sliceness under the gluing hypotheses
Statement
Assume the Axiom of Choice. Let be a smooth oriented knot whose double branched cover is a rational homology sphere. Suppose bounds a compact connected smooth simply connected positive-definite four-manifold with boundary intersection lattice of rank . Assume has no isometric full-rank embedding into the standard dot-product lattice . If every smooth proper slice disk for has a branched-cover boundary inclusion whose image normally generates , then is not smoothly slice. This conditional obstruction gives no numerical lower bound on the smooth four-ball genus beyond excluding genus zero.
Statement references
Facts & Assumptions
Given: Full AC; the knot, filling, nonembedding condition, and universal normal-generation condition in the statement.
A smooth slice disk and the normal-generation condition produce a closed smooth simply connected positive-definite gluing with a full-rank isometric embedding of the filling lattice. A slice-branched-cover gluing produces a closed definite four-manifold
Every closed smooth simply connected positive-definite oriented four-manifold has standard diagonal integral intersection lattice. Donaldson diagonalization theorem for positive-definite four-manifolds
The boundary-normal-generation assumption holds for every possible smooth slice disk of ; this assumption is retained because [F1] does not prove it universally.
Full AC is assumed by the branched-cover and intersection-form supplier chain.
Proof
Given: The filling, nonembedding condition, and all hypotheses in the statement.
Suppose a smooth slice disk existed. The universal assumption [A1] supplies the normal-generation hypothesis for this actual , so the proved conditional gluing implication [F1] gives a closed smooth simply connected positive-definite manifold and an isometric full-rank embedding . Its rank is by the same gluing result. This uses the explicit hypothesis and does not infer normal generation from rational homology.
By [F2], is isometric to with its dot product. Composing that isometry with the embedding in step 1.1 contradicts the assumed absence of an isometric full-rank embedding . Thus no smooth slice disk exists, proving precisely the conditional nonsliceness conclusion. No larger lower bound on the smooth four-ball genus is deduced.
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