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A reduced original normal pair for a least-weight essential disk has no spherical summand
Statement
Let be a least-edge-weight essential normal disk in a compact PL three-manifold with a finite simplicial triangulation. Put a nontrivial decomposition of into the original-triangulation regular diagram of the original-triangulation regular-sum construction, and obtain a reduced connected pair by the reduced-connected-pair lemma, retaining the face braids and switch neighborhoods.
Neither nor is a two-sphere. No lexicographic tie-break, ambient orientability, projective-plane exclusion, sphere separation, sphere irreducibility or separately supplied bicollar is required. The needed local side choices come from the retained coherent regular switches themselves.
Statement references
Compatible normal vectors admit regular sum diagrams in the original triangulation
A regular normal-sum diagram has a reduced connected pair
Compatible normal vectors admit regular sum diagrams in the original triangulation — constructed original-coordinate diagrams and coherent partial switches.
Irregular switches in original face braids strictly improve essential disks — strict improvement for an embedded essential disk component after an irregular switch.
Facts & Assumptions
Given: The least-weight essential disk and its constructed reduced pair.
In the reduced pair, every nonempty partial selection of remaining regular switches has connected normalization; no circle separates both summands. Their edge weights add to . All remaining tetrahedral traces join distinct faces and the regular pairings extend consistently along whole double curves. (A regular normal-sum diagram has a reduced connected pair, Compatible normal vectors admit regular sum diagrams in the original triangulation)
The finite graph-neighborhood construction in Positive-Euler finite PL surfaces are disks, spheres or projective planes gives a connected boundary surface with Euler characteristic as a disk with two rectangular bands. If it has three boundary circles, both bands must increase the boundary count by one, since each changes it by at most one. Each such attachment joins two intervals on the same circle without a twist, splits that circle into two, and removes one disk from a planar model. Thus this surface is a pair of pants. This is a finite band calculation, not an invocation of full surface classification or choice.
A simple PL circle on a PL sphere bounds two disks. A circle inside a pair of pants is either inessential or parallel to a boundary circle: cap the three boundary circles on a sphere, and choose a side of the given circle containing at most one cap. With zero caps it is a disk, and with one it is an annulus after removing the cap. These are finite polygonal separation and triangulation constructions. (Polygonal Jordan curve theorem: a polygon has exactly two complementary regions and is the frontier of each, Every simple polygon admits a triangulation)
An irregular partial resolution containing an embedded essential disk as a parametrizing component yields an essential normal disk of weight strictly below the diagram's total original weight. (Irregular switches in original face braids strictly improve essential disks)
Proof
Suppose is a sphere and put . Their remaining intersection is nonempty, since otherwise their full resolution would be a disconnected union. It consists only of circles, because is closed. Each circle separates , and therefore is nonseparating in by [F1]. Each is also two-sided in , using only the coherent switching neighborhoods. Indeed, choose one of its two disk sides on by [F3]. In a transverse cross-section there are two rays and two rays. The retained regular pairing pairs this chosen ray with one ray. Transport it around the circle. The ray returns to itself, as the chosen disk side is global on , and the regular pairing returns to itself by [F1]. Consequently the selected ray returns to itself. The local rectangular collars on thus glue without reversal and give an annular collar of the circle in . No ambient sphere collar was used.
The full resolution has boundary exactly and Euler characteristic , since interior-circle cutting and regluing preserves Euler characteristic. Hence has one essential boundary circle and . Cut it along one intersection circle , using its annular collar from step 1.1. It stays connected and has Euler characteristic and three boundary circles, so is a pair of pants by [F2]. Any other intersection circle is inessential or boundary-parallel there by [F3]. It cannot be inessential or parallel to , since then it would separate after regluing the copies of . Thus every other circle is parallel to one of those two copies. Cutting along the whole family consequently yields a single pair of pants containing and otherwise annuli. This follows by ordering the finitely many nested parallel circles at the two ends of the cut pair of pants.
If the intersection family consists of alone, cutting gives two disks , and cutting gives . Either local switch along attaches one of these disks to each of the two cut boundary circles of . Both choices therefore produce one connected disk with boundary . With all double curves resolved its image is embedded. Choose the irregular switch. Its disk is essential, so [F4] produces a normal essential disk of weight less than , contradicting minimality.
If there are at least two intersection circles, the other two boundary circles of are distinct members of the family. On take the two disjoint disks bounded by them whose interiors avoid the other boundary circle; [F3] gives those disks and a remaining nonempty annulus. Resolve just , choosing at each the pairing that joins the side to the corresponding cap side, and leave all other curves unswitched. Then , rounded only in those switching neighborhoods, is one parametrizing disk component with boundary . Its image is embedded: the cap interiors are disjoint subsets of , the interior of misses , and each local switch joins adjacent rays of the two transverse sheets by a disjoint strip. Other intersection circles inside a cap meet only portions of outside ; their unswitched crossings do not join parametrizing components and do not give self-intersections of . Thus no global side of or displacement of entire caps is needed.
The remaining spherical annulus supplies points outside , so the normalization in step 3.2 is disconnected. If both selected pairings were regular, this would contradict the reduced property [F1]. At least one is irregular. Apply [F4] to its embedded essential disk component . Previous regular switches and these two switches miss the original edges, and the total original weight is . The resulting essential normal disk has weight less than , a contradiction. Together with step 3.1 this excludes a spherical , and exchanging names excludes a spherical . Every construction used the original diagram and its existing neighborhoods.
Depends on
- Compatible normal vectors admit regular sum diagrams in the original triangulation
- A regular normal-sum diagram has a reduced connected pair
- Positive-Euler finite PL surfaces are disks, spheres or projective planes
- Irregular switches in original face braids strictly improve essential disks
- Polygonal Jordan curve theorem: a polygon has exactly two complementary regions and is the frontier of each
- Every simple polygon admits a triangulation
Used by
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Sources
- Wolfgang Haken, Theorie der Normalflächen, Acta Mathematica105 (1961),245–375 (standard reference, not scraped)