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Chiral modular functor with sewing and anomaly

Definition

Work over C. Let Graphs be the symmetric monoidal category whose objects are finite disjoint unions of corollas, a corolla being one vertex with a finite set of incident legs. A graph is specified by finite vertex and half-edge sets, a source map from half-edges to vertices, and an involution on half-edges: fixed half-edges are legs and paired half-edges are internal edges. A morphism T→T′ is an isomorphism class of such a graph with its cut half-edges identified with the legs of the input corollas T and its connected components, after contraction of internal edges, identified with the output corollas T′. Composition is graph substitution; disjoint union gives the monoidal product and the empty union its unit. Regard this category as a bicategory with only identity 2-morphisms. Here Cat is the bicategory of essentially small categories, functors and natural transformations, with Cartesian product.

The surface modular operad is a weak symmetric monoidal functor Surf:Graphs→Cat. For one corolla T, Surf(T) is the groupoid of connected compact oriented smooth surfaces with boundary circles bijectively labeled by the legs of T and supplied with orientation-preserving parametrizations by S1; its morphisms are isotopy classes of orientation- and parametrization-preserving diffeomorphisms. For T=⨆vTv, set Surf(T)=∏vSurf(Tv), with the terminal category at the empty union. The functor of a graph glues the paired boundary circles with opposite induced orientations and groups the glued surfaces by its connected components. The associativity, symmetry and unit identifications are the canonical identifications of these gluings, with the parametrized cylinder as operadic identity. Thus connected surfaces are objects of corolla values, not a category purported to be closed under disjoint union.

Let Forests⊂Graphs have the same objects and only those graph morphisms whose connected components are trees: connected graphs with no cycles, equivalently with e=v−1 for their numbers of internal edges and vertices. Disjoint union and graph substitution preserve this condition. A cyclic operad here is a weak symmetric monoidal functor Forests→Cat with an operadic identity as above. Define Surf0(T) to be the full subgroupoid of Surf(T) in which every surface component has genus zero, using the product convention on disjoint corollas. Its operation functors are restricted to Forests. This gives a cyclic suboperad of Surf∣Forests, with the same identity cylinder. In fact a connected sewing graph Γ produces genus ∑vgv+e−v+1 from vertex surfaces of genera gv. Thus forests preserve genus zero; a self-sewing edge has e=v=1 and raises genus by one. No genus-zero suboperad on all of Graphs is asserted.

Here finite category means a C-linear abelian category C with finite-dimensional morphism spaces, finitely many simple objects up to isomorphism, enough projectives, and finite length for every object. Its Deligne tensor product C⊠C is the finite category universal for right-exact C-bilinear functors out of C×C. Write VectCfd for the finite category of finite-dimensional complex vector spaces.

Boundary reversal is specified by a contravariant equivalence D:Cop→C and a natural biduality isomorphism η:idC⇒DDop satisfying D(ηX)∘ηDX=idDX. Reversing a boundary labeled by X relabels it by DX; a morphism f:X→Y is sent to D(f):DY→DX, and two reversals are identified with the original label by ηX.

The evaluation pairing is a right-exact C-linear functor κ:C⊠C→VectCfd. Its coevaluation is a right-exact C-linear functor coev:VectCfd→C⊠C; write Δ=coev(C)∈C⊠C. The pairing is nondegenerate when the following two natural isomorphisms of functors C→C hold, using the canonical unit and associativity isomorphisms for ⊠:

(idC⊠κ)∘(coev⊠idC)≅idC,(κ⊠idC)∘(idC⊠coev)≅idC.

The boundary-reversal equivalence is required to be the duality determined by this pairing: include a natural isomorphism χX,Y:κ(X,Y)→≅Hom⁡C(X,DY)∗, where the star is finite-dimensional complex duality. Require the pairing symmetry to agree, through χ, with dualizing the natural map f↦D(f)∘ηX from Hom⁡C(Y,DX) to Hom⁡C(X,DY). In particular, D is not independent label-permutation data unrelated to κ. The specified coevaluation and triangle isomorphisms are for this same evaluation pairing.

Symmetry is a specified natural isomorphism κ∘τ≅κ, where τ exchanges the two Deligne factors, together with the induced symmetry τ(Δ)≅Δ compatible with both triangle isomorphisms. In the semisimple case, if Xi ranges over representatives of the simple isomorphism classes and Xi∨:=DXi, then Δ≅⨁iXi∨⊠Xi. Thus the first slot of each internal pair is exactly the boundary-reversed label.

A chiral modular functor consists of an extension of these Graphs-indexed Cat-valued modular operads q:Q→Surf whose homotopy fiber over each T∈Graphs and Σ∈Surf(T) is the groupoid QΣ of pairs (Σ~,θ) with Σ~∈Q(T) and an isomorphism θ:q(Σ~)→≅Σ in Surf(T), with morphisms the arrows in Q(T) commuting with these isomorphisms; require each QΣ to be nonempty and connected. For T∈Forests, let Q0(T) be the full subgroupoid of Q(T) on objects whose images under qT lie in Surf0(T). Forest operations restrict to these subgroupoids, giving a cyclic operad Q0 and a map q0:Q0→Surf0. The extension includes a section s0:Surf0→Q0 of cyclic operads: a weak symmetric monoidal natural transformation on Forests preserving the operadic identity, with a specified coherent isomorphism q0∘s0≅idSurf0. It also includes the insertion-of-vacua condition below and a modular Q-algebra valued in Rexf on all of Graphs. Here Rexf is the symmetric monoidal bicategory whose objects are finite C-linear abelian categories, whose 1-morphisms are right-exact C-linear functors, whose 2-morphisms are natural transformations, and whose monoidal product is ⊠. Choose a distinguished vacuum object E∈C; no monoidal structure on C is assumed. A modular Q-algebra is a morphism F:Q→End⁡Cκ of modular operads, where End⁡Cκ(T)=Rexf(C⊠Legs⁡(T),VectCfd) for a corolla, extended by Cartesian products to disjoint unions. Its graph functors insert the coevaluation object at cut internal pairs, and its operadic identity is the pairing functor; the natural transformation F preserves these identities and compositions up to the specified coherent isomorphisms. Concretely, the algebra assigns to a surface Σ with n boundary circles a right-exact functor FΣ:C⊠n→VectCfd and natural isomorphisms for parametrization-preserving mapping classes, disjoint union, capping by the vacuum label E, and sewing. Capping/insertion identifies the value with the extra boundary labeled by E with the value before adding that boundary. If Σgl is obtained by gluing two oppositely oriented boundary circles of Σ, sewing is the natural isomorphism FΣgl(…)≅FΣ(…,Δ,…). For semisimple C this reads FΣgl(…)≅⨁iFΣ(…,Xi∨,Xi,…). Insertion of the distinguished vacuum object E at a new marked boundary identifies that value with the value before adding the boundary. All these isomorphisms are required to be natural and coherent with iterated sewing, the identity cylinder, disjoint union, and the two pairing-coevaluation triangle isomorphisms.

The extension's insertion-of-vacua condition is an equivalence on its homotopy fibers, separate from the algebra's vacuum capping isomorphism. For a finite disjoint union D⊔J of parametrized oriented disks and an orientation-preserving embedding ϕ:D⊔J↪Σ, let Σϕ be the complementary surface, with the new boundary circles retained and labeled for gluing. Let eD=s0(D⊔J)∈QD⊔J be the selected lift of the disks and let γϕ:QD⊔J×QΣϕ→QΣ be the graph-operation functor that glues the corresponding boundary circles. The induced functor λϕ:QΣϕ→QΣ,x↦γϕ(eD,x), is required to be an equivalence for every Σ and ϕ.

For the anomaly convention, let 2g−2+n>0. Over a C-scheme S, a stable n-pointed genus-g family is a proper, flat, finitely presented morphism πˉ:Cˉ→S of relative dimension one whose geometric fibers are connected nodal curves with arithmetic genus g, together with n ordered, pairwise disjoint sections σˉi:S→Cˉ through the relative smooth locus, such that ωπˉ(∑iσˉi(S)) is relatively ample. Here arithmetic genus is 1−χ(Cˉs,OCˉs). Let M‾g,n,C be the moduli stack of these families, and let π‾:C‾g,n,C→M‾g,n,C be its universal stable curve. The nodal boundary Δˉ is the divisor of singular fibers. The source stack Mg,nf is the frame torsor over M‾g,n,C whose points are stable curves together with nonzero tangent vectors at all markings; write M~g,n for it in this item. Concretely, it is the fiber product over M‾g,n,C of the complements of the zero sections in the relative tangent lines σˉi∗TC‾g,n,C/M‾g,n,C. Let π:Cg,n→M~g,n be the pullback of the universal curve, let ωπ be its relative dualizing line bundle, and let Λ=det⁡(π∗ωπ) be the Hodge line. The nodal boundary Δ~ is the pullback of Δˉ. The logarithmic Atiyah algebra AΛ(−Δ~) is the sheaf of first-order differential operators on Λ whose scalar symbols are vector fields tangent to Δ~; its anchor is the symbol map to TM~g,n(−log⁡Δ~). By αAΛ(−Δ~) we mean the pushout of this Lie-algebroid extension along multiplication by α on its central copy of OM~g,n. Use the analytifications of this stack, Hodge line and Lie algebroid for the holomorphic data below. To specify a chiral modular functor with anomaly parameter α∈C, require the preceding (Q,F) to carry the following additional structure. For every stable (g,n) and labels X1,…,Xn∈C, supply a finite-rank holomorphic bundle Bg,n(X∙) on the analytic tangent-frame stack just defined, functorial in the labels, with an action ∇:αAΛ(−Δ~)⟶Diff⁡C1(Bg,n(X∙)). Here the target consists of first-order operators with scalar symbol; require ∇ to be O-linear, bracket preserving, to have symbol equal to the anchor, and to send the central section f∈O to f idB. Thus for a local section a with anchor v, ∇a(fs)=f∇a(s)+v(f)s. This is the specified integrable logarithmic twisted connection, with precisely the α-scaled Hodge extension as its domain.

The bundles must realize the given modular algebra, rather than an unrelated family: identify their smooth-curve fibers with the labeled values of F, and require their projective parallel transport to coincide with the mapping-class action of F modulo invertible scalars. More explicitly, for a lift Σ~ put KΣ~=ker⁡(Aut⁡Q(T)(Σ~)→Aut⁡Surf(T)(Σ)). Require every element of KΣ~ to act on each labeled value by an invertible scalar multiple of the identity. The chosen linear lifts of projective parallel transport must be the action on these values supplied by Q and F, coherently under changing lifts. Projective transport means linear isomorphisms modulo invertible scalar multiples, also for zero fibers. Require the disjoint-union and sewing identifications to intertwine these twisted connections after the corresponding pullbacks, using normalization of nodal curves with the specified local plumbing for sewing. The vacuum-capping pullback has the precise domain specified next. These identifications and their compatibility are additional data; their existence is not deduced from connected extension fibers. This formulation allows extension presentations with extra kernel acting trivially.

For capping, assume that the target pair (g,n) is stable and let f:M‾g,n+1,C→M‾g,n,C forget the last marking and stabilize. Write r:C→Cst for this stabilization on families. Let Ug,n+1 be the open substack on which r is an isomorphism near every retained marked section. Equivalently, remove the boundary divisors Di,n+1, 1≤i≤n, whose curves have a rational tail with exactly the retained marking i, the forgotten marking n+1, and its attaching node as special points. Set Ug,n+1f=Ug,n+1×M‾g,n+1,CM~g,n+1. With an empty set of retained markings this condition is vacuous. On this domain there is a framed capping morphism ξf:Ug,n+1f⟶M~g,n,(C;p∙;v∙)⟼(Cst;r(p1),…,r(pn);drp1v1,…,drpnvn). Require a natural vacuum-capping isomorphism (ξf)∗Bg,n(X1,…,Xn)→≅Bg,n+1(X1,…,Xn,E)∣Ug,n+1f, intertwining the pulled-back logarithmic twisted connections via the Hodge-line identification induced by stabilization. On smooth curves it must induce the vacuum-capping map of F; require compatibility with disjoint union, sewing and successive cappings wherever the constituent framed morphisms are defined. This includes insertion at any new disjoint smooth point of any stable nodal family and also contraction of rational bridges away from the retained markings. The bundles and sewing data remain defined on the full stable-curve frame stacks. If a retained marking lies on a contracted tail, drpivi=0, so this formula does not define a morphism to the nonzero-frame torsor there. The global unframed morphism f still exists: its pullback of bundles on M~g,n has the globally valid source M‾g,n+1,C×M‾g,n,CM~g,n, which remembers frames on the stabilized target, rather than frames on contracted components. It must not be identified with M~g,n+1. The topological capping axiom for F applies to every surface as before; it does not supply a nonexistent global morphism between these two frame torsors.

For a VOA realization the central-charge convention is α=c/2, where the Virasoro central element acts as c id, and the vacuum is V. Identification of the bundles with its coinvariant sheaves, finite rank and the compatible anomaly and sewing structures must be established for that VOA. For the anomaly-equipped data just specified, mapping-class actions are linear on Q and projective on Surf.

When an analytic representative is used, the pointed-worldsheet and coordinate data are those of the supplied analytic-worldsheet definition, and a local plumbing parameter obeys zw=q as in the supplied plumbing definition. These analytic data do not define the global algebraic stable-curve stack. The algebraic conformal-block input is the relative coinvariant quotient/sheaf defined by the outgoing chiral action, which by itself supplies no finite-rank, local-freeness, or base-change assertion. This definition specifies the structure and axioms; it does not assert that any given VOA supplies them.

The following schematic records only the topology of the two sewings. The marked circles joined by the internal edge are parametrized with opposite induced orientations; the edge is not a proof of the sewing isomorphism.

§1§2separating§nonseparating

Facts & Assumptions

Given: A Graphs-indexed surface operation, a finite category C, its contravariant boundary-reversal equivalence and biduality, a symmetric nondegenerate evaluation functor, its natural compatibility χ with that duality, and coevaluation functor with both triangle isomorphisms, and a proposed coherent family of functors and sewing maps. Use an analytic worldsheet or plumbing representative only where specified above.

[F1]

Coinvariants and conformal blocks on a pointed curve: the relative coinvariant object is the sheaf cokernel of the relative outgoing action; this algebraic definition asserts no finite rank, local freeness, or automatic base change.

[F2]

Pointed analytic worldsheet and family: analytic worldsheets are compact pointed Riemann surfaces with disjoint local-coordinate neighborhoods; the definition does not supply an algebraic moduli stack.

[F3]

Plumbing family for punctured Riemann surfaces: locally the smoothing is zw=q, with nodal fiber zw=0 at q=0; this is local and makes no global compactification claim.

[F4]

Stable n-pointed algebraic curves and the moduli functor specifies the stable-family moduli functor: proper flat finitely presented nodal families with disjoint smooth-locus sections and relatively ample marked dualizing sheaf.

[F5]

Proper Deligne–Mumford stack of stable pointed curves is a draft mathematical supplier whose Statement asserts that this functor is represented by a proper Deligne–Mumford stack in the stable range, smooth over Spec⁡Z with relative normal-crossings nodal boundary. Its proof is present in the current draft. This item uses it to specify the ambient algebraic stack and boundary, not to assert a new properness theorem.

[F6]

Virasoro algebra in the Lm convention fixes the Virasoro central generator convention; a representation has central charge c when that generator acts by c id.

[A1]

Damiolini–Woike, §§3.1–3.4 and Definition 3.4.2 specify the modular-operad and modular-algebra convention; §4.1 identifies the Hodge line Λ on the pointed stable-curve moduli stack and the scalar family of anomaly extensions, with α=c/2 for the VOA coinvariant construction.

[A2]

Brochier–Woike, §2.2 and §3.1, Definitions 3.1, 3.2 and 3.5: cyclic operads are indexed by forests, and genus-zero restriction is cyclic; an extension has connected homotopy fibers, is sectioned over genus zero, and satisfies the insertion-of-vacua equivalence (3.2), which glues the selected disk lift to the complementary surface on extension fibers.

Proof

1.1givenF1F2F3F4F5construct

By [F4] the stable-family objects and markings are specified, and [F5] supplies their algebraic moduli stack and nodal boundary. Pulling the universal curve back to the product of the nonzero tangent-frame torsors gives the stated family π. The inputs in [F2] and [F3] determine only the analytic pointed surface and its local plumbing parameter. By [F1], the relative coinvariant quotient alone asserts no finite rank, local freeness, base change or sewing isomorphism. The definition therefore lists finite-category values, duality data, mapping-class maps, the logarithmic anomaly action and sewing maps as additional structure rather than deriving them from that quotient.

1.2givenconstructalgebra

For a connected sewing graph with v vertices and e internal edges, let the vertex surface at a have genus ga and ba boundary circles. Put b=∑aba−2e, the number of unsewn boundaries. A compact oriented genus-ga surface with ba boundary circles has Euler characteristic 2−2ga−ba: capping its boundaries adds ba disks of Euler characteristic one. Choose finite cell structures with every gluing circle a subcomplex. Identifying two such circles removes one duplicate copy of their vertices and edges, whose alternating count is χ(S1)=0, so sewing preserves the sum of Euler characteristics. Hence 2−2g−b=∑a(2−2ga−ba) for the connected sewn surface, and g=∑aga+e−v+1. For a tree, e=v−1, giving g=0 when every ga=0. Replacing each vertex of a tree by a tree preserves connectedness and gives total edge count ∑a(va−1)+(v−1)=∑ava−1, so forest morphisms are closed under substitution; identities and disjoint unions are included. Mapping classes preserve genus, and the cylinder has genus zero, so Surf0 and its full preimage Q0 are cyclic operads with the claimed identities. The section is required only on this domain. A one-vertex one-edge self-sewing instead has g=g1+1 and remains an operation of the full modular operad.

2.1givenstep 1.1algebra

In the semisimple case specified in the Definition, every object of C⊠C is a finite direct sum of simple pairs Sa⊠Sb. The compatibility χ gives dim⁡κ(Sb,Sj)=1 exactly when Sb≅DSj and zero otherwise: a finite-dimensional division endomorphism algebra of a simple over C is C, since every element has an eigenvalue and a nonzero noninvertible difference must be zero. Write nab for the multiplicity of Sa⊠Sb in Δ. Applying the first triangle isomorphism to Sj gives ∑ana,DjSa≅Sj, hence na,Dj=δa,j. The biduality η makes D involutive up to isomorphism, so reindexing gives Δ≅⨁iDSi⊠Si, exactly the semisimple formula in the Definition. No direct-sum formula is asserted for a nonsemisimple finite category.

2.2givenF4F5step 1.1constructalgebra

The stabilization construction in [F5] gives f on unframed stable curves. By the component criterion in [F4], when the target pair is stable, forgetting one marking can destabilize only its rational component with three special points. If it has one node and one retained mark besides the forgotten mark, it is precisely a tail Di,n+1; if it has two nodes, it is a bridge carrying no retained mark. Contraction replaces a tail by its retained smooth marking or a bridge by a node, preserving the number of special points on every other component, so no additional components become unstable. Off the listed tail divisors, r is therefore an isomorphism near each retained mark and its differential carries nonzero frames to nonzero frames, compatibly with base change. This proves that ξf has the stated domain, including the bridge case. Stabilization preserves the Hodge spaces: on the normalization, dualizing differentials have at most simple poles at node branches with opposite residues. A rational tail with only one node carries the zero such differential; on a rational bridge the residues at its two nodes are opposite and uniquely determine its differential. Removing these components consequently identifies the differential spaces, and the same residue description in families gives the Hodge-line identification. Locally at a contracted bridge the two node parameters a,b give stabilized parameter ab, so dlog⁡(ab)=dlog⁡a+dlog⁡b; away from the contraction the node parameters are unchanged. Thus the comparison of logarithmic connections is defined. The displayed vacuum isomorphism and its horizontality are imposed structure, not consequences of this geometric check.

3.1givenstep 2.1constructalgebra

The pairing-duality compatibility cannot be dropped. Let C=VectCfd⊕VectCfd, with simples S1,S2, and let D(V1,V2)=(V1∗,V2∗), so D fixes both simple labels and has the standard biduality. Define the symmetric right-exact pairing κ((V1,V2),(W1,W2))=(V1⊗W2)⊕(V2⊗W1) and coev(W)=W⊗(S1⊠S2⊕S2⊠S1), where tensoring by W denotes finite vector-space copower. Both triangle composites send each simple Sj to itself, with the ordinary vector-space unit maps, and hence hold naturally on all objects. Nevertheless Δ=S1⊠S2⊕S2⊠S1 is not ⨁iDSi⊠Si: they have different simple summands. This data is excluded by χ, since κ(S1,S1)=0 but Hom⁡(S1,DS1)∗=C. Thus the old triangle-only implication is false, while step 2.1 proves the formula under the stated compatibility.

3.2givenA1A2F4F5step 2.1algebra

The functors Surf,Q,End⁡Cκ all have domain Graphs; their disjoint-union structure is sent to Cartesian products of categories. The algebra is the indicated monoidal natural transformation, not a tensor product operation on the groupoid of connected surfaces. Its extension and natural isomorphisms satisfy the modular-operad and monoidal coherence axioms in [A1]. The extension's disk-insertion map is the specific equivalence λϕ defined above, not the separate vacuum capping isomorphism of F. By [F4–F5], the Hodge line and nodal divisor live on the stated universal stable-curve family and its tangent-frame pullback. The anomaly-equipped version additionally supplies an action of αAΛ(−Δ~) whose central copy of O acts by multiplication, together with the stated monodromy and sewing identifications. Its parameter therefore constrains this same algebra F. Connectedness of the nonempty homotopy fiber implies that every mapping class has a lift in Aut⁡Q(T)(Σ~): a mapping class changes the identifying arrow to Σ, and an arrow in that fiber back to the original lift supplies the required lift. Two lifts differ by an element of KΣ~, which acts by a scalar by the additional axiom. Their images consequently agree modulo invertible scalars, and composition of lifts gives a projective action. Locally a splitting of the Atiyah extension induces a connection; changing the splitting adds a scalar one-form, and its curvature is scalar because ∇ preserves brackets. The resulting projective connection is therefore well defined and flat off the nodal boundary. The identification with its projective monodromy is required as data, with the VOA convention α=c/2. The general modular-functor axioms alone do not imply scalar kernel action. This checks the structure being defined and asserts no existence theorem for a VOA.

4.1givenF4F5step 2.2constructalgebra∎

To see why that domain cannot be replaced by the whole source frame torsor, take g=0,n=3 and, over a small disk with coordinate t, the four marks x=0,1,∞,t on P1 for t≠0. Its stable extension has at t=0 a rational tail carrying the marks 0,t and its attaching node. Near the retained mark 0, the stable family has a chart (u,t) with x=tu, in which the two tail marks are u=0,1 and ∂u is a nonzero relative tangent frame. Forgetting the last mark contracts this tail and gives the constant three-pointed curve with retained mark x=0. For t≠0 the pushed-forward frame is t∂x; every holomorphic extension agreeing with it has value zero at t=0, and hence cannot lie in the nonzero-frame torsor. The other marked frames can be chosen nonzero near their disjoint sections throughout. This is a family-level obstruction to the global framed formula, independently of any VOA. The definition preserves full topological capping and all stable-curve bundles, while specifying precisely which ordinary framed pullback expresses their vacuum compatibility.

Proof status

The source-compatible structure definition is local. Existence of finite-dimensional coinvariant fibers, the projective connection, and coherent sewing for a particular VOA belongs to a separate theorem and is not implied here.

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