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Shelah amalgamation preserves sweetness

Statement

Let Q1 and Q2 be sweet forcings and let P0 be completely embedded in BA(Q1) and in BA(Q2). Their Boolean amalgam Q1P0Q2 is sweet and contains complete canonical copies of Q1 and Q2. If the sweetness model on Q2 extends a fixed model on Q1 in the sense of the extension clauses, the amalgam can be equipped with a sweetness model extending that fixed model. The formulation also permits two named complete embeddings of P0, by identifying their images before taking the amalgam.

Facts & Assumptions

Given: Work in ZFC. Let (Q,D,(En)n<ω), =1,2, be sweetness models, and let i:P0BA(Q)+ be named complete embeddings. Identify the two images of P0. A pair (q1,q2)Q1×Q2 is admitted when some p0P0 satisfies p0qQ/P0 for both =1,2; write O=Q1P0Q2 for the admitted pairs with the coordinatewise order. This is the source's Definition 7.1, so admission is an intrinsic existential property of the pair, not extra witness data carried by a condition.

[F1]

Shelah sweetness models for forcing: both (Q,D,(En)) satisfy the sequential and transfer clauses with downward directed classes, and the extension relation between sweetness models is the five-clause relation of the Definition.

[F2]

Sweet forcings are countable unions of directed sets and ccc: a sweet forcing itself is a countable union of directed sets and is ccc.

[F3]

Shelah, Claim 7.3(1): if P<BA(Q) and Q is sweet, then P is a countable union of directed subsets. Applied to P0<BA(Q1), this supplies (Aj)j<ω with P0=jAj and every Aj directed. Definition 7.1 also states the standard amalgam facts: O is forcing-equivalent to P0(Q1/P0×Q2/P0) and the maps q1(q1,1Q2) and q2(1Q1,q2) are complete embeddings. The weak-coordinate symbols are the distinguished weakest conditions from [F1].

[F4]

Sweet density transfers along complete suborders: the two-part uniform conclusion of the corresponding source claim, in the form that for a condition qD and p0qQ/P0 there are j and k such that every qEkq has some p0Aj with p0p0 and p0qQ/P0, and the union of those Aj having this property is dense below p0.

[F5]

The Axiom of Choice: the ambient ZFC assumption permits the witness choices used in Claims 7.3 and 7.4.

[F6]

Shelah's Lemma 7.5 proves the sweetness construction from the displayed least modulus, and Claim 7.12 proves the fixed-model extension construction. Both are cited in the source locator above. [source]

Proof

1.1

Put D={(q1,q2)O:q1D1 and q2D2}. The source amalgamation lemma recorded in [F6] first proves that D is dense. Its proof keeps the admission witness until after both coordinates have been strengthened: below a witness p0, apply the dense conclusion of [F4] to the first coordinate; reindex the resulting subfamily of the directed cover (Aj), whose union remains dense below p0; then apply [F4] to the second coordinate. Directedness inside one Aj produces a common strengthening of the two quotient witnesses. Thus the result is still an admitted pair, rather than merely two independently dense coordinates.

F3F4F5F6
1.2

The same two applications prove the intrinsic assertion

()xm<ω q1Em1q1 q2Em2q2(q1,q2)O

for every x=(q1,q2)D. Define m(x) to be the least such m. No chosen witness, index j, or reduction is part of m(x). If qEm(x)q for both coordinates and x=(q1,q2)D, then the Em(x)-classes of the old and new coordinates coincide, so ()x holds at m(x). Conversely, if it held at some r<m(x) for x, refinement gives qErq, hence the two Er-classes coincide and it would hold for x, contradicting minimality. Therefore

()xm(x)=m(x).

This is exactly the least-modulus convention and the displayed observation in the source amalgamation lemma [F6]. [F1, F3, F4, F5, F6]

2.1

On D define xEnxm(x)=m(x)=:m  and qEm+nq(=1,2). The relation is intrinsic because m is intrinsic. The observation () gives reflexivity and makes the common-m condition stable under the coordinate equivalences; symmetry and transitivity then follow from the old relations. Refinement is immediate. An En-class is encoded by m and one Em+n1-class and one Em+n2-class, so there are countably many classes.

F1step 1.2
3.1

The remaining sweetness checks are those of the source amalgamation lemma [F6] with precisely this definition. For directedness, take coordinatewise common lower bounds inside the two Em+n-classes; since they still lie in the corresponding Em-classes, ()x admits the resulting pair, and ()x keeps its modulus equal to m. For a diagonal sequence, apply the sequential clause in each coordinate; the tail bounds lie in the required Em+n-classes, so the same (),() argument makes them admitted En-bounds. For transfer, use the two coordinate transfer moduli and then the common-admission conclusion obtained in step 1.1 from [F4]; () again keeps the output in the prescribed amalgam class. These checks prove the directed, sequential and transfer clauses without selecting a witness as part of a condition. Thus (O,D,(En)) is a sweetness model.

F1F4F6step 1.1step 1.2step 2.1
4.1

By the standard amalgam facts recorded in [F3], the weak-coordinate maps q1(q1,1Q2) and q2(1Q1,q2) are complete embeddings into O. This conclusion is about the canonical copies in the full amalgam; it does not require those copies to lie in the particular dense presentation D. Sweetness also implies ccc by [F2].

F2F3step 3.1
4.2

Now suppose (Q1,D1,(En1))<(Q2,D2,(En2)) in the exact five-clause sense of [F1]. The fixed-model source result [F6] applies to the same named embeddings and the preceding amalgam. It first replaces the initial dense presentation by an equivalent dense-open presentation D separated from the canonical old dense set, then sets D=DD1. On D it uses the new relations and on D1 it uses exactly the old En1; there are no cross-piece classes. The mixed case of the transfer clause is checked by the comparable transfer form in [F1], as in the source's preceding fixed-model argument. The source result then verifies: the canonical Q1 is a complete suborder, D1D, the old relations are the restrictions, every new class meeting D1 remains in Q1, and if an old condition strengthens a member of D, that member already lies in D1. Hence this is a sweetness model on O extending the fixed model on Q1.

F1F6step 3.1
5.1

Steps 3.1--4.2 prove every assertion in the Statement, including the named canonical-copy and fixed-model interfaces.

step 3.1step 4.1step 4.2

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