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Laurent binomial valuation at one over any field

Statement

Let F be a field, let F[t,t−1] be its Laurent polynomial ring (The Laurent polynomial ring as the principal localisation of Z[t] at t), and let v1 be the (t−1)-adic valuation on the nonzero elements of F[t,t−1]: for 0≠f, v1(f):=max⁡{n≥0:(t−1)n∣f in F[t,t−1]}, so that v1(f)=0 exactly when f(1)≠0 (Discrete valuation rings). Let A,B∈F∖{0}, let u,v∈Z, put N:=u−v and f:=Atu−Btv.

  1. If A≠B, then v1(f)=0.
  2. If A=B and N≠0, then v1(f)=1 when char⁡F=0, and v1(f)=pvp(∣N∣) when char⁡F=p>0; here vp is the exponent of p in ∣N∣, i.e. N=prm with p∤m (The characteristic of a ring: the least n≥1 with n⋅1R=0 when one exists, and 0 otherwise).
  3. If A=B and N=0, then f=0, and the zero element has no finite valuation.

In the intended application the Laurent polynomials QaqH j−it na+j−i (foot residues of the Jantzen expression) are compared by this lemma: it computes their valuation exactly when their difference is nonzero and prevents replacing valuations by an equality-of-residues indicator in positive characteristic.

Facts & Assumptions

Given: A field F, nonzero A,B∈F, integers u,v, the Laurent polynomial f=Atu−Btv, and the (t−1)-adic valuation v1 of the Statement.

[F1]

The finite Laurent construction over F uses sums ∑kaktk with finite support and the coefficientwise addition and convolution multiplication. It is the field-coefficient version of The Laurent polynomial ring as the principal localisation of Z[t] at t; t is a unit, and multiplying by a sufficiently large power of t identifies any such sum with an ordinary polynomial.

[F2]

A DVR is the ring of nonnegative values of a surjective integer-valued valuation on a field (Discrete valuation rings). The multiplicity valuation used here is established locally in step 1.1.

[F3]

The characteristic is the least positive integer annihilating 1F, or zero if no such integer exists (The characteristic of a ring: the least n≥1 with n⋅1R=0 when one exists, and 0 otherwise). Its field consequences needed here are established in step 1.1.

Proof

technique · direct

Given: The field F, the Laurent polynomial ring F[t,t−1] with unit t, the valuation v1 of the Statement, and the data of [F1]–[F3].

1.1F1F2F3algebra

Construct the valuation. For an ordinary nonzero polynomial g, repeated division by t−1 terminates as degree decreases, giving a unique factorization g=(t−1)ag0 with g0(1)≠0; division is explicit from g(t)−g(1)=∑jaj(tj−1). For a Laurent polynomial multiply by tM first: since tM(1)=1, the resulting multiplicity is independent of M. Multiplying two factorizations multiplies their nonzero evaluations, so multiplicities add; adding them gives multiplicity at least their minimum, unless the sum is zero. Consequently v(g/h)=v(g)−v(h) is a well-defined valuation on F(t), surjective since v(t−1)=1. Its nonnegative-value ring is F[t](t−1): cancel the powers of t−1 in numerator and denominator, leaving a denominator nonzero at 1. This proves the DVR assertion in the sense of [F2], the zero-evaluation criterion, and invariance under Laurent units. Finally, positive field characteristic is prime: a composite least annihilator ab would give (a1F)(b1F)=0 with both factors nonzero. Division of an integer by that prime shows m1F≠0 if p∤m.

1.2F1

The case A=B, N=0. Then f=Atu−Btv=Atu−Atu=0 by [F1], the zero element of F[t,t−1]; since (t−1)n∣0 for every n, the set in the definition of v1 is unbounded and no finite value is assigned.

2.1F1F2step 1.1

Reduction to N and to A/B for f≠0. Since Btv is a unit of F[t,t−1] with inverse B−1t−v by [F1], the identity Atu−Btv=Btv((A/B)tN−1) and [F2] give v1(Atu−Btv)=v1((A/B)tN−1); moreover if N<0 then tN−1=−tN(t−N−1) with −tN a unit, so v1(tN−1)=v1(t∣N∣−1) by [F1] and [F2].

3.1F1F2step 1.1step 2.1

The case A≠B. Evaluating the Laurent polynomial (A/B)tN−1 at t=1 gives A/B−1≠0, so the factor t−1 cannot divide (A/B)tN−1: a product containing t−1 would evaluate to 0 under the ring homomorphism f↦f(1) with 1↦1. Hence v1((A/B)tN−1)=0 by [F2], and the reduction of step 2.1 gives v1(f)=0.

3.2F1F2F3step 1.1step 2.1algebra

The case A=B, char⁡F=0, N≠0. Here f=A(tu−tv)=Atv(tN−1) with Atv a unit, so by step 2.1 the valuation equals v1(t∣N∣−1), while t∣N∣−1=(t−1)(1+t+⋯+t∣N∣−1) with second factor evaluating at t=1 to ∣N∣⋅1F≠0 by [F3] and therefore of valuation 0 by [F2]; the valuation is additive on this factorisation of the nonzero polynomial t∣N∣−1, so v1(f)=1.

4.1F1F2F3step 1.1step 2.1algebra∎

The case A=B, char⁡F=p>0, N≠0. Write ∣N∣=prm with r≥0 and p∤m. In characteristic p the identity (x−1)pr=xpr−1 follows by iterating (x−1)p=xp−1 (the intermediate binomial coefficients (pi), 1≤i≤p−1, are multiples of p); applying it to x=tm gives t∣N∣−1=(tm−1)pr=(t−1)pr(1+t+⋯+tm−1)pr. The second factor evaluates at t=1 to mpr⋅1F, which is nonzero because m⋅1F≠0 by [F3]; it thus has valuation 0 by [F2], so v1(t∣N∣−1)=pr, and step 2.1 gives v1(f)=pr=pvp(∣N∣).

Remarks

The lemma is a leaf computation over an arbitrary field: it is used where a denominator t−1 is cleared or an integrality statement is checked at t=1, and it records explicitly that in characteristic p the valuation is the full p-power pvp(∣N∣), not merely the indicator of p∣N. No choice principle is used.

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