Alphabeta Math
TheoremStatement: Literature-sourcedProof: AI-generatedprecheck passjudge pass (z-ai/glm-5.2)audited 2026-07-26
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The limit superior is itself a subsequential limit in R‾ and is the greatest one

Statement

Let (xk) be a sequence of reals (Sequences of reals: bounded, eventually, frequently, tails, subsequences) and write Λ:=lim sup⁡kxk∈R‾ (Limit superior and limit inferior of a real sequence as inf⁡nsup⁡k≥nxk and sup⁡ninf⁡k≥nxk in R‾). Then, with the extended subsequential limit set SL⁡‾(x) of Convergence in R‾ and the extended subsequential limit set: L∈R‾ is an extended subsequential limit when some subsequence converges to L, or diverges to L=±∞:

  1. Λ∈SL⁡‾(x): there is a strictly increasing n:N→N such that (xnj) converges to Λ in R‾;
  2. L≤Λ for every L∈SL⁡‾(x).

So SL⁡‾(x) is nonempty and has a greatest element, and that element is lim sup⁡kxk. In particular every sequence of reals whatever has a subsequence that converges in R‾.

The extended set is the right home for this statement, and the real set is not. The finite subsequential limit set SL⁡(x) of Subsequential limit of a real sequence, and the subsequential limit set may be empty, and when it is not it may have a greatest element different from lim sup⁡kxk; both failures are exhibited by the dedicated counterexample on the companion page. What is true for SL⁡(x) follows: when Λ is a real number, claim 1 puts it in SL⁡(x), since the two sets agree on R (Convergence in R‾ and the extended subsequential limit set: L∈R‾ is an extended subsequential limit when some subsequence converges to L, or diverges to L=±∞), and claim 2 then makes it the greatest element there too.

Facts & Assumptions

Given: A sequence (xk) of reals, its tail ranges Tn={xk:k≥n}, the extended tail suprema sn=sup⁡Tn, and Λ:=lim sup⁡kxk=inf⁡{sn:n∈N} (Limit superior and limit inferior of a real sequence as inf⁡nsup⁡k≥nxk and sup⁡ninf⁡k≥nxk in R‾).

[L2]

The order on R‾ is total, so the failure of a≤b is b<a; −∞ is least and +∞ greatest; every real is <+∞ and >−∞; and on R the order is that of R (The extended real line R‾=R∪{−∞,+∞}, its order, and the arithmetic that is left undefined, Partial order and partially ordered set).

[L3]

Epsilon characterisation for a real Λ: for every real η>0 one has xk<Λ+η eventually and xk>Λ−η frequently (For finite L: L=lim sup⁡xk iff for every ε>0 one has xk<L+ε eventually and xk>L−ε frequently).

[L4]

Recursion theorem: for a set A, an element a∈A and a function f:A→A there is a unique g:N→A with g0=a and gj+1=f(gj) (The recursion theorem).

[L5]

Well-ordering principle: every nonempty subset of N has a least element (The well-ordering principle).

[L6]

Index maps: if nj<nj+1 for every j then n is strictly increasing, and then nj≥j for every j; the composite (xnj) is a subsequence (A strictly increasing index map satisfies nk≥k, Sequences of reals: bounded, eventually, frequently, tails, subsequences).

[L7]

Convergence in R‾ and the extended subsequential limit set (Convergence in R‾ and the extended subsequential limit set: L∈R‾ is an extended subsequential limit when some subsequence converges to L, or diverges to L=±∞); convergence to a real, for which it suffices to produce a threshold for every real ε>0 (Limits and Cauchy sequences of reals, Sequences of reals: bounded, eventually, frequently, tails, subsequences); divergence to ±∞ (Divergence to +∞ and to −∞); and ∣a−b∣<c if and only if b−c<a<b+c for c>0 (Basic properties of the absolute value).

[L9]

Limits preserve non-strict inequalities: if yj≤c for all large j and yj→y in R, then y≤c (Limits preserve non-strict inequalities).

[L10]

Archimedean facts: for every real M there is a natural p≥1 with M<p⋅1R, and for every real η>0 a natural m≥1 with 1/m<η; the canonical naturals satisfy 0≤n⋅1R and are increasing in n, and 0<a≤b gives 0<1/b≤1/a (Every complete ordered field is Archimedean, For every ε>0 in a complete ordered field there is a natural n≥1 with 1/n<ε, Canonical naturals are positive and strictly increasing, Inverses of positives are positive, and reciprocation reverses order).

[L11]

Strictly between any two reals lies a rational, hence a real (The rationals embed densely in the reals).

[L12]

The order on N is total and transitive, so any two indices have a common upper bound (Order on the natural numbers, ≤ is a linear order on N).

Proof

technique · constructive
1.1givenL1L2

The element Λ=lim sup⁡kxk exists in R‾, and exactly one of the following holds: Λ is a real number, Λ=+∞, or Λ=−∞.

1.2givenL1L2

Suppose Λ=+∞. Since Λ is a lower bound of {sn}, every n has +∞≤sn and so sn=+∞. Consequently, for every n∈N and every real M there is k≥n with xk>M: otherwise M would be an upper bound of Tn and leastness would give sn≤M, contradicting M<+∞.

1.3givenL3L7L12

Suppose Λ is real. Then for every n∈N and every real η>0 there is k≥n with ∣xk−Λ∣<η: by [L3] fix K with xk<Λ+η for all k≥K, let K′ be an index at least as large as both n and K, and use that xk>Λ−η frequently to obtain k≥K′ with xk>Λ−η; that k satisfies k≥K, hence also xk<Λ+η, and k≥n.

1.4givenL6L7L8

Suppose Λ=−∞. Then xk→−∞ by [L8], and the identity map j↦j is strictly increasing, so the subsequence (xj) of (xk) converges to −∞ in R‾ and Λ∈SL⁡‾(x).

1.5givenL6L7

Let L∈SL⁡‾(x) be arbitrary and fix a strictly increasing n:N→N such that (xnj) converges to L in R‾; then nj≥j for every j.

2.1step 1.2L5construct

In the case Λ=+∞, define f:N→N by letting f(n) be the least element of En:={ k∈N:k>n and xk>n⋅1R }, which is nonempty by step 1.2 applied with the index n+1 and the real M=n⋅1R, and let a be the least element of { k:xk>0 }, nonempty by step 1.2 with n=0 and M=0. Then f(n)>n and xf(n)>n⋅1R for every n.

2.2step 1.3L5L10construct

In the case Λ real, define g:N→N by letting g(n) be the least element of Fn:={ k∈N:k>n and ∣xk−Λ∣<1/(n+1) }, which is nonempty by step 1.3 applied with the index n+1 and η=1/(n+1)>0, and let b be the least element of { k:∣xk−Λ∣<1 }, nonempty by step 1.3 with n=0 and η=1. Then g(n)>n and ∣xg(n)−Λ∣<1/(n+1) for every n.

2.3step 1.5L2

If L=−∞ then L≤Λ, since −∞ is the least element of R‾.

2.4step 1.5L1L2L7L12

If L=+∞, then for every real M there is J with xnj>M for all j≥J. Fix n∈N and a real M, and take j at least as large as both J and n; then nj≥j≥n, so xnj∈Tn and M<xnj≤sn. As M was an arbitrary real, sn is neither real nor −∞, so sn=+∞; as n was arbitrary, Λ=inf⁡{sn}=+∞ and L≤Λ.

2.5step 1.5step 1.1L1L2L9L11

If L is real, suppose for the sake of the comparison that Λ<L. By step 1.1 the element Λ is then real or −∞; choose a real c with Λ<c<L, taking a rational strictly between Λ and L in the first case and c:=L−1 in the second. Since Λ is the greatest lower bound of {sn} and Λ<c, the element c is not a lower bound, so there is n with sn<c, and then xk≤sn<c for every k≥n. For j≥n we have nj≥j≥n, hence xnj≤c, so L≤c by [L9], contradicting c<L. By totality L≤Λ.

3.1step 2.1L4L6L10

In the case Λ=+∞, the recursion theorem applied to N, the element a and the function f gives n:N→N with n0=a and nj+1=f(nj). Then nj<nj+1 for every j, so n is strictly increasing and nj≥j; and xnj+1>nj⋅1R≥j⋅1R for every j.

3.2step 2.2L4L6L10

In the case Λ real, the recursion theorem applied to N, the element b and the function g gives n:N→N with n0=b and nj+1=g(nj). Then n is strictly increasing with nj≥j, and ∣xnj+1−Λ∣<1/(nj+1)≤1/(j+1) for every j.

4.1step 3.1L7L10L12

In the case Λ=+∞, the subsequence (xnj) diverges to +∞: given a real M, take a natural p≥1 with M<p⋅1R; every j≥p+1 satisfies j−1≥p, so step 3.1 applied at j−1 gives xnj>(j−1)⋅1R≥p⋅1R>M. Hence (xnj) converges to +∞=Λ in R‾ and Λ∈SL⁡‾(x).

4.2step 3.2L7L10

In the case Λ real, the subsequence (xnj) converges to Λ: given a real ε>0, take a natural m≥1 with 1/m<ε; every j≥m satisfies j≥1, so step 3.2 applied at j−1 gives ∣xnj−Λ∣<1/j≤1/m<ε. Producing such a threshold for every real ε>0 establishes convergence, so (xnj) converges to Λ in R‾ and Λ∈SL⁡‾(x).

5.1step 4.1step 4.2step 1.4L7

The three cases of step 1.1 are exhaustive, and each produces a subsequence converging to Λ in R‾: step 4.1 when Λ=+∞, step 4.2 when Λ is real, and step 1.4 when Λ=−∞. So Λ∈SL⁡‾(x), which is claim 1.

6.1step 5.1step 2.3step 2.4step 2.5L2discharge-construct∎

Steps 2.3, 2.4 and 2.5 cover the three possibilities for an arbitrary L∈SL⁡‾(x) and give L≤Λ in each, which is claim 2. With claim 1 this makes SL⁡‾(x) nonempty with greatest element Λ=lim sup⁡kxk.

Remarks

  • The construction uses no choice. Both index maps are built by taking a least element (The well-ordering principle) of an explicitly described nonempty set of naturals, so the functions f and g are defined outright and The recursion theorem then produces the index map. This is the same device as in Every real sequence has a monotone subsequence (the peak / rising-sun lemma), and for the same reason: a subsequence selected by repeated arbitrary choices would need a choice principle, and none is needed here.

  • Why the recursion threshold is indexed by the previous index rather than by the step number. The recursion theorem produces a function of one variable, so the state carried from one step to the next is the index nj alone. Demanding xnj+1>nj rather than xnj+1>j keeps that single-variable form, and nj≥j (A strictly increasing index map satisfies nk≥k) then upgrades the bound to the one actually wanted. The same trick fixes the accuracy in the finite case at 1/(nj+1)≤1/(j+1).

  • Claim 2 is where the lim sup⁡ earns the word "greatest". A subsequence cannot do better than the tail suprema allow: past any index n, every term of the sequence, and so every term of any subsequence, is at most sn, and Λ is the infimum of those. That is the entire content of step 2.5, and the strictness of the inequality Λ<c is what gives the contradiction, since a limit inherits only the non-strict inequality (Limits preserve non-strict inequalities).

  • Both failures of the real version really occur, and A sequence with lim sup⁡=+∞: the greatest subsequential limit exists only in R‾ ↗ on the companion page is the witness: there SL⁡(x) is nonempty with greatest element 0 while lim sup⁡kxk=+∞.

  • The dual statement is The limit inferior is the least subsequential limit in R‾, obtained from this theorem by reflection rather than by repeating the construction.

Depends on

Dependency tree · 2 levels

Sources