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Perturbative heterotic Calabi–Yau bundle compactification data

Physical scope

Conditional weakly coupled, large-radius heterotic supergravity data on a smooth compact Kähler threefold. This is not an HYM existence theorem, a full backreacted solution, or an all-orders string vacuum.

Definition

Let X be a smooth, connected, compact complex threefold (complex dimension three) with complex structure J, specified Kähler form ω, nowhere-zero holomorphic three-form Ω∈H0(X,KX), complex orientation, and integral-cohomology convention. Let Ghet be one chosen heterotic gauge group, either E8×E8 or Spin⁡(32)/Z2. Fix a compact Lie group H, meaning a compact finite-dimensional smooth manifold with smooth group multiplication and inversion, and write h for its real Lie algebra. Choose a complex Lie group HC as defined in def-cmp-heterotic-associated-vector-bundle, with Lie algebra h⊗RC, and an injective smooth homomorphism jH:H→HC with closed image such that djH(h) is a real Lie subalgebra whose complexification is h⊗RC. Let Ghet,C be a chosen complex Lie group, with an injective smooth homomorphism jG:Ghet→Ghet,C having closed image whose Lie algebra complexifies to that of Ghet,C. Fix injective homomorphisms ι:H→Ghet and ιC:HC→Ghet,C, with ιC holomorphic and ιC∘jH=jG∘ι. A holomorphic principal HC-bundle P→X is specified by an open cover (Ui)i∈I and holomorphic transition maps gij:Ui∩Uj→HC satisfying gii=e and gijgjk=gik; these maps glue the local products Ui×HC using the right group action. A compact H reduction is a principal H-subbundle PH⊂P whose extension of structure group to HC is P. For each selected finite-dimensional holomorphic representation ρR:HC→GLC(WR), define VR by the associated-bundle construction in def-cmp-heterotic-associated-vector-bundle. A perturbative heterotic Calabi–Yau bundle compactification datum consists of (X,J,ω,Ω,P), the representation and gauge-group embedding, and an explicitly supplied smooth principal connection A on PH. Require compatibility with the specified holomorphic bundle P: if AC is the extended connection on P, its local connection form in every supplied holomorphic trivialization has (0,1) part zero. Equivalently its induced (0,1) covariant derivative is the given holomorphic structure; in every selected representation this requires ∂ˉAR=∂ˉVR, where AR is the induced connection on VR. In the declared matrix representation its local connection form has curvature FA=dA+A∧A; via ι regard A and FA as fields in the chosen heterotic gauge algebra, and evaluate the gauge trace in its declared representation. The connection satisfies the Hermitian–Yang–Mills equations FA0,2=0 and ω2∧FA=0 entrywise in the declared normalization. A supplied smooth internal three-form H3∈Ω3(X) defines the tangent connection ∇M+VN=∇MLCVN+12(H3)MNPVP, whose curvature is denoted R+. These data satisfy the local source-free Green–Schwarz relation dH3=α′4(Tr⁡H(FA∧FA)−tr⁡H(R+∧R+)). The traces, field basis, perturbative order in α′, weak-coupling and large-radius regime, dilaton and frame, warping ansatz, and localized-source data are declared inputs; the displayed Bianchi identity is source-free on the stated patch. In the natural-unit convention with length-valued coordinates, [α′]=length2, the connection components have dimension length−1, the curvature components have dimension length−2, and H3 components have dimension length−1, so each term in dH3 has component dimension length−2. For a rank-r>0 holomorphic bundle E, use μω(E)=r−1deg⁡ω(E) with the slope convention of def-cmp-heterotic-slope. Stability is not substituted for an HYM connection, and this local source-free Bianchi identity does not supply global anomaly cancellation. The heterotic branch is distinct from the Type-I branch; this definition does not infer S-duality.

Facts & Assumptions

Given: The geometric datum of Calabi–Yau threefold data used by string compactifications, a holomorphic principal bundle and its fixed gauge-group embedding, a specified representation connection, and a chosen perturbative regime.

[F1]

Calabi–Yau threefold data used by string compactifications supplies a smooth connected compact complex threefold X, a Kähler class [J], a chosen canonical trivialization, orientation, and declared integral conventions. This Definition additionally supplies a particular Kähler representative ω of that class. Here J denotes the complex structure and ω the form, following Kähler class, canonical bundle, and Ricci form. The broad Calabi–Yau datum alone does not select this representative or imply exact SU(3) holonomy.

[F2]

Associated holomorphic bundle in a heterotic representation constructs VR from the principal-bundle cocycle and the chosen representation.

[F3]

Slope of a holomorphic bundle on a Kähler threefold fixes the ω-slope μω(E)=r−1deg⁡ω(E); no stability implication is used here.

[F4]

Heterotic Type I Ten Dimensional N1 Supergravity Action adopts separate heterotic and Type-I branches and assigns the heterotic tree-level gauge and closed-sector terms the multiplier e−2ΦH. It does not provide every component coefficient or trace conversion.

[F5]

Heterotic Green Schwarz Bianchi And Anomaly Cancellation adopts the local source-free heterotic relation dH3=(α′/4)(Tr⁡HF∧F−tr⁡HRH∧RH) in its declared trace convention; it makes no global or sourced assertion.

[A1]

The connection, trace conversion, order in α′, fluxes, sources and control regime are model data. Neither the existence of an HYM connection nor a solution of all ten-dimensional field equations follows from the topological bundle alone.

Proof

Given: The geometric, bundle, connection, source, trace, and regime data specified in the Definition, together with [F1]–[F5] and [A1].

1.1givenF1F2F3A1

By [F1] and [F2], the geometric base and each representation bundle are defined, while [F3] fixes the slope convention without imposing stability. Compatibility makes the induced (0,1) covariant derivative equal to the holomorphic structure used to glue each VR. Requiring an actual supplied compatible connection satisfying both displayed HYM equations is strictly data about that connection; no existence claim is needed to formulate the datum.

2.1givenF4F5A1step 1.1∎

The displayed equation on X is an independently imposed condition on the internal datum, in the coefficient and trace convention motivated by the heterotic branch [F4]–[F5]. The ten-dimensional postulate [F5] alone does not derive this internal equation: a derivation by restriction would additionally require a specified embedding into its ten-dimensional domain, compatible field pullbacks, and identification of the tangent connection and traces. No such restriction or solution of ten-dimensional field equations is asserted here. The source-free internal equation and the declared perturbative order, warping, source and regime data are required inputs under [A1]; neither a trace conversion nor global anomaly cancellation follows from them.

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