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Classification of positive even unimodular lattices of rank 16

Statement

Every positive-definite, integral, even, unimodular lattice of rank 16 is isometric to exactly one of the two displayed coordinate lattices E8⊕E8 and D16+. Here an isometry is an additive bijection preserving the inner product. The two isometry classes are distinct.

Facts & Assumptions

Given: A 16-dimensional positive-definite real inner-product space V and a full lattice Λ⊂V that is integral, even, and unimodular (Positive-definite even unimodular lattice).

[F2]

In orthonormal coordinates, a full lattice is AZ16 for an invertible real matrix A; integrality means all lattice pairings are integers, unimodularity means equality with the dual lattice, and covol⁡(Λ∗)=covol⁡(Λ)−1 (Positive-definite even unimodular lattice, Full-rank lattices, covolume, and the dual lattice, The Euclidean inner product ⟨x,y⟩=∑k<nxkyk on Rn).

[F3]

The norm-2 vectors of a positive even unimodular rank-16 lattice number 480, with a proof through an explicit Gaussian Fourier-series identity (A positive even unimodular rank-16 lattice has 480 norm-2 vectors).

[F4]

A finite reduced crystallographic root system of rank at most 16 with all roots of squared norm 2 and 480 roots has rank 16, type D16 or E8⊕E8, and root lattice isometric to the corresponding standard coordinate lattice (A root system of rank at most 16 with 480 roots, all of squared norm 2, is D16 or E8 plus E8).

[F5]

The displayed coordinate models define E8, E8⊕E8, and D16+, and the local property proof establishes they are positive even unimodular lattices (E8 ⊕ E8 and D16+ rank-16 lattice models, The E8 and D16+ models are positive even unimodular lattices).

[F6]

For full lattices, finite index is the covolume ratio, and the index of a full-rank integer sublattice is the absolute determinant in an integer basis (Full-rank lattices, covolume, and the dual lattice, The index of a full-rank subgroup of Zn is the absolute determinant of a generating matrix).

[F7]

Every even integral full lattice L with D16⊆L⊆D16∗ and [L:D16]=2 is isometric to D16+ (Every even index-2 overlattice of D16 is isometric to D16+).

[F8]

A reduced crystallographic root system is finite, spans its root-space, is closed under sα(x)=x−2⟨x,α⟩α/⟨α,α⟩, has integral Cartan integers, and is reduced (Reduced crystallographic Euclidean root system).

Proof

technique · direct
1.1F1F2givenalgebra

By [F1], choose an orthonormal basis of V and identify V isometrically with R16. In these coordinates Λ=AZ16 by [F2]. The isometry preserves pairings, norms, integrality, evenness and the dual, so it suffices to classify this coordinate lattice.

1.2F1F2F8givenconstructalgebra

Define R:={x∈Λ:⟨x,x⟩=2}. It is finite: if x=Ak∈R, then k=A−1x has bounded coordinates, leaving only finitely many integer vectors k. It is a reduced crystallographic root system in span⁡RR: it has no zero vector; all roots have the same norm, so only ±x lie on each root line; for x,y∈R, ⟨y,x⟩∈Z by integrality and sx(y)=y−⟨y,x⟩x∈Λ has the same norm 2, so reflection preserves R. By construction its roots all have squared norm 2.

2.1F3F4step 1.2given

By [F3], ∣R∣=480. The hypotheses of [F4] now hold by step 1.2, so R has rank 16 and its root lattice Q(R) is isometric to either D16 or E8⊕E8.

3.1F5F6step 2.1given

If Q(R) is isometric to E8⊕E8, it is a full sublattice of Λ because every root lies in Λ. Both lattices have covolume 1 by unimodularity [F5]; their inclusion therefore has index 1 by [F6], so Q(R)=Λ up to that isometry. Hence Λ is isometric to E8⊕E8.

3.2F2F5F6F7step 2.1given

If Q(R) is isometric to D16, transport coordinates by that lattice isometry and regard D16⊆Λ. The coordinate-sum parity map Z16→Z/2Z is onto with kernel D16, so [Z16:D16]=2 and [F6] gives covol⁡(D16)=2; unimodularity gives covol⁡(Λ)=1. Hence [Λ:D16]=2 by the covolume ratio in [F6]. Integrality of Λ gives Λ⊆D16∗ because every x∈Λ pairs integrally with every element of D16⊆Λ. Thus [F7] applies and Λ is isometric to D16+.

4.1F2F4F5step 3.1step 3.2given∎

Both candidate models satisfy the hypotheses by [F5]. They are not isometric: the norm-2 vectors of D16+ are exactly the roots ±ei±ej of the irreducible system D16, since every vector in the half-integer coset has norm at least 16/4=4. By [F5], every nonzero vector of E8 has positive even integer squared norm, hence squared norm at least 2. Therefore a vector (x,y)∈E8⊕E8 has squared norm 2 if and only if exactly one component is zero and the other is an E8 norm-2 root. These give the two orthogonal E8 root components; each is nonempty because e1−e2∈D8⊂E8 has squared norm 2, so (e1−e2,0) and (0,e1−e2) lie in the respective components. An inner-product-preserving bijection preserves the norm-2 root system and its orthogonal decomposition, so it cannot identify these two types. Steps 3.1 and 3.2 prove exhaustiveness, and this nonisometry proves uniqueness of the listed class.

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