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Good-node deletion and cogood-node addition operators

Definition

On the set of p-restricted partitions (p-regular and p-restricted partitions) define partial operators e~i,f~i for i∈Z/p by e~iμ:=μ∖Aif εi(μ)>0, where A is the good i-node of μ (Residue signatures, normal, good, conormal and cogood nodes), the operator being undefined on μ when εi(μ)=0; and f~iμ:=μ∪Bif φi(μ)>0, where B is the cogood i-node of μ, the operator being undefined on μ when φi(μ)=0. Then μ=f~iν⟺ν=e~iμ for all p-restricted μ,ν; in particular e~i and f~i are mutual inverses on their domains, each e~i lowers the rank by one and each f~i raises the rank by one, and at most one good and at most one cogood node exist in each residue. No module-theoretic statement is made here: this item is pure combinatorics, and the identification of these operators with the crystal operators of the level-one Fock space is a theorem of the later Fock-space page, not an input here.

Facts & Assumptions

Given: A prime p, a residue i∈Z/p, and p-restricted partitions μ,ν of ranks d and d−1.

[F1]

For a p-restricted partition λ the i-signature is the word in {+,−} read off the addable and removable i-nodes ordered top to bottom, and its reduced form, after deleting zero entries, +a−b is well defined; the good i-node of λ is the removable node of the first surviving −, the cogood i-node is the addable node of the last surviving +, and εi(λ),φi(λ) are the numbers of surviving − and + signs (Residue signatures, normal, good, conormal and cogood nodes).

[F2]

Let λ be p-restricted and X=(r,λr) a removable i-node. On deleting X, only boundary nodes in rows r−1,r,r+1 can change. A newly removable node in row r−1 occurs only when λr−1=λr, and has residue i+1; a newly removable node (r,λr−1) has residue i−1. The former row-r addable node has residue i+1. A row-(r+1) addable node is lost only when λr−λr+1=1, and then has residue i−1. These residues are different from i for every prime p≥2. Thus the only change to an i-boundary node is that X changes from removable to addable: Rem⁡i(λ∖X)=Rem⁡i(λ)∖{X} and Add⁡i(λ∖X)=Add⁡i(λ)∪{X}. This follows directly from the row inequalities in Removable and addable nodes; it does not assert that every boundary node in row r+1 is retained.

[F3]

The reduction of a signature word is confluent, and the zero-suppressed normal form +a−b can be computed by scanning the word from left to right, pushing each non-cancelled − on a stack and letting each + cancel the top − of the stack if the stack is nonempty, and surviving otherwise; the surviving signs in their original order are exactly the normal form (Residue signatures, normal, good, conormal and cogood nodes).

[F4]

If λ is a partition and X a removable node of λ, then λ∖X is a partition, and λ∪Y is a partition for every addable node Y of λ; the restricted condition compares the consecutive differences λa−λa+1 with p (p-regular and p-restricted partitions, Removable and addable nodes).

Proof

technique · direct
1.1givenF3

The stack algorithm computes the normal form. The stack algorithm of [F3] terminates with a word containing no − before a + (a surviving − stays on the stack and blocks the stack from being empty, so no later + survives after it), and the reduction relation is confluent by [F3], so the surviving signs read in order are the reduced signature with zero entries deleted, +a−b; in particular the good node corresponds to the first surviving − and the cogood node to the last surviving +.

1.2givenF2

Comparison of the i-words. Let μ be p-restricted and X a removable i-node of μ; put ν:=μ∖X. By [F2] the i-nodes of ν are obtained from those of μ by removing X from the removable list and inserting X into the addable list, all other i-nodes and their top-to-bottom order being unchanged; hence the i-signature words of μ and ν have the same length and the same entries except at the position p of X, where the word of μ has − and the word of ν has +.

2.1step 1.1F3

First surviving − versus last surviving +. Let w be a signature word with wp=−, let w′ be w with the entry at p changed to +, let u be the prefix of w strictly before p, and let s be the suffix strictly after p. We prove that p is the position of the first surviving − of w if and only if p is the position of the last surviving + of w′. Let S be the stack of [F3] after scanning u; the prefix of w′ before p is the same word u, so the same stack S is present there. If S is nonempty, let q be its bottom entry; scanning w further, q can leave the stack only by being cancelled by a + that has first cancelled every entry above it, in particular the entry at p, so either q survives, giving a surviving − before p, or the entry p is cancelled before q and does not survive; in both cases p is not the first surviving − of w. Similarly, scanning w′ the entry at p is a +, which survives only if the stack just before it is empty, so if S is nonempty then p does not survive and is not the last surviving + of w′. Hence both events force S to be empty, and we may assume this. With S empty, push the − at p in the scan of w; while this entry is alive, the pending entries above it after scanning a prefix q of s are the − signs of q not yet cancelled, and since no + has yet occurred at height 0, that number is #−(q)−#+(q). Consequently p is cancelled at the first + of s whose preceding prefix q has #+(q)=#−(q), and such a + exists if and only if some prefix q of s has #+(q)>#−(q): counts change by one at each symbol, so a strict surplus arises only across a step of equality, and conversely a prefix with equality followed by a + would create a strict surplus. Thus, with S empty, the entry at p survives in w if and only if (C)#+(q)≤#−(q)for every prefix q of s. In w′, the + at p arrives at the empty stack S and survives; after it, a later + of s survives exactly when the stack is empty at its arrival. If (C) holds and a + of s survived, with preceding prefix q, then all − of q were cancelled, so #−(q)≤#+(q), while (C) applied to the prefix q extended by that + gives #+(q)+1≤#−(q), a contradiction; hence no later + survives. Conversely, if (C) fails then some + of s survives: the stack height after a prefix q of s equals #−(q)−#+(q)+c(q), where c(q) is the number of + signs of q that survived, as one checks by induction on the length of q (a − raises the height, and a + raises c by one and lowers the height by one exactly when it cancels); if no + of s survived then c(q)=0 for every prefix q, so #+(q)≤#−(q) for every prefix, contradicting the failure of (C). Therefore (C) holds if and only if, in w′, the entry at p is the last surviving +, and the claim follows.

3.1step 1.2step 2.1F1

Good versus cogood for a removable node. Let μ be p-restricted, X a removable i-node of μ and ν=μ∖X, assumed p-restricted. By step 1.2 the words of μ and ν differ exactly by the flip at the position of X, so step 2.1 gives: X is the good i-node of μ if and only if X is the cogood i-node of ν. Consequently, if εi(μ)>0 and X is the good i-node, then φi(ν)>0 with cogood node X, and f~i(ν)=ν∪X=μ.

3.2step 1.2step 2.1F4given

Removing the good node preserves restrictedness. Let μ be p-restricted and let A=(r,μr) be its good i-node; we show that ν=μ∖A is p-restricted. If r≥2 and μr−1−μr=p−1, then B:=(r−1,μr−1) is a removable node of μ (as μr−1>μr) with res⁡(B)=μr−1−(r−1)=μr−r+p≡μr−r=res⁡(A), so B is a removable i-node above A and hence occurs before A in the i-word. There is no i-node between B and A: these are consecutive rows, and any addable node in either row has residue i+1. Thus B is still on the stack when A is pushed. Either some − before A survives, and then A is not the first surviving −, or every − before A is eventually cancelled, in particular B; but a + cancels B only after cancelling every entry pushed after B, in particular the entry at A, so in that case A is cancelled and does not survive; both alternatives contradict that A is good. Hence μr−1−μr≤p−2, and then ν is p-restricted: deleting the last node of row r leaves (μr−1)−μr+1≤p−2<p and, if r≥2, μr−1−(μr−1)=(μr−1−μr)+1≤p−1<p, while all other consecutive differences are unchanged.

3.3step 1.2step 2.1F4given

Adding the cogood node preserves restrictedness. Let μ be p-restricted and let B=(r,μr+1) be its cogood i-node; we show that ν=μ∪B is p-restricted. Suppose first that μr−μr+1=p−1; then D:=(r+1,μr+1+1) is an addable i-node of μ, because μr>μr+1 and res⁡(D)=μr+1−r≡μr+1−r=res⁡(B); between B and D in the top-to-bottom order there is no i-node: the entries after B in row r do not exist, and the remaining i-node of row r is the removable node (r,μr), whose residue is res⁡(B)−1, while the addable node of row r+1 is D itself. Hence B and D are consecutive in the i-word, both with sign +. If the + at B survives, it leaves the stack empty, so the next entry, the + at D, also survives and is later than B; if the + at B does not survive, then B is not the cogood node. In both cases B is not the last surviving +, contradicting that B is cogood. Hence μr−μr+1≤p−2, and then (μr+1)−μr+1≤p−1<p, while μr−1−(μr+1)=(μr−1−μr)−1<p for r≥2 (no row above change is needed when r=1), and all other differences are unchanged; so ν is p-restricted.

4.1step 3.1step 3.3F1

Good versus cogood for an addable node. Let Y be the cogood i-node of the p-restricted partition μ and ν:=μ∪Y. Step 3.3 makes ν p-restricted, so step 3.1 applies. The node Y is removable in ν, and μ=ν∖Y; applying step 3.1 to the pair (ν,Y) gives: Y is the good i-node of ν if and only if Y is the cogood i-node of μ. Consequently, if φi(μ)>0 and Y is the cogood i-node, then εi(ν)>0 with good node Y, and e~i(ν)=ν∖Y=μ.

5.1step 3.1step 3.2step 3.3step 4.1

The inverse property. Let μ,ν be p-restricted partitions. If ν=e~iμ, then εi(μ)>0, ν=μ∖A for the good i-node A of μ, and step 3.1 gives that A is the cogood i-node of ν, so that f~iν=ν∪A=μ. Conversely, if μ=f~iν, then φi(ν)>0, μ=ν∪B for the cogood i-node B of ν, and step 4.1 gives that B is the good i-node of μ, so that e~iμ=μ∖B=ν. Hence μ=f~iν  ⟺  ν=e~iμ for all p-restricted μ,ν, both sides being false when the relevant node does not exist; and by steps 3.2 and 3.3 the operators map p-restricted partitions to p-restricted partitions.

6.1step 5.1F1∎

Conclusion. By [F1] at most one good and at most one cogood i-node exist in each residue, so the partial operators are well defined; removing a node lowers the rank by one and adding a node raises it by one, so e~i lowers and f~i raises the rank by one; and by step 5.1 each operator is defined at exactly the images of the other, so they are mutual inverses on their domains. No module theory and no choice principle are used.

Remarks

  • The word comparison is where the geometry enters. Step 1.2 is the only place where the partition structure is used; the reduction of a general word does not behave this way, so the inverse property is a theorem about the i-words of partitions, not a formal property of the cancellation procedure.
  • One-sided cancellation. The reduction cancels only −+ pairs, so a reduced word may contain both a surviving + before a surviving −, as in the reduced signatures (+,−) appearing on the companion page.
  • Choice. Everything is finite and explicit; no choice principle is used.

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