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Schwarzschild null scattering and critical impact, with conditional Kruskal capture
Conditional geodesic predictions for ideal rays in the adopted Schwarzschild exterior model. Capture beyond r=s is asserted only conditionally in the named Kruskal extension. The statement excludes finite wavelength, wave optics, source/apparatus modelling, plasma, rotation, self-gravity, and empirical shadow or lensing claims.
Statement
Adopt the Schwarzschild exterior vacuum model with and the ideal-light rule that rays are future null geodesics. For an equatorial incoming ray with constants , , impact parameter , and
the radial first integral is as in Null geodesic radial first integral in the Schwarzschild exterior, where dot denotes affine-parameter derivative. Then:
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If , there is a unique outer turning point , which is reached in finite affine parameter; the ray from infinity turns and returns to infinity. Its total azimuthal advance is
This integral converges at both endpoints.
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If , the incoming branch from infinity approaches only as affine parameter tends to ; its azimuthal advance diverges logarithmically.
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If , the inward branch has no exterior turning point and reaches the boundary of the Schwarzschild exterior in finite affine parameter. Only if the ray is continued in the specified Kruskal model, once it lies in the region , does the causal escape result imply that it cannot return to the right exterior.
These are geodesic-model deductions. The impact threshold is not by itself an observable shadow radius.
Facts & Assumptions
Given: The Schwarzschild exterior with , the ideal-light postulate, an equatorial incoming future-null geodesic with and , and the Kruskal model only for the conditional continuation in clause 3.
In the adopted Schwarzschild vacuum model, ideal light rays are future null geodesics; this is an adopted model rule (The Schwarzschild exterior vacuum model: field law, static clock readings and the mass parameter, Adopted clock, free-fall and light-ray assumptions of the classical gravitational framework clause (iii)).
For an equatorial affinely parametrized null geodesic, and are constant, and ; has its unique maximum at (Null geodesic radial first integral in the Schwarzschild exterior).
The smooth geodesic equation has a unique local geodesic through each initial event and tangent, and compact containment in its open coordinate-state domain permits continuation by the local ODE continuation theorem (The geodesic initial-value problem and the exponential map of the metric-selected connection, Compact continuation for locally Lipschitz ODEs: a solution whose graph stays in a compact subset of the domain near a finite endpoint extends past it).
The Kruskal datum is the smooth extension specified by The Kruskal model datum: domain, implicit radial function, metric and time orientation. In that model every future-directed causal curve has nondecreasing , and points with cannot reach the right exterior (The causal cone, the escape horizon and decreasing areal radius in the Kruskal model clauses (b), (d)).
The exterior metric has the global product form , where is the round metric induced from (The Schwarzschild exterior model datum: domain, metric, mass parameter and time orientation); its metric-selected connection is the unique torsion-free, metric-compatible connection (Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields).
Along an affinely parametrized geodesic, the squared tangent norm is constant: metric compatibility and give (Covariant differentiation along curves: metric pairing, parallel transport and geodesic speed clause 3).
Proof
Choose so . At , set , , , , and , with . Substitution into the diagonal Schwarzschild metric gives Also , so the initial tangent is future directed, and [F2] gives a unique local geodesic. It remains equatorial: define the sphere reflection and . The reflection is orthogonal, so it preserves the induced round metric; [F4] therefore makes an isometry of the exterior metric. Pulling back the metric-selected connection by gives another torsion-free, metric-compatible connection, hence the same connection by uniqueness in [F4]; thus is an affinely parametrized geodesic. At the initial event , and makes the initial tangent lie in the fixed tangent plane of , so fixes both initial data. Geodesic uniqueness [F2] gives on the connected maximal interval, and its image lies in the fixed set , the equatorial plane. Finally [F5] preserves the initial null norm along the geodesic, so it is null throughout.
By [F1], along the equatorial null geodesic . For , is decreasing and , so the past-directed parameter branch has and extends through every finite radial interval : the first integral bounds , while bounds and ; compact continuation [F2] excludes a finite-parameter endpoint there. As , and , so the affine distance to infinity is . Hence the constructed solution supplies an incoming ray from infinity for every .
By [F1], increases on , decreases on , and vanishes at both exterior ends. If , then , so there is one root and one simple outer root . The affine time from any finite large radius to is finite because near the simple root .
If , direct factorization gives . The incoming radial speed vanishes linearly as ; hence the affine integral diverges like . The angular integrand has the same simple-pole behavior, so the ray approaches the photon sphere only at infinite affine parameter and accumulates logarithmically divergent azimuth.
If , then for every by [F1]. The inward branch has no turning point and reaches the exterior boundary in finite affine parameter because there. The exterior calculation ends at that boundary. If a future continuation is placed in the Kruskal model and enters , [F3] prevents it from returning to the right exterior.
For , [F2] extends the incoming ray through the outer turn. Away from , differentiating the radial first integral and dividing by gives ; smoothness of the geodesic makes continuous at the simple root, so this identity holds there as a limit. Since , the acceleration is positive and the ray leaves the turn with . On every finite segment with , the conserved quantities bound , and ; the state stays in a compact subset of the smooth exterior tangent domain and cannot end at a finite affine parameter by [F2]. On the outgoing branch , while , so it reaches arbitrarily large radii only at infinite affine parameter. Also is at the turn and at infinity; integrating both halves gives the convergent formula in clause 1.
The simple outer root, critical double root and no-turn regimes in 3.1–3.3 give all three clauses. Only the last clause uses the separate Kruskal continuation, and no observation or apparatus model is used.
Remarks
- At the circular null orbit is an unstable separatrix; the logarithmic divergence describes the ideal ray geodesic, not a finite-resolution image.
- The capture statement beyond depends on the stated Kruskal continuation. Schwarzschild exterior coordinates alone stop at their boundary and do not prove nonreturn in an extension.
Depends on
The Schwarzschild exterior vacuum model: field law, static clock readings and the mass parameter
The Schwarzschild exterior model datum: domain, metric, mass parameter and time orientation
Adopted clock, free-fall and light-ray assumptions of the classical gravitational framework
Null geodesic radial first integral in the Schwarzschild exterior
The geodesic initial-value problem and the exponential map of the metric-selected connection
Compact continuation for locally Lipschitz ODEs: a solution whose graph stays in a compact subset of the domain near a finite endpoint extends past it
The Kruskal model datum: domain, implicit radial function, metric and time orientation
The causal cone, the escape horizon and decreasing areal radius in the Kruskal model
Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields
Covariant differentiation along curves: metric pairing, parallel transport and geodesic speed