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Scheme effectivity and flatness for marked Artin lifts
Statement
Assume the Axiom of Choice. A square-zero sheaf-ring extension of a scheme , with quasi-coherent as an -module, makes a scheme. It restricts on every affine to , with kernel .
Let be a square-zero surjection of finite-dimensional local Artin -algebras with kernel . Suppose is flat and locally finitely presented over , is an -algebra sheaf extension as above, and the multiplication map is an isomorphism. Then is flat and locally finitely presented over , and its base change to is the prescribed . Conversely any flat scheme lift of has this precise kernel and multiplication map. Isomorphisms of these sheaf extensions are exactly the marked scheme isomorphisms.
Statement references
Facts & Assumptions
Given: the sheaf extension and, for the second assertion, the Artin-base data of the Statement.
Affine acyclicity of quasi-coherent sheaves gives on any affine open; Affine quasi-coherent sheaves are modules identifies its sections and stalks with a module and its localizations.
Flat and faithfully flat modules and ring homomorphisms supplies exactness of tensor with a flat module. Hilbert basis theorem: if is Noetherian then is Noetherian says a finite-variable polynomial ring over a Noetherian ring is Noetherian.
Square-zero extensions, small extensions and first-order thickenings fixes the base category of finite-dimensional Artin -algebras and its nilpotent maximal ideals; no splitting is part of this data.
The Axiom of Choice is used for bases and the cohomology supplier.
Proof
Given: [F1]–[F3], [A1] and the extension data. Write and on .
By [F1] the section sequence is exact. Its kernel squares to zero, so its prime ideals correspond to those of and have the same topology. Each stalk is local: an element lifting a unit of is a unit, since after lifting an inverse their product is , whose inverse is for . Hence is a locally ringed space. Define the map to by sending to the inverse image in of the maximal ideal of ; this is the preceding homeomorphism. On each basic open , the section is invertible in every stalk and hence as a section of there, so localization gives . These maps agree under further localization and define the sheaf map of a morphism of locally ringed spaces. At corresponding primes it induces a map between exact sequences and . The outside maps are isomorphisms by [F1]; the middle is therefore an isomorphism by a direct kernel and quotient chase. Thus the locally ringed space is affine. These identifications are restrictions of the same sheaf , so the affine charts agree on intersections and give the asserted scheme, including its exact kernel.
A flat module over a local Artin ring is free, allowing arbitrary rank. Choose a -basis of , lift it to , and map the free module to . The map on associated graded modules for the finite -adic filtrations is an isomorphism. Indeed tensor exactness identifies with , which in turn is ; for the same formula holds. The map between these modules is the identity on the first factor and the chosen basis isomorphism on the second. Since for some , induction up this finite filtration shows is an isomorphism. This uses no finite-generation assumption on .
On the affine chart in step 1.1, is flat over and hence free by step 1.2. Lift an -basis to elements of and form . Its reduction modulo is the isomorphism , because the multiplication hypothesis says and . Its cokernel satisfies , whence . Its kernel lies in , since its reduction is injective. But is the isomorphism supplied by the same basis and the prescribed kernel map. The kernel is zero. Thus is free over and is flat. In the reverse direction, if is flat over and , tensor with : this gives . Since , , with its canonical multiplication map. Thus the marking of the kernel is forced, rather than an extra optional identification. The same calculation on stalks proves the converse without assuming that a lift is affine in advance.
For local finite presentation, choose an affine chart where is finitely presented over , and choose finite algebra generators and lifts in . Every is, modulo , a polynomial in the with coefficients lifted from . Its remaining part lies in and is a finite sum of elements . Hence is surjective. The ring is Noetherian because its ideals are -subspaces of a finite-dimensional vector space; [F2] makes this polynomial ring Noetherian, so the kernel is finitely generated. This is a finite presentation of . Base change gives exactly since . Steps 1.1 and 2.1 consequently prove flatness and local finite presentation on an open cover of the constructed scheme. Finally, a sheaf-algebra isomorphism fixes the underlying space and is local on stalks by step 1.1, hence is a scheme isomorphism, and conversely a marked scheme isomorphism gives precisely that sheaf map. The specified reduction of is retained by composing its unchanged marking; no new reduction is chosen.