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Neural-operator quadratures in the uniform norm and compatible Banach norms

Statement

Let a finite neural operator have bounded domains, continuous kernels and biases, continuous pointwise activations, and continuous pointwise lifting and projection networks. For every integral use finite measurable partitions whose cells have tags, volume weights, and maximal diameter tending to zero. Its compatible quadratures converge in the output supremum norm uniformly on every compact input set in C(Dˉ), and hence on compact subsets of any Banach input space continuously included in C(Dˉ). Intermediate values in these realizations are evaluated by their defining functions at all required tags and output queries; changing meshes does not change the continuum parameters.

More generally, the same conclusion holds in the output Banach norm for the following compatible-space architecture. At each stage choose a Banach function space Xt continuously included in C(Dˉt;Rqt). For an integral layer from Xt to an auxiliary Banach function space Yt of Rqt+1-valued functions on Dˉt+1, require a continuous inclusion Yt↪C(Dˉt+1;Rqt+1) and require that y↦κt(⋅,y) be continuous from Dˉt into the space of linear maps Rqt→Yt, in operator norm. Every local linear term is a bounded map Xt→Yt, its bias belongs to Yt, and its following activation is a continuous map Yt→Xt+1. Any separate lifting and projection maps are continuous between their specified Banach spaces. The same maps are used in the discrete and continuum constructions. No arbitrary output Banach norm follows from its continuous inclusion into the supremum norm alone.

The quadrature maps in these two assertions are the raw maps: their local paths may still evaluate the original continuous input at output queries. For the supremum-norm architecture, first reconstruct the input from the partition tags by the finite-sampling reconstruction bridge and apply the same raw quadrature maps to that reconstruction. This gives a genuine finite-sampling family with the same learned parameters, converging uniformly on every compact input set in the output supremum norm. In the general compatible-Banach architecture the identical finite-sampling conclusion follows whenever continuous finite-dimensional input reconstructions into its actual input space are supplied and converge compact-uniformly in that norm. The raw quadrature convergence in the full generality above remains valid without this extra reconstruction premise; it is not itself an assertion of finite-sample factorization of an unchanged local path. If the first integral layer is integral-only and all later stages use only its reconstructed field and fixed parameters, the raw maps already factor through the finite vector of tag samples of the lifted field. For a general continuous lifting P, the sampling map in this assertion is explicitly Sn(a)=(P(a)(ξn,j))j; it may be nonlocal in the original input. For a pointwise lifting, these values are computed from the original input tag samples. Factorization through those original samples for a general lifting requires that its lifted tag values themselves factor through them. With the stated sampling map, the full compatible-Banach convergence gives a finite-sampling family without an input reconstruction.

Facts & Assumptions

Given: A finite composition and compatible tagged, volume-weighted partitions as in the Statement; all compact input sets use their specified norm topology.

[F1]

The neural-operator layer and compatible quadrature conventions are Neural operator between function spaces and Riemann-sum realization of a neural operator.

[F2]

The scalar kernel quadrature estimate in the supremum norm is proved in Kernel Riemann sums converge uniformly on compact continuous-input sets. The direct modulus argument below also handles bounded measurable domains without an extra Jordan-boundary assumption.

[F3]

Continuous raw maps converging compact-uniformly remain convergent after continuous finite-dimensional input reconstructions converging compact-uniformly in the actual input norm. Such reconstructions always exist for continuous inputs in the supremum norm, with the specified tags and normalized nonnegative weights. An integral-only first input stage already factors through its finite samples without an input reconstruction (Finite sampling reconstruction bridges compact-uniform raw quadrature limits).

Proof

1.1givenF1constructalgebra

Write I(v)=∫Dκ(⋅,y)v(y) dy for one compatible Banach layer, and let C be a compact subset of its input space X. Its image in C(Dˉ) is compact: pulling an open cover back through the continuous inclusion and using compactness proves this directly. Thus R=sup⁡v∈C∥v∥∞<∞. This family has a common modulus of continuity tending to zero. Indeed a finite η-net in the supremum norm and uniform continuity of its finitely many functions give ∣v(y)−v(z)∣≤2η+max⁡j∣vj(y)−vj(z)∣ for every v∈C. Uniform continuity of the finitely many functions follows by the compact-domain subsequence contradiction. Let B=sup⁡y∥κ(⋅,y)∥L(Rq,Y) and let ωκ be its norm modulus. Compactness similarly proves B<∞ and ωκ(h)→0. Therefore the Y-valued integrands Φv(y)=κ(⋅,y)v(y) have common modulus bounded by Rωκ(h)+BωC(h).

2.1step 1.1constructalgebra

A continuous Y-valued function Φ on Dˉ has an integral in Y: volume-weighted step sums on partitions of diameter h form a Cauchy family, since comparing two sums on their common refinement bounds their difference by ∣D∣ωΦ(h+h′). Completeness of Y gives a limit, independent of tags and partitions. Each coordinate of point evaluation on Y is bounded by its specified continuous inclusion into C(Dˉ′;Rqt+1); explicitly, ∣uj(x)∣≤cY∥u∥Y. Applying these bounded functionals to the convergent sums therefore identifies the limit with the pointwise integral in every coordinate. Comparing a fixed tagged sum to refinements and taking the limit gives ∥Qn(v)−I(v)∥Y≤∣D∣[Rωκ(hn)+BωC(hn)] uniformly for v∈C. Also ∥Qn(v)−Qn(w)∥Y≤∣D∣B∥v−w∥∞≤∣D∣BcX∥v−w∥X, where cX is the embedding bound. These estimates use only measurable disjoint cells, their volumes summing to ∣D∣, and their diameter bound.

3.1step 2.1givenconstructalgebra

Suppose inductively that the discrete inputs vn(a) converge in X to the continuum inputs v(a) uniformly for a in the original compact set K. The continuum map is continuous by the bound for I from step 2.1 and continuity of all other maps, so C=v(K) is compact. Comparing preactivations at vn(a) and v(a), the quadrature Lipschitz bound and the bounded local-map norm give an upper bound (∣D∣BcX+∥W∥)∥vn(a)−v(a)∥X+∥Qn(v(a))−I(v(a))∥Y, which tends to zero uniformly in a. The continuum preactivations form a compact set P⊂Y. A continuous map T:Y→X′ takes perturbations tending uniformly to zero around P to uniformly vanishing output errors: for a prescribed ε, cover P by finitely many balls B(pi,ri) on each of which ∥T(z)−T(pi)∥<ε/2 for ∥z−pi∥<3ri, and use a positive perturbation bound smaller than min⁡iri. If p∈B(pi,ri) and ∥z−p∥<min⁡iri, both images are within ε/2 of T(pi). Apply this to the activation. The same argument treats continuous lifting or projection maps. Starting with the identical input and proceeding through the finitely many stages proves uniform convergence in the final Banach norm.

4.1step 1.1step 2.1step 3.1F1F2algebra

For the supremum-norm architecture take every relevant X and Y to be the continuous-function space with its supremum norm. Joint continuity of κ(x,y) on the compact product implies continuity of y↦κ(⋅,y) in that norm, by its uniform modulus on the product. Finite matrix local terms are bounded in that norm. For any fixed continuous scalar activation, its induced map on continuous functions is continuous in the supremum norm: near a function of norm R, all scalar arguments lie in [−R−1,R+1], where the activation is uniformly continuous. Pointwise finite networks are finite compositions of these continuous maps. Thus all conditions in steps 1.1–2.1 hold, proving the first clause and then its continuously embedded input-space version.

5.1givenF3step 3.1step 4.1constructalgebra∎

Each raw map is continuous between its specified spaces: finite quadrature sums use bounded point evaluations and bounded kernel maps, and all local, activation, lifting and projection maps are continuous by hypothesis. For continuous inputs, apply the explicit reconstructions in [F3]; steps 1.1–4.1 supply the raw compact-uniform convergence required there. The bridge gives finite-dimensional sampling and output reconstruction with the same continuum parameters and output supremum convergence. In the general Banach case use the supplied reconstructions converging in its actual input norm and apply the first clause of the same bridge; its compact-union argument preserves exactly the output norm proved in step 3.1. For an integral-only first layer after a general lifting P, define Sn(a)=(P(a)(ξn,j))j. For an arbitrary vector z in this finite-dimensional space, form the first field ∑jωn,jκ(⋅,ξn,j)zj+b and apply all subsequent stages to define Rn(z). Compatibility makes this a continuous output-valued map, and the raw map equals RnSn exactly. This is the construction of [F3], with the lifted field as input. A pointwise lift computes Sn from the original input samples; a nonlocal lift need not do so. The explicitly specified sampling map and identity finite map give the asserted discretization family in either case.

Remark

For example, kernels continuous in the output Cr norm and norm-continuous local and nonlinear maps give convergence in Cr. The preceding arbitrary Banach formulation is useful beyond such examples. The stronger original assertion is retained verbatim in the proposal's archived preimage and is explicitly refuted by the separate one-neuron C1 counterexample; neither an open-problem label nor an unqualified norm upgrade is warranted.

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