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Regular spectral characterization and notation convention

PDF p. 7: Definition 1.3 continuation; footnote 6

Statement

Let G=(V,E) be a finite undirected d∗-regular graph with n=∣V∣≥1, binary symmetric adjacency matrix A, and possible self-loops counted once in the degree. Let α∈R. List the eigenvalues with multiplicity in nonincreasing order as λ1(A)≥⋯≥λn(A). For n≥2, G is an (n,d∗,α)-expander if and only if max⁡i≠1∣λi(A)∣≤αd∗. For n=1, the same equivalence holds if the maximum over the empty index set is understood as 0.

The article records the convention that d-regular (n,d,λd)-expanders are commonly called (n,d,λ)-graphs.

Facts & Assumptions

Given: The graph and parameters in the statement.

Goal: Establish the spectral equivalence, including the stated empty-index convention.

[F1]

The graph notation defines degree as the adjacency row sum, counts a loop once, and lists the real adjacency eigenvalues with multiplicity in nonincreasing order (Adjacency, degrees, graph Laplacian, and spectral notation).

[F2]

The (n,d∗,α)-expander condition is ∥A−(d∗/n)J∥≤αd∗, where J is the all-ones matrix and the norm is the Euclidean operator norm (Adjacency spectral expander — Definition 1.3).

[F3]

For a real symmetric nonnegative matrix with constant positive row sum d∗, the norm of A−(d∗/n)J equals the largest absolute eigenvalue on the orthogonal complement of the constant vector; for n=1 that norm is zero. The eigenvalues on that complement are counted with multiplicity (Regular adjacency spectra and normalized expansion).

Proof

1.1F1algebra

The row sums of A are d∗, so A1=d∗1. Since A is nonnegative, if Av=λv and ∣vx∣ is maximal among the coordinates of a nonzero eigenvector, then ∣λ∣∣vx∣≤∑yAxy∣vy∣≤d∗∣vx∣. Thus every eigenvalue has absolute value at most d∗, and the eigenvalue belonging to 1 can be placed first in the nonincreasing list. Any additional copies of d∗ remain in the list after that first copy.

2.1F3step 1.1

If d∗>0 and n≥2, [F3] gives ∥A−(d∗/n)J∥=max⁡i≠1∣λi(A)∣: the constant eigenvector accounts for one occurrence of d∗, and all remaining eigenvalues, including repeated copies of d∗, occur on its orthogonal complement. If d∗>0 and n=1, [F3] gives norm zero, agreeing with the stated empty-index convention.

3.1F1F2step 2.1algebra∎

If d∗=0, nonnegativity and zero row sums force every entry of A to be zero. Both the centered norm and every adjacency eigenvalue are therefore zero, including the stipulated empty maximum when n=1. In all cases the centered norm equals the stated maximum; substituting this equality into [F2] proves the equivalence.

Source notes

The article attributes the convention that d-regular (n,d,λd)-expanders are commonly called (n,d,λ)-graphs to usage in the literature. This is a notation report, not a premise of the proof.

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