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A small spectral gap makes the dimer mode sensitive to perturbations

Example

For each δ>0, let

Hδ=(−δ00δ),Eδ=(0δδ0),H^δ=Hδ+Eδ.

The exact lowest eigenvector is e1. For every z∈R2, the perturbation satisfies ∥Eδz∥2=δ∥z∥2, and this amplification tends to zero with the gap, but the lowest eigenvector of H^δ remains at angle arctan⁡(2−1)>0 from e1. Thus an absolute perturbation tolerance alone cannot guarantee a mode error tending to zero as the spectral gap collapses.

Facts & Assumptions

Given: The matrices above and the mode-separation context in A separated dimer mode gives a local inexact saddle error bound.

[F1]

A separated dimer mode gives a local inexact saddle error bound: the mode-angle bound depends on the error-to-gap ratio, not on absolute error alone.

Proof

Given: δ>0 and the two symmetric matrices in the Example.

1.1givenalgebra

The eigenvalues of Hδ are −δ and δ, with exact lowest eigenvector e1 and spectral gap 2δ. Also EδTEδ=δ2I, so for every z we have ∥Eδz∥22=zTEδTEδz=δ2∥z∥22 and hence ∥Eδz∥2=δ∥z∥2.

1.2givenalgebra

The eigenvalues of H^δ are ±2 δ. For the negative eigenvalue, the first row equation gives (−1+2)x+y=0, so a lowest unit eigenvector is proportional to (1,1−2). Its angle with e1 is therefore arctan⁡(∣1−2∣)=arctan⁡(2−1), a positive constant independent of δ.

2.1F1step 1.1step 1.2∎

As δ↓0, the perturbation norm tends to zero while this angle stays fixed at arctan⁡(2−1)>0. The spectral gap also tends to zero, so this does not contradict the separated-mode bound [F1]; it shows why that bound must include a gap scale.

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