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Finite stabilization defines the analytic Fredholm determinant line

Statement

Let B be a topological space in the continuous case and a complex manifold in the holomorphic case. A complex Hilbert space is a complete complex inner-product space, with norm ∥x∥=⟨x,x⟩. For Hilbert spaces H,K, write B(H,K) for bounded complex-linear maps with operator norm ∥T∥=sup⁡∥x∥≤1∥Tx∥. A complex Hilbert bundle over B means a locally trivial bundle with complex Hilbert-space fibers and transition maps in B(H,K) that are continuous, respectively holomorphic as maps into B(H,K) in the complex Fréchet sense. Let E,F→B be such bundles and let D:E→F be a bundle map whose local operator representatives b↦Db are norm-continuous, respectively holomorphic in that sense. Assume each Db is Fredholm in the sense of Fredholm operator cokernel and index: it is bounded, has closed image, and has finite-dimensional kernel and cokernel Fb/im⁡Db, with index ind⁡Db=dim⁡Cker⁡Db−dim⁡Ccoker⁡Db. The result is local on B; the proof shows that this index is locally constant, so no single index is required across different connected components.

For each finite-dimensional complex vector space V, write Λmax⁡V=Λdim⁡CVV and Λmax⁡0=C, and set det⁡(Db)=Λmax⁡ker⁡Db⊗(Λmax⁡coker⁡Db)∗. For b0∈B, a finite-dimensional subspace W⊂Fb0 is a stabilizer when im⁡Db0+W=Fb0. In a local trivialization of F, identify W with the constant subbundle and, on the neighborhood where im⁡Db+W=Fb, set KW(b)={u∈Eb:Dbu∈W}. The lines Λmax⁡KW(b)⊗(Λmax⁡W)∗ form local continuous, respectively holomorphic, line bundles. Their canonical transition maps glue them to a line bundle with fiber canonically isomorphic to det⁡(Db), independently of every stabilizer choice.

Facts & Assumptions

Given: An open set V⊆B on which the complex Hilbert bundles E and F are trivialized and Db:Eb→Fb is a norm-continuous, respectively holomorphic, family of bounded Fredholm operators.

[A1]

Write det⁡V=Λmax⁡V and give this line parity dim⁡V mod 2. For a short exact sequence 0→V′→iV→qV′′→0, use the map det⁡V′⊗det⁡V′′→det⁡V that wedges a basis of i(V′) followed by arbitrary lifts of a basis of V′′; changes of lifts do not change this map. For finite exact sequences use the composites and duals of these maps, with tensor reorderings carrying the Koszul sign determined by the stated parities. Adopt the determinant-line convention in the Statement.

[A2]

At b0, let W be a finite-dimensional subspace of the local trivialization of F such that im⁡Db0+W=F; on a neighborhood, use the same subspace W as a constant finite-dimensional subbundle.

[A3]

Adopt The Axiom of Choice: every family of nonempty sets has a function selecting one member from each set. In step 1.2, apply it to the sets of admissible next balls and residual approximants, indexed by the finite construction histories; iteration of the resulting selection functions supplies the two countable recursive sequences. No choice of stabilizers simultaneously over all base points is required.

Proof

1.1givenA2algebra

Since Db0 is Fredholm, its cokernel is finite-dimensional. Choose representatives in F for a basis of coker⁡Db0 and let W be their span. Then W satisfies [A2], so the quotient map qW:F→F/W makes qWDb0 surjective. The map Db0:KW(b0)→W has kernel ker⁡Db0 and finite-dimensional image W∩im⁡Db0, hence KW(b0) is finite-dimensional.

1.2givenA3constructalgebra

We record the bounded-inverse fact needed below. Let T:X0→Y0 be a bounded surjection between complete normed spaces (Banach spaces) and let BX0(0,r)={x∈X0:∥x∥<r}. Since Y0=⋃n≥1T(BX0(0,n))‾, the Baire property of the complete metric space Y0 implies that one of these closed sets has nonempty interior. The Baire property follows by contradiction: if the closed sets in a countable cover all had empty interior, choose nested nonempty closed balls with radii tending to zero, the nth ball lying outside the nth closed set; completeness gives a point in all balls and outside the whole cover. Taking differences in the interior ball and rescaling gives some δ>0 with BY0(0,δ)⊆T(BX0(0,1))‾. For ∥y∥<δ/2, recursively choose ∥xj∥≤2−j so that ∥y−∑i=1jTxi∥<δ2−j−1; each choice is possible by applying this density statement to the rescaled current residual. The series x=∑jxj converges, satisfies Tx=y, and has ∥x∥≤1. If T is also bijective, scaling this conclusion shows ∥T−1y∥≤4∥y∥/δ, so T−1 is bounded.

2.1givenA2step 1.1step 1.2algebra

Choose the orthogonal complement X=ker⁡(qWDb0)⊥ in the Hilbert space E. Since W is finite-dimensional and closed, F/W is isometric to the Hilbert space W⊥; X is also a Hilbert space. The restriction qWDb0∣X:X→F/W is bounded and bijective, because qWDb0 is surjective and its kernel is KW(b0). By step 1.2 its inverse is bounded. Shrink the neighborhood of b0 so that qWDb∣X=(qWDb0∣X)(I+Rb) with ∥Rb∥≤r<1. The space of bounded operators on X is complete in operator norm: an operator-norm Cauchy sequence converges on each vector in the complete space X, and the pointwise limit is its operator-norm limit. Thus ∑m=0∞(−Rb)m converges in operator norm, since its norm series is bounded by ∑m=0∞rm; multiplying its partial sums by I+Rb and taking the limit gives the identity. The series converges locally uniformly in b, so the inverse of qWDb∣X is continuous, respectively holomorphic. Hence qWDb is surjective.

3.1givenA2step 2.1algebra

For every nearby b, 0→ker⁡Db→KW(b)→DbW→coker⁡Db→0 is exact: the image of Db∣KW(b) is W∩im⁡Db, and W→coker⁡Db is surjective because qWDb is surjective. Thus KW(b) is finite-dimensional. Decompose E=KW(b0)⊕X as in step 2.1. Every KW(b) is the graph over KW(b0) of −(qWDb∣X)−1qWDb∣KW(b0), so these kernels form a vector bundle of constant finite rank, continuously or holomorphically according to the family. Taking dimensions in the exact sequence gives ind⁡Db=dim⁡KW(b)−dim⁡W, so the index is locally constant.

4.1givenA1A2step 3.1algebra

Choose a basis of ker⁡Db, extend it to a basis of KW(b) by lifts of a basis of W∩im⁡Db, then extend that latter basis to a basis of W by lifts of a basis of coker⁡Db. Wedge multiplication identifies det⁡KW⊗(det⁡W)∗ with det⁡ker⁡Db⊗(det⁡coker⁡Db)∗; changes of any chosen lifts add earlier basis vectors and therefore do not change the induced line isomorphism.

4.2givenA1A2step 3.1algebra

For nested stabilizers W⊆U on a common neighborhood, the map KU(b)⟶U/W,x⟼Dbx+W is well-defined and surjective, and its kernel is KW(b). Surjectivity follows because qWDb:Eb→Fb/W is surjective: for u∈U, choose x with Dbx−u∈W; then Dbx∈U and Dbx+W=u+W. Hence 0⟶KW(b)⟶KU(b)⟶U/W⟶0 is exact. The second exact sequence 0⟶W⟶U⟶U/W⟶0 uses the same quotient. The determinant isomorphisms of these finite-dimensional exact sequences, with the order and Koszul signs of [A1], cancel the common det⁡(U/W) factor and give a canonical comparison det⁡KU(b)⊗(det⁡U)∗⟶det⁡KW(b)⊗(det⁡W)∗. Its inverse direction is equally canonical. For arbitrary stabilizers W1,W2, their sum U=W1+W2 is a finite-dimensional stabilizer, and the two nested comparisons through U identify both local lines.

5.1givenA1step 3.1step 4.1step 4.2algebra

In a common local trivialization, let αW be the canonical fiber isomorphism from det⁡KW⊗(det⁡W)∗ to det⁡(Db) supplied by the exact sequence in step 4.1. For nested W⊆U, the displayed comparison in step 4.2, from the U chart to the W chart, is αW−1αU. This follows by choosing bases adapted to the two short exact sequences in step 4.2 and using the same ordered lifts in the exact sequence of step 4.1; the resulting maps commute with Db and the quotient maps. Thus for any three stabilizers the transition maps compose to the identity because the intermediate αW maps cancel. For incomparable fixed subspaces use their finite sum as in step 4.2.

6.1givenA1A2step 2.1step 3.1algebra∎

It remains to compare charts from different Hilbert-bundle trivializations. In a common frame, the two stabilizers are finite-rank subbundles W1,W2⊂F: a frame change takes a constant finite-dimensional subspace to a continuous, respectively holomorphic, finite-rank subbundle. Put KWi(b)={u∈Eb:Dbu∈Wi(b)}. Define Ai:E⊕Wi→F by Ai(u,w)=Dbu+w and A12:E⊕W1⊕W2→F by A12(u,w1,w2)=Dbu+w1+w2. Each Ai is a bounded surjection, and ker⁡Ai is isomorphic to KWi(b) by u↦(u,−Dbu), so its kernel is finite-dimensional by step 3.1. The family A12 is also surjective, and 0→ker⁡A1(b)→ker⁡A12(b)→W2,b→0, with the last map (u,w1,w2)↦w2, is exact: surjectivity follows by solving A1(u,w1)=−w2. Thus A12 has finite-dimensional kernel. The same local splitting and graph argument as in steps 2.1 and 3.1 gives continuous, respectively holomorphic, finite-rank kernel bundles for these surjective families. Exchanging W1,W2 gives the exact sequence 0→ker⁡A2→ker⁡A12→W1→0. The determinant maps from [A1] for these short exact sequences identify each stabilization chart continuously, respectively holomorphically, with the common chart det⁡ker⁡A12⊗(det⁡W1⊗det⁡W2)∗. Applying the same construction to three stabilizer subbundles and the common augmentation E⊕W1⊕W2⊕W3, the composites of the exact-sequence determinant maps agree by their wedge definition and the Koszul signs in [A1]. Hence the chart comparisons obey the cocycle condition across Hilbert-bundle trivializations.

Remarks

This proves the local stabilization statement only. It does not prove an analytic sewing isomorphism for determinant lines, a Quillen metric or connection, or an anomaly formula; those are separate interfaces.

Depends on

Dependency tree · 2 levels

Sources