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Existence, uniqueness and sign ambiguity of the quaternion lift of a C1 rotation path

Statement

Let I⊆R be a nondegenerate open interval, let R:I→SO(3) be of class C1 (The orthogonal group O(3) and the rotation group SO(3)) with body angular velocity ωR in the sense of The body angular velocity of a C1 rotation path: Ω=RTR′ is skew, Ωz=ω×z determines a unique continuous ω, and R′=RΩ, let t0∈I, and let q0∈S3 satisfy ρ(q0)=R(t0), with ρ and S3 as in The quaternion rotation map ρ: conjugation on the imaginary quaternions, the unit sphere S3, and quaternion lifts. Then:

  1. There is exactly one C1 quaternion lift q:I→S3 of R with q(t0)=q0, namely the unique solution on I of the initial value problem

q′(t)=12 q(t) φ(ωR(t)),q(t0)=q0.

  1. Every C1 lift q~:I→S3 of R satisfies q~=q or q~=−q; in particular −q is the lift with initial value −q0, and ρ∘q=ρ∘(−q)=R.

Facts & Assumptions

Given: The C1 rotation path R, its body angular velocity ωR, the times t0∈I, and the unit quaternion q0 with ρ(q0)=R(t0).

[F1]

ρ(q0)∈SO(3) for q0∈S3; the assignment q↦ρ(q) restricts to a surjective homomorphism S3→SO(3) whose kernel is {1,−1}, and ρ(−q)=ρ(q); in particular ρ(1) is the identity (The quaternion rotation map ρ: conjugation on the imaginary quaternions, the unit sphere S3, and quaternion lifts, Definition and Remarks).

[F3]

The body angular velocity ωR:I→R3 is continuous and uniquely characterized by R′(t)=R(t) ΩωR(t), where Ωω is the matrix z↦ω×z (The body angular velocity of a C1 rotation path: Ω=RTR′ is skew, Ωz=ω×z determines a unique continuous ω, and R′=RΩ clauses 2-3).

[F4]

For continuous ω:I→R3, C1 q:I→H with q′=12q φ(ω(t)) and q(t0)∈S3: q(I)⊆S3, and R=ρ∘q is C1 with R′=R Ωω; moreover the initial value problem q′=12q φ(ω(t)), q(t0)=q0 with q0∈S3 has exactly one solution on I (The quaternion lift of a prescribed continuous angular velocity: q′=12q φ(ω(t)) keeps S3 invariant, its rotation path has body angular velocity ω, and the initial value problem has a unique solution on the whole interval clauses 1-2).

[F5]

A linear initial value problem S′=S Ω(t) on M3(R)≅R9 with continuous coefficient Ω:I→M3(R) satisfies the Picard-Lindelöf hypotheses: being linear in the state variable with the continuous matrix coefficient Ω(t), the field is continuous and locally Lipschitz in the state variable, locally uniformly in time (Local Lipschitz continuity in the state variable, locally uniform in time and parameters, First-order systems, initial value problems, and solutions on intervals, The vector space Mm×n(F):=F m×n of m by n matrices over a field, with entrywise operations); hence any two solutions through the same data agree on every common interval containing the initial time, and there is a unique maximal solution (Picard-Lindelöf local existence and uniqueness for first-order systems, Every Picard–Lindelöf initial value problem has one maximal solution on an open interval).

[F6]

If f:A→R is continuous on A⊆R and I⊆A is an interval, then the image f[I] is order-convex: for a,b∈f[I] with a≤b the whole segment [a,b] lies in f[I] (The image of an interval under a continuous real function is order-convex, hence an interval, and the image of a closed bounded interval is a closed bounded interval clause 1).

Proof

technique · direct; solve the quaternion equation through the lift lemma, then identify the rotation path through uniqueness for the linear matrix equation
1.1F3F4

The body angular velocity ωR is continuous by [F3], so [F4] applies with ω=ωR, t0 and q0∈S3: there is exactly one curve q:I→S3 of class C1 with q′=12q φ(ωR(t)) on I and q(t0)=q0.

2.1step 1.1F3F4F5

Both S:=R and S:=ρ∘q are C1 curves I→M3(R) solving the same linear initial value problem S′=S ΩωR(t), S(t0)=R(t0): for R this is the characterization in [F3], and for ρ∘q it is clause 1 of [F4] applied to the solution of step 1.1. By [F5] the coefficient is continuous and the equation satisfies the Picard-Lindelöf hypotheses, so two solutions through the same data agree on every common interval containing t0; the interval I is such a common interval, hence ρ∘q=R. Thus q is a lift of R with q(t0)=q0.

3.1step 1.1step 2.1F1F2F6algebra∎

Let q~:I→S3 be any C1 lift of R and put h:=q~ q−1=q~ qˉ:I→H, a product of two C1 curves and hence C1 by [F2]. By [F2], h takes values in S3; by the homomorphism property and kernel of [F1], ρ(h)=ρ(q~)ρ(q−1)=ρ(q~)ρ(q)−1=R R−1, and this identity element of SO(3) is ρ(1); hence h∈{1,−1} for every t∈I. The real part Re⁡∘h:I→R is continuous and takes its values in {1,−1}; by [F6] applied to the interval I its image is order-convex, so it cannot contain both 1 and −1 (the whole segment between them would lie in a two-point set), and h is constant. At t0, h(t0)=q~(t0)q0−1 is 1 when q~(t0)=q0 and −1 when q~(t0)=−q0; thus the constant value gives q~=q in the first case and q~=−q in the second. Since h(t0)∈{1,−1}, these are the only cases, so every lift is one of q,−q. Finally, −q is a C1 curve into S3 with initial value −q0 and ρ(−q)=ρ(q)=R by [F1]. This proves the uniqueness with each prescribed initial sign in clause 1 and the full assertion of clause 2.

Remarks

  • The two lifts q and −q solve the same differential equation with opposite initial data and define the same rotation path; the sign is therefore not determined by R. Selecting one sign requires an initial choice, and no construction on this page selects a preferred sign.

  • The statement is conditional on the countable-choice hypothesis of the published covering example ex-su-two-to-so-three-as-a-covering-homomorphism recorded in The quaternion rotation map ρ: conjugation on the imaginary quaternions, the unit sphere S3, and quaternion lifts, which is used through the covering and kernel facts of [F1] — that is, through the identification of S3 with SU(2) and the kernel {1,−1}. It is not used in the differential-equation part of the proof, which is choice-free.

  • Nothing in the statement asserts that the covering S3→SO(3) is nontrivial, that a closed rotation loop has a closed lift, or that any global continuous sign selection exists; those questions are treated on the companion examples page.

Depends on

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Sources