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A nonvertex fundamental disk has a connected two-copy normal sum
Statement
Let be a fundamental normal disk in a finite simplicial triangulation . If its vector does not lie on an extreme ray of , there are connected embedded normal surfaces , neither with vector proportional to , and an actual original-triangulation regular diagram whose full resolution has vector
Its full resolution consists of two disks with boundary curves homotopic to . Exactly one of the following occurs:
- and are disks.
- One is a sphere and the other is an annulus; both annulus boundary curves are homotopic to .
If is in addition a least-weight essential normal disk with lexicographically least vector at that weight, the first case has at least one disk with null-homotopic boundary. This is a reduction of the vertex obligation, not a proof that either case is impossible.
Statement references
Normal-surface coordinates and the Haken cone — the full matching cone, fundamentalness and extreme rays.
Compatible normal vectors admit regular sum diagrams in the original triangulation — original-coordinate realization, partial regular sums and abstract uniqueness.
Facts & Assumptions
Given: The fundamental normal disk and the non-extreme-ray assumption; use the additional essential extremality only for the last assertion.
Compatible admissible vectors have regular diagrams in which all partial regular resolutions retain the normal tetrahedral disk pieces. The vector determines the abstract surface and the homotopy classes of corresponding boundary curves. These properties persist when some components are absorbed by performing all their regular switches with the other family: only the remaining old double curves are left. (Compatible normal vectors admit regular sum diagrams in the original triangulation)
A connected finite surface has Euler characteristic at most two. With boundary it has Euler characteristic at most one; if positive it is a disk. A closed surface of Euler characteristic two is a sphere, and a boundary surface of Euler characteristic zero is an annulus or a Mobius band, distinguished by respectively two or one boundary circles. (Positive-Euler finite PL surfaces are disks, spheres or projective planes)
Euler characteristic is additive under regular sums. For a proper double arc, cutting raises the total by two and its two joining strips lower it by two; for a double circle the change is zero. The finite strip cell count proves this also for partial immersed normalizations.
Proof
There is an integer and two nonzero admissible integer vectors , neither proportional to , with . Here is the rational linear algebra behind this assertion. The smallest face of the nonnegative matching cone containing is obtained by setting its zero coordinates to zero. If that face has dimension at least two, its matching nullspace, restricted to the positive coordinates of , has dimension at least two. Adding the equation that coordinate sum is zero leaves a nonzero null vector . The coefficient matrix is integral, so ordinary finite rational row reduction gives such an rational; clear denominators to make it integral. It is not proportional to , since its coordinate sum is zero while that of is positive. For a sufficiently large integer , both and are nonnegative and supported on . They are admissible because that support permits only 's quad type in each tetrahedron, and they sum to . This proves the assertion. Conversely the face could have dimension one only if were on an extreme ray, contrary to the hypothesis.
For every positive integer , every component of a normal realization of has vector . First form disjoint parallel normal copies of . Local transverse intervals to its normal disk pieces fit across their sides; a choice of transverse side continues consistently over , since every loop in a disk contracts and continuation around a small surface chart returns to the same side. Thus finitely many sufficiently close levels give copies, each with vector , also along the proper boundary collar. Compare any realization of with this one using the ordered matching construction in [F1], proof 1.2: match edge points in order, then face arcs, then their tetrahedral boundary circles and disk pieces. That homeomorphism maps each normal disk piece to a piece of the same type in the same tetrahedron. It therefore preserves the normal vector of each component, proving the assertion; abstract disk type alone would not suffice.
Choose least among these decompositions. It is at least two, since is fundamental. Also has coordinate gcd one: otherwise division by that gcd would split it into two nonzero admissible integer vectors. A connected normal component with vector proportional to must therefore have vector for a positive integer . Indeed a Bezout integer combination of the coordinates of is one, so the same combination of the proportional integral vector gives its proportionality scalar as an integer. Step 1.2 applied with shows that each component has vector , so connectedness forces . Thus any such component has vector .
Among regular diagrams for the least , choose one with the least number of double curves, allowing the diagrams obtained by partial regular absorption as in [F1]. Neither family has a component with vector proportional to . Such a component would have vector by step 2.1; subtracting it from gives a nonproportional decomposition of , contrary to minimality. The remaining vector on its side is nonzero and not proportional, since otherwise the entire side would have been proportional. Every component of either family intersects the other family: a disjoint component survives unchanged into the full resolution of vector , and hence has vector by step 1.2, just excluded.
Both families are connected. Suppose, for example, that has distinct components, and choose one . Regularly absorb all the other components into , giving a surface . It is embedded and normal: the only remaining old double curves join its sheets to , so it has no self-intersection, and all tetrahedral pieces remain normal by [F1]. Now . The vector of is not proportional by step 3.1, and that of cannot be proportional either, since then would be. Thus this is another eligible diagram for the same . Its remaining double curves are exactly the former curves between and . There are strictly fewer: every absorbed component intersected by step 3.1. This contradicts the chosen minimum. The same argument interchanging families proves connectedness of .
Their Euler characteristics sum to by [F3]. They cannot both be closed, since their resolution has nonempty boundary. If exactly one is closed, every double curve is a circle, so the other surface's boundary is unchanged by resolution and consists of circles. Since , that connected boundary surface has Euler characteristic at most zero by [F2]. The closed summand has Euler characteristic at most two. Hence , the closed summand has characteristic two and is a sphere, and the other has characteristic zero and two boundary circles and is an annulus. If both have boundary, each has Euler characteristic at most one, so again and both are disks. The full-resolution surface has vector , so [F1] gives its two disk components and their boundary homotopy classes. In the sphere case those are exactly the unchanged annulus boundary curves.
Finally assume the extra weight and essentiality hypotheses and that both disk summands were essential. Their positive weights add to , while each is at least ; hence both equal . Their vectors satisfy . If either differs from , at the first differing coordinate the two differences have opposite nonzero signs. One vector would be lexicographically smaller than , contrary to the hypothesis. Thus both equal , contrary to their nonproportionality. At least one disk summand must therefore have null-homotopic boundary, as asserted. No conclusion excluding that case or the sphere-annulus case has been used.
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Sources
- Jeffrey L. Tollefson, Normal surface Q-theory, Pacific Journal of Mathematics 183 (1998), 359–374 (standard reference, not scraped)
- Wolfgang Haken, Theorie der Normalflächen: Ein Isotopiekriterium für den Kreisknoten, Acta Mathematica105 (1961),245–375 (standard reference, not scraped)