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Trace is absolutely convergent and basis independent
Statement
Assume the Axiom of Countable Choice (The Axiom of Countable Choice ()). Let be a real or complex Hilbert space (Hilbert space) and let be trace class (Trace class operator). Then:
- for every nuclear representation of (operator-norm convergence of the partial sums, ), the scalar series converges absolutely and
- the sum depends only on ; denoting it , one has for every nuclear representation of . This defines without assuming that has a Hilbert basis;
- for every supplied Hilbert basis of , (Trace of a trace class operator);
- the trace is linear in the trace-class variable and bounded by the trace norm: for trace-class and scalars , and .
Facts & Assumptions
Given: Countable Choice, a Hilbert space , a trace-class , its nuclear representations, and the supplied bases.
Nuclear representations exist and compute the trace norm. trace class means that has a nuclear representation; the SVD series is one, and is the infimum of the nuclear sums (Nuclear series characterizes trace norm, Trace class operator, Singular value decomposition for compact operators, Absolute value and singular values of a compact operator).
Absolute convergence tools. A nonnegative family has a finite-sum supremum; if the finite subsums are bounded by then the family is summable with sum at most , and sums of finite subfamilies of a nonnegative family are bounded by the full sum; for a scalar family, absolute summability implies summability with bound. Suprema over finite subsets of two index sets commute. (Square-summable families on an arbitrary index set and the space , Convergence of a sequence in a metric space: iff in )
Parseval, Bessel, separable bases. For a Hilbert basis of a closed subspace and , with ; for an orthonormal family and any vector the finite coefficient sums obey Bessel; a closed subspace of with a given countable dense sequence has a finite or countable Hilbert basis obtained from that sequence by Gram–Schmidt, with no choice (Parseval equivalences for an orthonormal family, Fourier expansion in a Hilbert space, The finite Bessel inequality and best approximation by a finite orthonormal family, A Hilbert space with a dense sequence has a finite or countable orthonormal basis, Orthonormal families, complete orthonormal systems and Hilbert bases, Dense, nowhere dense and codense subsets of a topological space, and the criterion by basic open sets, Finite, countably infinite, countable, uncountable).
Cauchy–Schwarz and pairing. , the pairing is linear in the first argument and conjugate-linear in the second, and (Cauchy–Schwarz: , with equality exactly for dependent pairs, Real and complex inner-product spaces and their induced length, A bounded linear operator between normed spaces, The operator norm as the least bound and as the unit-sphere or unit-ball supremum).
Countable Choice is the standing hypothesis; the deterministic construction below uses no choice beyond it (The Axiom of Countable Choice ()).
Proof
Given: Countable Choice, the trace-class and nuclear representations , .
The candidate scalar is absolutely convergent. For a nuclear representation, by [A4], so the scalar series converges absolutely with by [A2].
Comparison of two representations. Put , listing the finitely many zero families as the constant zero sequence when necessary. Let when is real and when is complex. Then is a closed subspace with the at most countable dense set of all finite -linear combinations of the listed vectors (which exists without choice), so by [A3] it has a finite or countable Hilbert basis obtained from that sequence by Gram–Schmidt. Both representations show (the value at is a norm limit of combinations of the , respectively ) and for (all coefficients , vanish). For the representation , expanding both factors in the basis by Parseval [A3] and using absolute convergence and the interchange of nonnegative finite-subset suprema [A2], , the inner identity because in norm. The same computation applies to , so both representations have the same scalar sum; since a trace-class operator has at least one nuclear representation by [A1], the scalar is well defined and claim 2 holds.
Agreement with every supplied basis. Let be a Hilbert basis of and let be any nuclear representation of . For each , Parseval in the full space gives and ; hence, by Cauchy–Schwarz for the -sum, interchange of the nonnegative suprema [A2] and the definition of the representation, . Therefore the double sum converges absolutely, its value may be computed in either order, and , the last equality by Parseval applied to the pair in . This is exactly , and it also reproves the absolute summability of required by the definition.
Linearity and the bound. For trace-class with nuclear representations and , the concatenation of scaled by and scaled by is a nuclear representation of with scalar sum by absolute convergence, so ; and for every nuclear representation by [step 1.1], so the infimum characterization [A1] gives .
Conclusion. Claims 1 and 2 are [step 1.1] and [step 1.2], claim 3 is [step 1.3] and claim 4 is [step 2.1]; the definition of uses only nuclear representations of , so no Hilbert basis of is assumed to exist, while claim 3 handles every basis that is supplied.
Depends on
Trace of a trace class operator
Trace class operator
Nuclear series characterizes trace norm
Absolute value and singular values of a compact operator
Singular value decomposition for compact operators
A Hilbert space with a dense sequence has a finite or countable orthonormal basis
Parseval equivalences for an orthonormal family
Fourier expansion in a Hilbert space
The finite Bessel inequality and best approximation by a finite orthonormal family
Square-summable families on an arbitrary index set and the space
Orthonormal families, complete orthonormal systems and Hilbert bases
Cauchy–Schwarz: , with equality exactly for dependent pairs
Real and complex inner-product spaces and their induced length
Hilbert space
The operator norm as the least bound and as the unit-sphere or unit-ball supremum
A bounded linear operator between normed spaces
Convergence of a sequence in a metric space: iff in
Dense, nowhere dense and codense subsets of a topological space, and the criterion by basic open sets
Finite, countably infinite, countable, uncountable
The Axiom of Countable Choice ()