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L-reductions compose and transfer PTAS and APX-hardness

Statement

Let Π and Γ be finite-instance optimization problems with polynomially bounded feasible encodings, polynomial-time feasibility and value operations, attained optima, and nonnegative objective values. If Π L-reduces to Γ with constants a,b>0, then for OPT⁡Γ>0 a feasible Γ solution with relative error at most ϵ decodes to a Π solution with relative error at most abϵ. If OPT⁡Γ=0, the appropriate minimization or maximization ratio guarantee and nonnegative feasible values force the Γ value to be zero, and the L-reduction error bound forces the decoded Π solution to be optimal. Thus an L-reduction transfers PTAS membership. L-reductions compose: constants (a,b) followed by (a′,b′) give constants (aa′,bb′). Consequently, if Π is APX-hard under L-reductions and Π L-reduces to Γ, then Γ is APX-hard under L-reductions.

Facts & Assumptions

Given: Two finite-instance optimization problems Π and Γ with the stated model properties, and an L-reduction (f,g,a,b) from Π to Γ.

[F1]

An L-reduction from Π to Γ consists of a polynomial-time instance map f, a polynomial-time feasible-solution map g defined on instances x of Π and feasible solutions y of f(x), and constants a,b>0 with OPT⁡Γ(f(x))≤aOPT⁡Π(x) and ∣OPT⁡Π(x)−val⁡Π(g(x,y))∣≤b∣OPT⁡Γ(f(x))−val⁡Γ(y)∣ for all such x,y. (L-reductions between optimization problems)

[F2]

In the finite-instance model each problem has a polynomially bounded feasible-solution encoding, polynomial-time feasibility and value operations, at least one feasible solution per instance, attained optima, and nonnegative rational objective values computable in polynomial time. (Optimization problems and approximation ratios)

[F3]

An H-approximation ratio guarantee in the value-inequality sense means val⁡≤HOPT⁡ for minimization, respectively val⁡≥HOPT⁡ for maximization; a PTAS is a family (Aϵ)0<ϵ<1 with polynomial running time for each fixed ϵ and these value guarantees for H=1+ϵ and H=1−ϵ. (Optimization problems and approximation ratios, PTAS, FPTAS and APX)

[F4]

Under the selected convention, Γ is APX-hard when every problem in the locally defined class APX has an L-reduction to Γ, and APX is the class of finite-instance problems admitting one polynomial-time fixed-factor approximation. (APX-hardness and APX-completeness under L-reductions, PTAS, FPTAS and APX)

Proof

technique · direct
1.1F1F2givenconstruct

Fix an instance x of Π, write x′=f(x), and let y be a feasible solution of x′. By [F1] the maps f and g are polynomial time, the defining inequalities are OPT⁡Γ(x′)≤aOPT⁡Π(x) and ∣OPT⁡Π(x)−val⁡Π(g(x,y))∣≤b∣OPT⁡Γ(x′)−val⁡Γ(y)∣, and by [F2] all optima and values are attained nonnegative rationals, so each of these expressions is a finite nonnegative difference and all values are computed in polynomial time.

2.1F1step 1.1algebra

Composition: suppose in addition that (f′,g′,a′,b′) is an L-reduction from Γ to a third problem Δ. Define F(x):=f′(f(x)) and G(x,z):=g(x,g′(f(x),z)) for every instance x of Π and feasible Δ-solution z of F(x); these are compositions of polynomial-time maps and produce feasible solutions. The two defining inequalities give OPT⁡Δ(F(x))≤a′OPT⁡Γ(f(x))≤a′aOPT⁡Π(x) and ∣OPT⁡Π(x)−val⁡Π(G(x,z))∣≤b∣OPT⁡Γ(f(x))−val⁡Γ(g′(f(x),z))∣≤bb′∣OPT⁡Δ(F(x))−val⁡Δ(z)∣, so (F,G,a′a,bb′) is an L-reduction from Π to Δ by [F1].

2.2F2F3step 1.1algebra

Relative-error transfer for positive target optimum: suppose OPT⁡Γ(x′)>0 and the feasible solution y satisfies val⁡Γ(y)≤(1+ϵ)OPT⁡Γ(x′) in the minimization direction or val⁡Γ(y)≥(1−ϵ)OPT⁡Γ(x′) in the maximization direction, that is, its relative error in Γ's direction is at most ϵ in the value sense of [F3]. Since OPT⁡Γ(x′) is an attained minimum in the first case, val⁡Γ(y)≥OPT⁡Γ(x′) there, and since it is an attained maximum in the second case, val⁡Γ(y)≤OPT⁡Γ(x′) there; in both cases ∣OPT⁡Γ(x′)−val⁡Γ(y)∣≤ϵOPT⁡Γ(x′).

3.1F1F4step 2.1algebra

APX-hardness transfer: assume Π is APX-hard under the selected convention [F4] and let Λ be any problem in APX. By APX-hardness of Π there is an L-reduction from Λ to Π with constants (a′,b′); composing it with the reduction (f,g,a,b) of step 1.1 by the construction of step 2.1 gives an L-reduction from Λ to Γ with constants (a′a,bb′). Since Λ∈APX was arbitrary, every problem in APX L-reduces to Γ, so Γ is APX-hard by [F4].

3.2F1step 1.1step 2.2algebra

Error bound: applying the second L-reduction inequality of step 1.1 to the solution y of step 2.2 and then the optimum bound of [F1], ∣OPT⁡Π(x)−val⁡Π(g(x,y))∣≤b∣OPT⁡Γ(x′)−val⁡Γ(y)∣≤bϵOPT⁡Γ(x′)≤abϵOPT⁡Π(x). If OPT⁡Π(x)>0, dividing by it bounds the relative error in Π's direction by abϵ; if OPT⁡Π(x)=0, the displayed chain gives ∣val⁡Π(g(x,y))∣≤0, so the decoded solution is optimal.

4.1F1F2F3step 3.2algebra

Zero target optimum: suppose OPT⁡Γ(x′)=0. If Γ is a minimization problem, the ratio guarantee gives val⁡Γ(y)≤(1+ϵ)⋅0=0 and [F2] gives val⁡Γ(y)≥0, so val⁡Γ(y)=0; if Γ is a maximization problem, OPT⁡Γ(x′)=0 is the largest feasible value and all values are nonnegative, so again val⁡Γ(y)=0. Then the L-reduction error inequality gives ∣OPT⁡Π(x)−val⁡Π(g(x,y))∣≤b⋅0=0, so the decoded Π-solution is optimal. The same conclusion holds when OPT⁡Π(x)=0, because then OPT⁡Γ(x′)≤a⋅0=0 and nonnegativity give OPT⁡Γ(x′)=0, reducing to the case just treated.

5.1F1F3step 3.2step 4.1construct

PTAS transfer: let (Aϵ)0<ϵ<1 be a PTAS for Γ by [F3] and let η∈(0,1) be a rational tolerance for Π. Choose a rational ϵ with 0<ϵ<min⁡(1/2,η/(2ab)), which is possible because ab>0 and η>0, so that abϵ<η and abϵ<1/2. Run Aϵ on x′=f(x) to obtain a feasible y, then decode g(x,y). If OPT⁡Γ(x′)>0, step 3.2 bounds the relative error of the decoded solution by abϵ<η; if OPT⁡Γ(x′)=0, step 4.1 shows the decoded solution is optimal, a relative error of 0<η. The running time is polynomial in ∣x∣, being a composition of the polynomial map f, the fixed-ϵ polynomial algorithm Aϵ, and the polynomial map g; hence Γ∈PTAS implies Π∈PTAS.

6.1F1step 3.1step 5.1algebra∎

Consequently an L-reduction transfers relative-error guarantees and PTAS membership, L-reductions compose with constants (aa′,bb′), and by step 3.1 the APX-hardness of a problem transfers to any L-reduction target under the selected convention. These conclusions rest on the value inequalities and polynomial maps of [F1]; a PCP gap bound or a no-PTAS theorem alone proves no APX-hardness statement and is not used here.

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