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A progressive map with no fixed point, on a poset that is not chain-complete

Statement refuted

Refuted claim: the chain-completeness hypothesis of the Bourbaki–Witt fixed point theorem is decoration, that is every progressive map f:P→P on a poset has a fixed point (Bourbaki–Witt fixed point theorem, Chain-complete poset).

The witness is (N,≤) (Order on the natural numbers) with the successor map f(n)=σ(n)=n+1. It is progressive, and it has no fixed point at all. There is no conflict with Bourbaki–Witt, because (N,≤) is not chain-complete: N is a chain (Chain in a poset) with no upper bound in N ((N,≤) has no maximal element: Zorn's chain hypothesis fails), hence with no least upper bound (Upper bound, least upper bound, and strict upper bound).

Facts & Assumptions

Given: N with the order m≤n  ⟺  ∃k∈N (m+k=n) (Order on the natural numbers) and addition satisfying m+0=m and m+σ(n)=σ(m+n) (Addition of natural numbers), together with the map f:N→N given by f(n)=σ(n).

[L1]

≤ is a linear order on N (≤ is a linear order on N).

[L2]

n≠σ(n) for every n∈N (No natural number equals its own successor).

[L3]

A map is progressive when x≤f(x) for every x, and a poset is chain-complete when every chain has a least upper bound (Chain-complete poset).

[L4]

A least upper bound of S is in particular an upper bound of S (Upper bound, least upper bound, and strict upper bound).

[L5]

N is a chain of (N,≤) and it has no upper bound in N ((N,≤) has no maximal element: Zorn's chain hypothesis fails, Chain in a poset).

[L6]

Bourbaki–Witt: a progressive map on a chain-complete poset has a fixed point (Bourbaki–Witt fixed point theorem).

Counterexample

technique · direct
1.1givenL1L3

f is progressive: for every n one has n+σ(0)=σ(n+0)=σ(n), so n≤σ(n)=f(n).

1.2givenL2

f has no fixed point: f(n)=σ(n)≠n for every n∈N.

1.3L3L4L5

(N,≤) is not chain-complete: N is one of its chains and has no upper bound in N, so it has no least upper bound either, a least upper bound being in particular an upper bound.

2.1step 1.1step 1.2L3

So a progressive map on a poset can fail to have a fixed point, and the claim is refuted: progressivity alone buys nothing.

2.2step 1.3L6

No conflict with [L6] arises, because by step 1.3 the poset is not chain-complete, so Bourbaki–Witt has nothing to say about (N,≤).

3.1step 2.1step 2.2∎

Chain-completeness is therefore exactly what Bourbaki–Witt is buying: drop it and the same theorem's other hypothesis, progressivity, is left standing beside a map with no fixed point.

Remarks

  • The failure is sharp, and it is a missing supremum. Adjoin one element ∞ above every natural number. The enlarged poset is chain-complete: a subset containing ∞ has supremum ∞, a subset of N with an upper bound in N has a least one by The well-ordering principle, a subset of N with none has supremum ∞, and the empty chain has supremum 0. Extending f by f(∞)=∞ keeps it progressive, and the fixed point Bourbaki-Witt promises is ∞, precisely the supremum that was missing. Any progressive map on the enlarged poset must fix ∞, since ∞ is greatest.

  • Monotonicity is not the issue. The map f(n)=σ(n) is order preserving as well as progressive: σ(m)=m+σ(0) and σ(n)=n+σ(0) by the Given, and adding a fixed natural number preserves ≤ in both directions (Order is compatible with addition), so m≤n gives σ(m)≤σ(n). So this is not a case of a badly behaved map defeating the theorem; a perfectly well behaved map is defeated by the poset. Conversely Bourbaki–Witt fixed point theorem assumes no monotonicity at all, which is what lets Zorn's lemma apply it to a map built from an arbitrary choice function.

  • No iteration argument could have worked. Starting at 0 and iterating f walks up N forever without converging, and the fixed point in Bourbaki-Witt is not reached by iterating: it is the supremum of the smallest set closed under f and under suprema of its chains. When that supremum does not exist there is nothing to reach.

  • This is the same defect as in (N,≤) has no maximal element: Zorn's chain hypothesis fails, read one notch higher up the scale of bounds. There the chain N had no upper bound, which is what Zorn's lemma asks of every chain; here the same chain has no least upper bound, which is what Bourbaki–Witt fixed point theorem asks of every chain through chain-completeness. A least upper bound is in particular an upper bound, so the first failure implies the second, and adjoining one top element repairs both at once.

Depends on

Dependency tree · 2 levels

Sources