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Jointly surjective étale families form a Grothendieck pretopology

Statement

Assume the full Axiom of Choice. For a scheme X, take the category and declared families in The small étale site of a scheme. The identity families cover, every pullback of a declared covering family is a declared covering family, and composites of declared covering families are declared covering families. The generated covering sieves therefore define a Grothendieck topology on the small étale category of X.

Facts & Assumptions

Given: Full AC and the category of étale X-schemes with declared set-indexed jointly-surjective étale families.

[A1]

Full AC is the choice-function principle of The Axiom of Choice.

[F1]

The declared families and generated topology are exactly those of The small étale site of a scheme: objects are étale X-schemes, arrows are X-morphisms, and a declared cover is a set-indexed étale family whose images jointly cover its target.

[F2]

Étale morphisms remain étale under arbitrary base change and composition, assuming full AC (Étale stability).

[F3]

Every scheme fibre product exists, and its affine charts are tensor-product spectra (Existence of all scheme fibre products).

Proof

technique · direct verification of the pretopology axioms
1.1F1given

By [F1], arrows in the small étale category are all morphisms of X-schemes. Identity maps and composites of X-scheme morphisms are again X-scheme morphisms, so the stated objects and arrows form a category without requiring every arrow to be étale. The identity U→U is étale by the definition of étale morphism and has image all of U, so its identity family is a declared cover.

1.2A1F1F2F3given

Let Ui→U be a declared cover and let V→U be any arrow. Each pullback Ui×UV exists by [F3], and its projection to V is étale by base-change stability in [F2]. Fix a point v∈V and write u for its image. Joint surjectivity in [F1] gives an index i and a point ui∈Ui above u. The residue maps give field extensions κ(u)→κ(ui) and κ(u)→κ(v), so κ(ui)⊗κ(u)κ(v) is a nonzero ring: it is the tensor product of two nonzero vector spaces over the field κ(u). Under [A1], this nonzero ring has a prime ideal. Its spectrum maps to Ui×UV by the fibre-product description [F3], and the resulting point maps to v. Thus the pullback family is jointly surjective.

1.3F1F2given

Let Ui→U be a declared cover and, for each i, let Vij→Ui be a declared cover. Their composites are étale by [F2]. For any point u∈U, joint surjectivity first gives an i and a point ui over u, then the cover of Ui gives a j and a point vij over ui. The composite image therefore contains every point u. The disjoint union of the set-indexed index families is a set, so the composite family is an allowed declared cover. Empty families cause no exception: they cover only the empty object, whose pullbacks along maps into it are empty.

2.1F1step 1.1step 1.2step 1.3∎

Steps 1.1–1.3 prove the identity, pullback, and composition axioms for a pretopology. Each declared family generates a sieve; the smallest Grothendieck topology containing those sieves and the maximal sieves is obtained by intersecting all Grothendieck topologies containing them. This is the topology specified in [F1], and the pretopology axioms ensure it has the usual covering-family presentation. The proof establishes only the site axioms; it asserts no representability of sheaves or torsors.

Remarks

The Axiom of Choice is used in step 1.2 to obtain a prime ideal of the nonzero residue-field tensor algebra and through the cited étale-stability supplier; it is recorded at full strength because that supplier assumes it.

For a base change V→U, the relevant pullback is the Cartesian square

Ui£UVUiVU

Its upper-left object exists by the scheme fiber-product theorem; the left projection is étale by étale base-change stability. The proof above supplies the separate pointwise argument that this projection family remains jointly surjective.

Depends on

Dependency tree · 2 levels

Sources