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Index of the boundary of a graph-bounded plane region
Statement
A Puiseux-analytic arc is a compact graph whose defining function is analytic on the open parameter interval and has a convergent one-sided Puiseux expansion at each endpoint, as in Slab triangulation of a compact plane region bounded by finitely many piecewise real-analytic curves.
Let , let be continuous with , real-analytic on , and suppose the graph of and the graph of are Puiseux-analytic arcs. Put so that has interior and let be the positively oriented boundary contour of : the concatenation of the bottom segment from to , the graph of traversed with increasing, the top segment from to , and the graph of traversed with decreasing, degenerate pieces (when at a wall) being constant paths. Then:
- is a closed complex contour (Rectifiable complex contours, reversal, concatenation, closedness, and orientation);
- for every and for every (The winding number of a closed contour about a point off its trace);
- consequently is null-homologous in every open set with ;
- the same two index assertions hold for the region with boundary contour , for every orientation-preserving similarity , .
No choice principle is used.
Facts & Assumptions
Given: , continuous on , real-analytic on , with Puiseux-analytic-arc graphs, the region and its boundary contour .
The boundary contour is a finite concatenation of the graph paths and over and the two wall segments; for a closed contour and a continuous logarithm of along exists, and for every continuous argument of (Every contour missing a point admits a continuous logarithm, unique up to a constant in , The winding number is the increment of a continuous argument divided by , The winding number of a closed contour about a point off its trace).
If is a closed contour, and , then is a closed contour with ; this is [F1] applied to the logarithms of and of (Every contour missing a point admits a continuous logarithm, unique up to a constant in ). Also , the reversal, satisfies (Rectifiable complex contours, reversal, concatenation, closedness, and orientation).
is continuous on , constant on each connected component of that complement, and there is with whenever (The index of a cycle is locally constant off its trace and vanishes far from it).
The graph path of a continuous function on that is differentiable with continuous derivative on is rectifiable, with finite length (If is continuous on , differentiable on , and extends continuously to , then the graph of has length ); a finite concatenation of rectifiable paths is rectifiable (Rectifiable complex contours, reversal, concatenation, closedness, and orientation).
For a closed rectifiable loop with one has for (For loops in C times, the winding number about 0 equals the circle degree); path-homotopic based circle loops have the same degree (Path-homotopic based circle loops have the same degree, Homotopies of continuous maps, homotopies relative to a subspace, and path homotopies relative to the endpoints).
For , and , , one has for and for (A circle traversed times has winding number inside and outside).
Proof
( is a closed complex contour.) The wall segments are straight paths. Near either endpoint the Puiseux expansion of has the form , or the analogous expansion in . Substituting parametrizes that graph segment by ; both coordinates are on a closed short interval, so the segment has finite length by [F4]. On the remaining compact subinterval the graph is because is analytic on , again giving finite length by [F4]. The same argument applies to . Thus all four (possibly degenerate) pieces are rectifiable, their concatenation is a rectifiable path, and it is closed because consecutive endpoints agree, so is a closed complex contour.
(Based homotopies preserve the index.) Let be closed rectifiable loops with , and let be continuous with for and for all . Put , and ; then takes values in , is a path homotopy between the loops based at , and is a path homotopy between the based circle loops ; by [F5] the degrees of and are equal, and by [F5] and [F2] applied to the closed rectifiable loops based at , ; hence .
(Exterior case.) Let . If , the vertical ray is disjoint from because every point of has ; if , the upward vertical ray has the same property; if and (the endpoint case included, since every point of at height has first coordinate in ), the rightward horizontal ray is disjoint from ; and if the leftward horizontal ray is disjoint from . These cases exhaust , since a point with and lies in . Each chosen ray is a connected set containing , contained in (because ) and meeting for as in [F3]; hence by [F3].
(Interior case: reduction to a rectangle.) Let . Choose and , and put . For let be the region bounded by the graphs , and , where and ; then are continuous, real-analytic on , and lies on the bottom wall of because . Parametrize the boundary of by the five arcs bottom-from-, right graph of , top wall, left graph of , bottom-to-, the parameter on each arc being proportional to the arc parameter; every coordinate is built from and the continuous functions by affine operations, so is continuous, , and is a positively oriented closed contour. Moreover for every : indeed in the first stage and in the second, with fixed by . Hence is a based homotopy in from to the positively oriented boundary of the rectangle , which is rectifiable as a finite concatenation of segments; by step 1.2, .
(Interior case: reduction of the rectangle to a circle.) Write and for each direction let be the unique positive number with ; explicitly is the minimum of the positive numbers among for , for , for and for , so is continuous and positive on . With the argument of and , put for and ; then is continuous, for every , so is a based homotopy of closed curves in , with a positively oriented parametrization of and the circle of radius about traversed once positively. By step 1.2 and [F6], .
(Interior case concluded.) For steps 2.1 and 2.2 give .
(Similarity invariance.) Let with and let . By [F1] there is a continuous logarithm of along ; then is a continuous logarithm of along , so by [F1] the two contours have the same index, . Hence for , writing with , step 3.1 gives ; and for the point lies in , so step 1.3 gives and therefore . Multiplication by is orientation-preserving, so is the positively oriented boundary contour of , and clause 4 follows.
(Conclusion.) Steps 3.1 and 1.3 give the two index assertions. For the homology claim, define This is continuous and its restriction to the positively oriented boundary of the square traces . Thus is null-homotopic in , and a null-homotopic loop represents zero in singular homology, so it is null-homologous in . The construction selected only finitely many explicit numbers (, , the parameters of the arcs), so no choice principle is used.
Remarks
The two index computations replace the unavailable general Jordan curve theorem by explicit deformations: the graph-bounded region is straightened into a rectangle by moving its two graph sides to distant vertical lines while the basepoint stays on the bottom wall, and the rectangle is then deformed radially onto a circle through the basepoint. Only the circle theorem A circle traversed times has winding number inside and outside supplies a numerical index; the deformations are compared through the degree of the normalized loop, whose invariance under path homotopy is Path-homotopic based circle loops have the same degree. For a point outside the region the index vanishes by the ray argument, which is the same device used in Admissible cycle around a compact plane set. This lemma is the plane-local input of the residue theorem on a compact Riemann surface; it is stated for regions, not for the interior of an arbitrary closed curve, exactly because the general Jordan curve theorem is not available here.
Depends on
- Rectifiable complex contours, reversal, concatenation, closedness, and orientation
- The winding number of a closed contour about a point off its trace
- Every contour missing a point admits a continuous logarithm, unique up to a constant in $2\pi i\mathbb{Z}$
- The winding number is the increment of a continuous argument divided by $2\pi$
- The index of a cycle is locally constant off its trace and vanishes far from it
- If $f$ is continuous on $[a,b]$, differentiable on $(a,b)$, and $f'$ extends continuously to $[a,b]$, then the graph of $f$ has length $\int_a^b\sqrt{1+f'(t)^2}\,dt$
- Slab triangulation of a compact plane region bounded by finitely many piecewise real-analytic curves
- Homotopies of continuous maps, homotopies relative to a subspace, and path homotopies relative to the endpoints
- For loops in C times, the winding number about 0 equals the circle degree
- Path-homotopic based circle loops have the same degree
- A circle traversed $k$ times has winding number $k$ inside and $0$ outside
Used by
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Sources
- Theo Bühler and Dietmar A. Salamon, Functional Analysis, Definition 5.24 and the cycle-existence remark (standard reference, not scraped)