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Lorentzian metrics are stable under small compactly supported symmetric perturbations
Statement
Let be a time-oriented smooth Lorentzian four-manifold (Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model), so that at every the form has inertia , and let be a smooth symmetric covariant -tensor field on (Smooth covariant 2-tensor fields on a smooth manifold) whose support is compact.
(a) Pointwise openness. Let be a real vector space of dimension and let be a symmetric bilinear form on of inertia (Lorentz forms of inertia (3,1,0) on a 4-dimensional real vector space). If in some basis of the matrix of has the form , then has inertia whenever for all . Consequently, for every basis the set of matrices of symmetric forms of inertia is open in the space with respect to the maximum-entry norm, and equivalently has a neighborhood in the space of symmetric forms at consisting entirely of forms of inertia .
(b) Global stability. There is such that for every real with the smooth symmetric field is a smooth Lorentzian metric on of signature , with time orientation inherited from (the field remains timelike for for small).
Facts & Assumptions
Given: A time-oriented smooth Lorentzian four-manifold and a smooth symmetric compactly supported -tensor field .
At every the form has inertia : in some basis its matrix is (Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model, Every Lorentz form admits an ordered basis with matrix diag(-1,1,1,1), Lorentz forms of inertia (3,1,0) on a 4-dimensional real vector space).
Congruent symmetric forms have the same inertia; the inertia of a form that is positive definite on a subspace and negative on a vector is read off by completing the square (Sylvester's law of inertia: every real symmetric form is congruent to , and is unique).
A positive definite form on a subspace has an orthonormal basis, by Gram–Schmidt applied in that subspace (Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans).
is smooth hence continuous with compact support ; in charts, the component functions of and are continuous on compact sets, and finitely many charts cover since is compact (Smooth manifolds and their smooth charts, Continuity of at a point of and on : the - condition, its agreement with at a limit point, and continuity at an isolated point, Smooth covariant 2-tensor fields on a smooth manifold).
Proof
(Positive and negative directions.) Let be the symmetric form with matrix , , in a basis and suppose for all . For , writing and using , Also .
(Inertia from the two directions.) Let be a -orthonormal basis of , which exists by [L3] because is positive definite there by step 1.1; write and . In the basis the matrix of is , and the congruence with the invertible lower triangular matrix transforms it into : expanding the product gives in the off-diagonal block and in the lower block. Since and , the first diagonal entry is strictly negative; by Sylvester's law [L2] the inertia of is .
(Pointwise openness.) Every symmetric form whose matrix in the basis is within maximum-entry distance of has inertia by steps 1.1 and 2.1. Given any symmetric form of inertia on , [L1] supplies a basis in which its matrix is ; applying the previous sentence in that basis shows the set of such matrices is open around the matrix of in the maximum-entry norm of that basis. Changing bases multiplies matrices by congruences with invertible, a linear isomorphism of the space of symmetric matrices onto itself; hence openness holds in every basis and, at any , around in the space of symmetric forms at .
(Uniform openness on the support.) If , this uniform statement is vacuous; assume . For each point of the compact set , choose a coordinate ball whose closure is compact and lies inside its chart domain; such balls exist by taking a smaller Euclidean ball with closure inside the chart image. Compactness gives finitely many such balls covering . Write for the chart domain containing and for its compact closure. Let be the matrix of in that chart, continuous on . I claim there is such that every symmetric matrix with for some has inertia . Otherwise there are and matrices with and of inertia different from ; passing to a subsequence with (compactness, [L4]), continuity gives , which is a matrix of inertia ; but step 3.1 makes a whole maximum-entry neighborhood of consist of such matrices, so has inertia for large , a contradiction.
(Conclusion.) If , equivalently , then is a smooth Lorentzian metric with the same time orientation for every , so the conclusion holds with any ; assume henceforth . Let , let where denotes components in chart , a finite number because each is compact and is smooth (Smooth covariant 2-tensor fields on a smooth manifold). For and , the matrix of differs from that of by , so it has inertia by step 4.1; off the field equals . Hence is a smooth symmetric nondegenerate field of signature on for every such . Since is nowhere zero and , the same smallness argument applied to the continuous function on (which is negative and, on the support of , bounded away from ; off the support it is unchanged) shows that remains timelike for after shrinking if necessary.
Remarks
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Sharpness. The lemma is a stability statement only: it does not assert that an arbitrary symmetric perturbation of a Lorentzian metric is Lorentzian, and it gives no uniform bound valid for perturbations with non-compact support or for all amplitudes.
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Use. The statement is used to realize prescribed compactly supported symmetric variations of the metric by genuine families of Lorentzian metrics: it supplies the existence step of the Hilbert-tensor uniqueness lemma and of the compact metric-variation theorem on this page.
Depends on
Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model
Smooth covariant 2-tensor fields on a smooth manifold
Lorentz forms of inertia (3,1,0) on a 4-dimensional real vector space
Every Lorentz form admits an ordered basis with matrix diag(-1,1,1,1)
Sylvester's law of inertia: every real symmetric form is congruent to , and is unique
Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans
Smooth manifolds and their smooth charts
Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
Continuity of at a point of and on : the - condition, its agreement with at a limit point, and continuity at an isolated point
Dependency tree · 2 levels
Sources
- S. M. Carroll, Lecture Notes on General Relativity, arXiv:gr-qc/9712019v1 (1997), Ch. 2: the classification of quadratic forms and the canonical form of the metric at a point, printed pp. 48-51 (PDF pp. 55-58)
- H. S. Reall, Part III General Relativity (Cambridge, October 12, 2022 revision), section 2.1: the signature of a Lorentzian metric and the local normal form, printed pp. 25-28 (PDF pp. 26-29)