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Fredholm determinant properties for trace-class operators
Statement
proof uses external results not yet established in this library
Assume the Axiom of Choice. Let be a complex Hilbert space and . The function is entire and, locally uniformly in ,
where all nonzero eigenvalues are listed with their finite algebraic multiplicities, and . It satisfies
and for every there is such that . For trace-class , and
Moreover exactly when is not boundedly invertible, and the zero at has the algebraic multiplicity of .
If finite-rank converge to in trace norm, their ordinary finite-dimensional determinants converge to locally uniformly. Where is invertible,
All assertions include , finite eigenvalue lists and the empty list.
Facts & Assumptions
Given: The Axiom of Choice, a complex Hilbert space , and the displayed trace-class operators.
The arbitrary-space determinant is well defined through a separable reducing support and preserves trace, trace norm, nonzero singular values, and nonzero generalized-eigenvalue data (Fredholm determinant of a trace-class operator).
The separable determinant has the absolute eigenvalue bound , spectral product, growth, continuity, multiplicativity, derivative-at-zero and zero-multiplicity properties recorded externally (Separable trace-class determinant theorem recorded externally ‡).
Trace-class operators form a two-sided ideal (Trace class is a two sided Banach operator ideal).
The trace is basis-independent and agrees with every nuclear trace sum (Trace is absolutely convergent and basis independent).
Proof
Choose the separable reducing support from [F1]. Its restriction has the same trace, trace norm, nonzero singular values and algebraic eigenvalue data as . Every single-operator assertion in the first paragraph, including the zero criterion and zero order, therefore transfers term by term from [F2]. The block identity also proves the equivalence of bounded invertibility.
For trace-class , take one separable closed span of nuclear vectors for both. It reduces , , and all three operators vanish on its orthogonal complement; [F3] supplies the trace-class hypotheses. Apply the external multiplicativity and continuity formulas on this common support and then [F1] to obtain the displayed arbitrary-space formulas.
If finite-rank in trace norm, full AC chooses nuclear representations for the countable family. The closed span of all their input and output vectors and those for is a common separable reducing support. The block argument in [F1] preserves the trace norm of every difference , so the locally uniform finite-rank limit in [F2] applies. For a finite-rank , any finite-dimensional is invariant under , and enlargement adds an identity diagonal block; hence the ordinary determinant is independent of .
Fix with invertible and put , which is trace class by [F3]. Since , step 1.2 gives . Steps 1.1 and [F2] give . Dividing by and taking the limit gives . The operator commutes with and its inverse, so . The zero-space and empty-list conventions follow from [F1] and [F2].
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Sources
- Aleksey Kostenko, Trace Ideals with Applications — Sections 3.4–3.5, printed pp. 34–45 (standard reference, not scraped)