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Physics theoremStatement: AI-adaptedProof: AI-adaptedverified 2026-10-15 (gpt-6-luna, gpt-6.1-sol, and delegated Codex review/repair agents; see completed run evidence)
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Schwarzschild null scattering and critical impact, with conditional Kruskal capture

Physical scope

Conditional geodesic predictions for ideal rays in the adopted Schwarzschild exterior model. Capture beyond r=s is asserted only conditionally in the named Kruskal extension. The statement excludes finite wavelength, wave optics, source/apparatus modelling, plasma, rotation, self-gravity, and empirical shadow or lensing claims.

Statement

Adopt the Schwarzschild exterior vacuum model with s>0 and the ideal-light rule that rays are future null geodesics. For an equatorial incoming ray with constants E>0, L≥0, impact parameter b=L/E, and

H(r)=1−s/rr2,bc=332s,rph=32s,

the radial first integral is r˙2=E2[1−b2H(r)] as in Null geodesic radial first integral in the Schwarzschild exterior, where dot denotes affine-parameter derivative. Then:

  1. If b>bc, there is a unique outer turning point r∗(b)>rph, which is reached in finite affine parameter; the ray from infinity turns and returns to infinity. Its total azimuthal advance is

    Δφ=2∫r∗∞b drr21−b2H(r).

    This integral converges at both endpoints.

  2. If b=bc, the incoming branch from infinity approaches rph only as affine parameter tends to +∞; its azimuthal advance diverges logarithmically.

  3. If 0≤b<bc, the inward branch has no exterior turning point and reaches the boundary r=s of the Schwarzschild exterior in finite affine parameter. Only if the ray is continued in the specified Kruskal model, once it lies in the region U≥0, does the causal escape result imply that it cannot return to the right exterior.

These are geodesic-model deductions. The impact threshold is not by itself an observable shadow radius.

Facts & Assumptions

Given: The Schwarzschild exterior with s>0, the ideal-light postulate, an equatorial incoming future-null geodesic with E>0 and L≥0, and the Kruskal model only for the conditional continuation in clause 3.

[A1]

In the adopted Schwarzschild vacuum model, ideal light rays are future null geodesics; this is an adopted model rule (The Schwarzschild exterior vacuum model: field law, static clock readings and the mass parameter, Adopted clock, free-fall and light-ray assumptions of the classical gravitational framework clause (iii)).

[F1]

For an equatorial affinely parametrized null geodesic, E=f dx0/dλ and L=r2dφ/dλ are constant, and r˙2=E2(1−b2f/r2); H=f/r2 has its unique maximum 4/(27s2) at 3s/2 (Null geodesic radial first integral in the Schwarzschild exterior).

[F2]

The smooth geodesic equation has a unique local geodesic through each initial event and tangent, and compact containment in its open coordinate-state domain permits continuation by the local ODE continuation theorem (The geodesic initial-value problem and the exponential map of the metric-selected connection, Compact continuation for locally Lipschitz ODEs: a solution whose graph stays in a compact subset of the domain near a finite endpoint extends past it).

[F3]

The Kruskal datum is the smooth extension specified by The Kruskal model datum: domain, implicit radial function, metric and time orientation. In that model every future-directed causal curve has nondecreasing U,V, and points with U≥0 cannot reach the right exterior (The causal cone, the escape horizon and decreasing areal radius in the Kruskal model clauses (b), (d)).

[F4]

The exterior metric has the global product form g=−f d(x0)2+f−1dr2+r2γS2, where γS2 is the round metric induced from R3 (The Schwarzschild exterior model datum: domain, metric, mass parameter and time orientation); its metric-selected connection is the unique torsion-free, metric-compatible connection (Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields).

[F5]

Along an affinely parametrized geodesic, the squared tangent norm is constant: metric compatibility and Dλη′=0 give ddλg(η′,η′)=2g(Dλη′,η′)=0 (Covariant differentiation along curves: metric pairing, parallel transport and geodesic speed clause 3).

Proof

technique · construct a null ray from large radius, classify the radial first integral by the maximum of $H$, integrate at the simple and double roots, and use Kruskal causality only for the stated conditional continuation
1.1givenA1F2F4F5algebra

Choose R>rph so b2H(R)<1. At r=R, set ϑ=π/2, x˙0=E/f(R), r˙=−E1−b2H(R), ϑ˙=0, and φ˙=L/R2, with L=bE. Substitution into the diagonal Schwarzschild metric gives g(η˙,η˙)=−E2f(R)+E2f(R)(1−b2H(R))+L2R2=0. Also g(η˙,∂0)=−E<0, so the initial tangent is future directed, and [F2] gives a unique local geodesic. It remains equatorial: define the sphere reflection S(y1,y2,y3)=(y1,y2,−y3) and Ψ(x0,r,ω)=(x0,r,Sω). The reflection is orthogonal, so it preserves the induced round metric; [F4] therefore makes Ψ an isometry of the exterior metric. Pulling back the metric-selected connection by Ψ gives another torsion-free, metric-compatible connection, hence the same connection by uniqueness in [F4]; thus Ψ∘η is an affinely parametrized geodesic. At the initial event y3=0, and ϑ˙=0 makes the initial tangent lie in the fixed tangent plane of S, so Ψ fixes both initial data. Geodesic uniqueness [F2] gives Ψ∘η=η on the connected maximal interval, and its image lies in the fixed set y3=0, the equatorial plane. Finally [F5] preserves the initial null norm along the geodesic, so it is null throughout.

2.1step 1.1F1F2algebra

By [F1], along the equatorial null geodesic r˙2=E2(1−b2H(r)). For r≥R, H is decreasing and b2H(r)<1, so the past-directed parameter branch has r˙<0 and extends through every finite radial interval [R,R′]: the first integral bounds r˙, while f(r)≥f(R)>0 bounds x˙0=E/f(r) and φ˙=L/r2; compact continuation [F2] excludes a finite-parameter endpoint there. As r→∞, H(r)→0 and r˙→−E, so the affine distance to infinity is ∫R∞dr/[E1−b2H(r)]=∞. Hence the constructed solution supplies an incoming ray from infinity for every b≥0.

3.1step 2.1F1algebra

By [F1], H increases on (s,rph), decreases on (rph,∞), and vanishes at both exterior ends. If b>bc, then b2H(rph)>1, so there is one root r−∈(s,rph) and one simple outer root r∗>rph. The affine time from any finite large radius to r∗ is finite because near the simple root [E1−b2H(r)]−1=O((r−r∗)−1/2).

3.2step 2.1F1algebra

If b=bc, direct factorization gives 1−bc2H(r)=(2r−3s)2(r+3s)/(4r3). The incoming radial speed vanishes linearly as r↓rph; hence the affine integral diverges like ∫dr/(r−rph). The angular integrand has the same simple-pole behavior, so the ray approaches the photon sphere only at infinite affine parameter and accumulates logarithmically divergent azimuth.

3.3step 2.1F1F3algebra

If 0≤b<bc, then b2H(r)<1 for every r>s by [F1]. The inward branch has no turning point and reaches the exterior boundary r=s in finite affine parameter because 1−b2H(r)→1 there. The exterior calculation ends at that boundary. If a future continuation is placed in the Kruskal model and enters U≥0, [F3] prevents it from returning to the right exterior.

4.1step 2.1step 3.1F1F2algebra

For b>bc, [F2] extends the incoming ray through the outer turn. Away from r∗, differentiating the radial first integral and dividing by r˙≠0 gives r¨=−E2b2H′(r)/2; smoothness of the geodesic makes r¨ continuous at the simple root, so this identity holds there as a limit. Since H′(r∗)<0, the acceleration is positive and the ray leaves the turn with r˙>0. On every finite segment with r≥r∗, the conserved quantities bound ∣r˙∣, ∣x˙0∣=E/f(r) and ∣φ˙∣=L/r2; the state stays in a compact subset of the smooth exterior tangent domain and cannot end at a finite affine parameter by [F2]. On the outgoing branch r˙→E>0, while ∣r˙∣≤E, so it reaches arbitrarily large radii only at infinite affine parameter. Also ∣dφ/dr∣=b/[r21−b2H(r)] is O((r−r∗)−1/2) at the turn and O(r−2) at infinity; integrating both halves gives the convergent formula in clause 1.

5.1step 1.1step 2.1step 3.1step 3.2step 3.3step 4.1A1F3given∎

The simple outer root, critical double root and no-turn regimes in 3.1–3.3 give all three clauses. Only the last clause uses the separate Kruskal continuation, and no observation or apparatus model is used.

Remarks

  • At b=bc the circular null orbit is an unstable separatrix; the logarithmic divergence describes the ideal ray geodesic, not a finite-resolution image.
  • The capture statement beyond r=s depends on the stated Kruskal continuation. Schwarzschild exterior coordinates alone stop at their boundary and do not prove nonreturn in an extension.

Depends on

Dependency tree · 2 levels

Sources