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Transferred maps are functorial up to homotopy, with strict naturality limits
Statement
Let be an additive category and let chosen strong deformation retract data be given as in Explicit strong deformation retract from Gaussian cancellation: For every cochain map define the transfer and for every homotopy define .
- Maps and homotopies. Each transfer is a cochain map, each is a homotopy of degree , and consequently transfer is well defined on homotopy classes of cochain maps.
- Functoriality up to homotopy. The identity transfers strictly, , and for composable cochain maps , , so : transfer preserves identities and composition on homotopy classes, but it is not asserted to be a strict functor on cochain maps.
- Strictness fails. Transfer need not preserve composition strictly: for over a field , take in degrees and . The split-off retract onto admits cochain maps with and , so .
- Strict naturality, and what is not claimed. If cochain maps and commute with the chosen retract data, that is , , and , then strictly. Transfer depends on the chosen retracts and homotopies; no choice-free, canonical or confluent transfer, and no independence of the chosen data, is claimed.
Facts & Assumptions
Given: An additive category with three chosen strong deformation retract data , , as in the statement, composable cochain maps and , and, separately, parallel cochain maps with a homotopy .
For each of the three pairs, and are cochain maps, has degree , and , , , , (Explicit strong deformation retract from Gaussian cancellation).
The split-off retract of the theorem: if is a biproduct in which is the contractible two-term complex with differential the identity in degrees , then the projection , the inclusion and the homotopy with and for are strong deformation retract data of onto (Gaussian elimination splits a contractible two-term complex, Explicit strong deformation retract from Gaussian cancellation).
A homotopy of degree between cochain maps satisfies ; composites and sums of cochain maps are cochain maps, and a cochain map satisfies in the graded sense; homotopy is an equivalence relation compatible with composition, so the homotopy classes of cochain maps are the morphisms of the homotopy category under the reindexing dictionary of Complexes, homotopies and contractibility in an additive category (Homotopy classes of chain maps, The homotopy category of chain complexes).
Proof
Transfer of maps and homotopies. The composite of cochain maps is a cochain map, so by [L3]. If , then , using and ; hence is a degree- homotopy . Therefore homotopic maps have homotopic transfers, and transfer is well defined on homotopy classes.
Functoriality up to homotopy. The identity transfers strictly: . For composable set ; then , and since are cochain maps the two correction terms are and , that is and . Hence , equivalently , so with this sign convention.
Strictness fails. Take the category of vector spaces over a field, let be the two-term complex concentrated in degrees with zero neighbouring terms, let be a second copy of it and , and use the split-off retract of [L2] with the inclusion of the first summand, the projection onto it and , . In each degree let and in the coordinates respectively ; the components in degrees and agree, so both maps commute with the only nonzero differential , so and are cochain maps. Then , and the transfers are and because and land in the complementary summand killed by , while . Hence , so transfer is not a strict functor on cochain maps.
Strict naturality for commuting morphisms. Let and satisfy , , and . Then , the last step by [L1]; under these hypotheses the transfer is the given , so the computation compares the transfer of the composite with the composite of the transfers. In this situation identity and composition are preserved strictly, not merely up to homotopy.
Conclusion. Step 1.1 shows that transfer sends cochain maps to cochain maps and homotopic maps to homotopic maps, so it is well defined on homotopy classes of cochain maps; step 1.2 shows that it preserves identities strictly and composition up to the explicit homotopy , so it is functorial on homotopy classes while not being a strict functor on cochain maps; step 1.3 exhibits cochain maps with and , which establishes that failure; and step 1.4 gives strict functoriality on the subcategory of morphisms commuting with the chosen retract data. Since the transfer uses the chosen projections and inclusions, while the displayed comparison homotopy also uses the chosen homotopies, clause 4 records that no choice-free, canonical or confluent transfer and no independence of the chosen data is being claimed. ∎
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Sources
- David Clark, Scott Morrison and Kevin Walker, Fixing the Functoriality of Khovanov Homology, Appendix A.1, printed pp. 1562-1563 (standard reference, not scraped)
- Charles A. Weibel, An Introduction to Homological Algebra, ch. 1, printed pp. 2-5 and 17-18 (standard reference, not scraped)