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Jones normal forms span and are counted by Catalan paths

Statement

Fix n≥0, a commutative ring R, and δ∈R, and use the presented algebra Pn(R,δ) of The abstract Temperley–Lieb generator presentation. For r≥0 and sequences j1,…,jr and k1,…,kr satisfying

1≤ki≤ji<n,ji<ji+1,ki<ki+1

whenever the indicated indices occur, define the Jones normal-form word

N(j,k):=(uj1uj1−1⋯uk1)(uj2uj2−1⋯uk2)⋯(ujrujr−1⋯ukr);

for r=0 it is the empty word 1. Let Nn be the set of these formal words. Every generator monomial in Pn(R,δ) is equal either to 0 or to δsN for some s≥0 and N∈Nn. The set Nn is in bijection with Dyck paths of semilength n; consequently it has Cn elements and spans Pn(R,δ). This theorem asserts spanning and the count of the named candidates, not their linear independence.

Facts & Assumptions

Given: n≥0, a commutative ring R, δ∈R, and the presentation relations of Pn(R,δ).

[F1]

The relations are ui2=δui, uiui±1ui=ui, and uiuj=ujui when ∣i−j∣>1; elements of the free associative algebra are finite R-linear combinations of words. (The abstract Temperley–Lieb generator presentation)

[F2]

A Dyck path of semilength n is a path of 2n up/down steps with total height 0 and nonnegative prefix heights; each path is determined by its step word. (Dyck paths of semilength n, For each start point the step word is a bijection onto Sn)

[F3]

The Catalan number Cn is the number of Dyck paths of semilength n. (The Catalan number Cn:=∣Dn∣)

Proof

technique · direct
1.1F1givenconstruct

A monomial is a finite word in u1,…,un−1. Regard two words related by commuting letters at distance greater than one as equivalent for the moment. Each such commutation class is finite. If a representative has a square uiui or a consecutive triple uiui±1ui, use the corresponding relation in [F1]; the generator length drops by one or two. After at most the original length many such drops, the process stops, leaving either zero (if the accumulated scalar is zero) or a word for which no representative under commutations has a square or such a triple. Call the latter word reduced.

1.2F2givenconstruct

Encode N(j,k) by a grid path from (0,0) to (n,n): move east to x=j1, north to y=k1, east to x=j2, north to y=k2, and continue through (jr,kr), then move east to x=n and north to y=n. For the empty word use east from (0,0) to (n,0) and then north to (n,n). The inequalities ki≤ji, ji<ji+1 and ki<ki+1 say exactly that this path stays in y≤x. Conversely, in any path from (0,0) to (n,n) using east and north steps and staying in y≤x, record each positive vertical run whose x-coordinate is less than n by its endpoint (ji,ki); omit the forced final vertical run at x=n. There is no vertical run at x=0, every recorded run is preceded by a positive horizontal run, and consecutive recorded coordinates strictly increase in both coordinates. The path condition gives ki≤ji, while ji<n and ki<n by construction. Thus the corners recover exactly one admissible parameter list; if there are no recorded runs, it is the empty word. The parameterization itself has no duplicate formal words: within each block the indices decrease consecutively, while at every block boundary the next index ji+1 is strictly greater than the preceding endpoint ki; hence the block boundaries are exactly the strict ascents in the index sequence and uniquely recover all (ji,ki). Mapping east to up and north to down sends x−y to the height, so these paths are exactly the Dyck paths in [F2]. This also covers n=0, where the path and word are empty.

2.1F1step 1.1induction

In a nonempty reduced word with maximal index m, that index occurs only once. Prove this by induction on m. The case m=1 follows from u12=δu1. If two consecutive occurrences of um surround a nonempty subword U, all indices in U are below m and U is reduced. Let a be its maximal index. By induction ua occurs once in U. If a<m−1, every letter of U commutes with um, so the two copies of um can be made adjacent and shortened. If a=m−1, write U=Aum−1B with all letters of A,B below m−1; these commute with um, so the subword umUum can be reordered to Aumum−1umB and shortened by the adjacent triple relation. Either contradicts reducedness. The empty intervening word shortens directly by the square relation.

3.1F1step 2.1inductionalgebra

We now expose a terminal descending block by commutations. Start with the unique maximal letter um from step 2.1 and let the current block be B=um; write the commutation-equivalent word as U′BV. More generally, suppose B=umum−1⋯ur and the remaining tail is V. If V contained a letter us with s≥r, choose the largest such s and its first occurrence in V. The earlier occurrence of us lies in B, and every letter between these two copies has index below s: the part of B after its us has indices below s, and the chosen tail prefix has no index above s or earlier copy of us. This intervening subword is reduced. If it is empty, the two us give a square. Otherwise let a<s be its maximal index. If a≤s−2, every intervening generator commutes with us, so the two copies can be made adjacent. If a=s−1, step 2.1 applied to the intervening subword says that us−1 occurs there exactly once; all its other letters commute with us, so commutations expose usus−1us. Each case contradicts reducedness. Hence every letter in V has index at most r−1. If ur−1 occurs in V, take its first occurrence: every earlier tail letter has index at most r−2 and commutes with every letter of B, so move those letters before B and append ur−1. If ur−1 does not occur, every letter of V has index at most r−2; move all of them before B and stop. This proves U=U′B with B=umum−1⋯uk and all indices of the reduced prefix U′ below m. Induction on the maximal index of U′ yields descending consecutive blocks with maxima strictly increasing from left to right. If successive block endpoints had ki≥ki+1, the next block contains uki+1uki because ji+1>ji≥ki. The letters between the preceding uki and that uki+1 have indices at least ki+2, so commute with uki; this exposes ukiuki+1uki, contradicting reducedness. Thus the endpoints also increase, giving the parameters in the Statement.

4.1F1F3step 1.1step 3.1∎

By [F3], the normal-form set has Cn elements. Step 1.1 reduces every monomial to a scalar multiple of a word, and step 3.1 puts that reduced word into Nn. Since every element of Pn(R,δ) is a finite linear combination of monomials by [F1], the images of Nn span the presented algebra. No division by δ or other scalar is used.

Remarks

The conditions are 1≤ki≤ji<n, ji<ji+1, and ki<ki+1 for adjacent block indices. They are the exact corner conditions in the path bijection. When n=0 or n=1, only the empty normal form occurs.

Depends on

Used by

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Sources