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LemmaStatement: AI-adaptedProof: AI-generatedPipeline-generatedjudge pass (gpt-5.6-terra)audited 2026-09-12
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Engel, the trace criterion, and Killing nondegeneracy

Statement

Let V be a finite-dimensional complex vector space. If a Lie subalgebra L⊆End⁡(V) consists entirely of nilpotent operators and V≠0, it has a common nonzero annihilated vector; it admits a basis in which all its operators are strictly upper triangular. If instead L satisfies tr⁡V(xy)=0 for all x∈[L,L], y∈L, then L is solvable.

For every finite-dimensional complex semisimple Lie algebra, the Killing form B is symmetric, invariant and nondegenerate. All these assertions are choice-free, including the zero Lie algebra.

Facts & Assumptions

Given: The finite-dimensional complex Lie and trace conventions of Finite semisimple Lie algebras and the symmetric adjoint action.

[F1]

A finite-dimensional endomorphism decomposes into the kernels of the irreducible powers in its minimal polynomial by Primary decomposition: the irreducible-power factors of μT split V into their invariant kernels.

[F2]

Finitely many residues at pairwise comaximal polynomial ideals are interpolated by Chinese remainder theorem for pairwise comaximal ideals.

[F3]

Every nonconstant complex polynomial has a complex root by Fundamental theorem of algebra: every nonconstant complex polynomial has a complex root; finite division then splits it into linear factors.

Proof

1.1givenalgebra

If aq=0 on V, the commuting operators of left and right multiplication by a on End⁡(V) give (ad⁡a)m(T)=∑j=0m(−1)j(mj)am−jTaj. For m≥2q−1 every summand is zero. Hence ad⁡a is nilpotent on any invariant subspace or quotient, in particular on a quotient of subalgebras stable under its action.

1.2givenalgebra

For a finite-dimensional Lie algebra g, trace cyclicity proves symmetry of B. Jacobi and trace cyclicity also give B([x,y],z)=tr⁡([ad⁡x,ad⁡y]ad⁡z)=tr⁡(ad⁡x[ad⁡y,ad⁡z])=B(x,[y,z]). Consequently its radical J={x:B(x,g)=0} is an ideal: B([a,x],y)=−B(x,[a,y])=0 for x∈J.

2.1F1F2F3givenstep 1.1algebra

We record a finite spectral construction. By F3 and F1, an operator x on a nonzero V has a direct-sum decomposition V=⨁λVλ with x∣Vλ=λid⁡+nλ, each nλ nilpotent. Define b to act on Vλ by the scalar λ‾. For a map in Hom⁡(Vμ,Vλ), ad⁡x equals (λ−μ)id⁡ plus the difference of commuting nilpotent left and right actions. Its nilpotent part has exponent at most N=2dim⁡V, by the same binomial expansion as in step 1.1. For every distinct difference a=λ−μ, F2 supplies a polynomial R(z) with R(z)≡a‾(mod(z−a)N). These ideals are pairwise comaximal: distinct linear factors generate the unit ideal, and expanding a sufficiently high power of such a unit expression proves the same for their Nth powers. Therefore R(ad⁡x) acts on this Hom space by λ‾−μ‾, exactly ad⁡b. The difference zero is among the interpolation nodes, so R(0)=0. Thus ad⁡b=R(ad⁡x),R(0)=0. Also tr⁡(bx)=∑λ(dim⁡Vλ)∣λ∣2, since each nilpotent block has trace zero.

2.2step 1.1givenalgebra

Prove the common-zero-vector assertion by induction on dim⁡L, for all finite-dimensional nonzero representation spaces on which every operator is nilpotent. The zero algebra is immediate. Choose a proper subalgebra H⊂L of maximal dimension. For a∈H, step 1.1 makes its adjoint action on L/H nilpotent. Its image is a Lie algebra of dimension at most dim⁡H<dim⁡L, so the induction hypothesis gives a nonzero coset x+H annihilated by every a∈H. Hence [H,x]⊆H, and H+Cx is a subalgebra strictly containing H. Maximality forces L=H+Cx and makes H a codimension-one ideal.

3.1step 2.2givenalgebra

The induction hypothesis applied to H on V makes K={v:Hv=0} nonzero. It is x-invariant because for a∈H, a(xv)=x(av)+[a,x]v=0. The nilpotent restriction of x to K has a nonzero kernel: take the last nonzero vector in the finite power string of any nonzero vector of K. This vector is killed by both x and H, hence by L, completing the induction. Apply the same common-vector result to successive quotients of V to obtain a finite invariant flag with zero action on each one-dimensional quotient. Lifting a basis of that flag gives strict upper triangularity. A product of dim⁡V strictly upper triangular operators is zero; expanding iterated brackets into products shows this algebra, and every subalgebra of it, is solvable (indeed nilpotent).

3.2step 2.1givenalgebra

Now suppose the trace-zero hypothesis holds and fix x∈[L,L]. Use the operator b and polynomial R from step 2.1. Write x=∑j[yj,zj] with yj,zj∈L, a finite sum by the definition of the derived subspace. Cyclicity of finite matrix trace gives tr⁡(bx)=∑jtr⁡([b,yj]zj)=∑jtr⁡(R(ad⁡x)(yj)zj)=0. Indeed [L,L] is an ideal by Jacobi, and R(0)=0 implies R(ad⁡x)(yj)∈[L,L], so each last trace vanishes by the hypothesis. Step 2.1 now gives a sum of nonnegative real numbers ∑λ(dim⁡Vλ)∣λ∣2=0. Each λ is zero, so x is nilpotent on V.

4.1step 3.1step 3.2givenalgebra

Thus every element of [L,L] is a nilpotent operator. Step 3.1 makes this derived algebra solvable. If its derived series vanishes after m steps, that of L vanishes after m+1, proving the trace criterion. If V=0, then L=0 and the same conclusion is immediate without spectral decomposition.

5.1step 4.1step 1.2F1F2F3givenalgebra∎

Suppose g is semisimple. For x,y∈J, the adjoint actions preserve J and act by zero on g/J. Computing trace in a basis extending one of J gives BJ(x,y)=Bg(x,y)=0. Thus L=ad⁡J(J)⊆End⁡(J) satisfies step 4.1's trace hypothesis and is solvable. Its kernel in J is the center, which is abelian; explicitly, if DmL=0 then DmJ lies in that center and Dm+1J=0. Hence J is a solvable ideal of g and is zero by semisimplicity. This proves nondegeneracy. For g=0 the unique form has zero radical. Every induction, basis, polynomial interpolation and eigenvalue factorization above is finite; no algebraic closure or arbitrary-index selection is taken, so no AC is used.

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