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LemmaStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedjudge pass (gpt-5.6-terra)audited 2026-09-14
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Size, collapse, and factorization for the PFA iteration

Statement

Let κ be supercompact and let Pκ be the Laver-guided countable-support iteration. Then Pκ is proper, has cardinality κ, is κ-cc, preserves ω1, collapses every ground cardinal strictly between ω1 and κ, and forces κ=ω2. If a sufficiently closed supercompactness embedding j:VM anticipates a Pκ-name Q˙ for a proper forcing, then

j(Pκ)PκQ˙R˙

for the tail iteration R˙ in M.

Facts & Assumptions

Given: ZFC, a supercompact κ, a Laver function , and the iteration from the statement.

[F1]

The bookkeeping construction uses countable support, only forced-proper iterands, a trivial fallback, and identifies an anticipated proper name as stage κ of the image iteration. Laver-guided proper bookkeeping iteration

[F2]

Countable-support iterations of forced-proper iterands are proper. Countable-support iterations preserve properness

[F3]
[F4]

Supercompactness supplies sufficiently closed embeddings with critical point κ. Supercompactness and closed elementary embeddings

[F5]

Below an inaccessible cardinal all required rank and exponentiation bounds are below κ. Size and rank bounds below an inaccessible

[F6]

Families of small supports admit large delta subsystems under the stated inaccessible arithmetic. Generalized delta systems for small supports

[F7]

A κ-cc forcing preserves the regular cardinal κ and all larger cardinals and cofinalities. Chain conditions preserve high cofinalities and ccc preserves cardinals

[F8]

Every supercompact cardinal is inaccessible. Large-cardinal implication and consistency ledger

[A1]

AC supplies thinning, well-orders, simultaneous names, and the selected supercompactness embeddings. The Axiom of Choice

Proof

1.1

By F1 every stage forces its iterand proper, so F2 makes every Pα, including Pκ, proper. F3 therefore preserves ω1.

F1F2F3Given
1.2

Let S be the set of α[ω1,κ) for which (α) is a valid Pα-name for Col(ω1,α)VPα. We verify the required reflection instead of assuming it. Let C˙ be the canonical Pκ-name for Col(ω1,κ)VPκ. The Laver anticipation property gives a sufficiently closed supercompactness embedding j:VM with j()(κ)=C˙. By elementarity and the recursive definition in F1, the first κ stages of j(Pκ) are exactly Pκ, so M recognizes C˙ as the required proper collapse name at stage κ. Hence κj(S). If S were bounded below some η<κ, then j(S)=Sη, contradicting κj(S). Thus S is unbounded.

F1F4A1Given
2.1

By F8, κ is inaccessible. Inductively, Pα and every iterand name for α<κ have hereditary size below κ: F1 places the guesses in Vκ, while F5 bounds the number of countable supports and the countable products of earlier hereditary presentations. At every limit of uncountable cofinality, countable support is bounded, so the inverse-limit carrier equals the direct limit; such limits form a stationary subset of inaccessible κ. For a κ-sized family of conditions, F6 thins their countable supports to a delta system. The root is bounded below some β<κ; since Pβ<κ, regularity thins again so all root restrictions agree. The union of any two remaining conditions is a condition: below β they agree, and beyond the root their supports are disjoint, so at each coordinate monotonicity of the earlier forcing relation preserves the unique tail requirement. Hence the family has two compatible members and Pκ is κ-Knaster, in particular κ-cc. Every countable support is bounded in κ, so Pκ=α<κPα and Pκκ.

F1F5F6F8A1step 1.1
3.1

For αS the collapse is countably closed and hence proper, so F1 uses it rather than the fallback. Consequently, for every ground cardinal μ with ω1<μ<κ, a stage αS above μ makes μω1. Moreover Pα+1 has at least α conditions: the one-point functions in Col(ω1,α) give that many distinct last-coordinate conditions. Since S is unbounded, Pκκ, so equality holds in step 2.1. By F7, κ itself remains a cardinal, while step 1.1 preserves ω1; therefore the final model has no cardinal strictly between them and forces κ=ω2.

F1F5F7A1step 1.1step 1.2step 2.1
4.1

Let j:VM be supplied by F4 with enough closure to contain the relevant Pκ-name Q˙, and suppose j()(κ)=Q˙ and Pκ forces Q˙ proper. Since crit(j)=κ, elementarity applied to the recursive definition in F1 makes the first κ stages of j(Pκ) exactly Pκ. The closure agreement makes M recognize the same forced-properness assertion, so stage κ is Q˙, not the fallback. Splitting the remaining image iteration after that coordinate gives a tail name R˙ and the canonical dense isomorphism j(Pκ)PκQ˙R˙. This proves every clause, with Choice used exactly through A1 and the declared suppliers.

F1F4A1step 2.1

Depends on

Used by

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Sources