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CounterexampleConstruction: AI-adaptedVerification: AI-adaptedPipeline-generatedaudited 2026-09-22
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Self adjointness cannot be dropped from the order calculus

Statement refuted

Assume Countable Choice. For every bounded operator whose spectrum is a subset of [0,+∞), the quadratic form is nonnegative; equivalently, spectral nonnegativity alone characterises positivity and self-adjointness may be dropped from the order calculus.

Facts & Assumptions

[A1]

Positivity of an operator is the quadratic-form condition that ⟨Tx,x⟩ is a real number in [0,+∞) for every x, and the order relation is defined only for self-adjoint pairs (Self-adjoint, positive, unitary and normal operators, Order on bounded self adjoint operators).

[A2]

The adjoint is characterised by ⟨Tx,y⟩=⟨x,T∗y⟩ (The Hilbert-space adjoint of a bounded operator).

[A3]

λ∈ρ(T) exactly when λI−T is bijective with bounded inverse (Spectrum and resolvent of a bounded operator).

[A4]

Countable Choice is the declared choice hypothesis of this pair's order calculus (The Axiom of Countable Choice (ACω)).

Counterexample

technique · direct

Given: The two-dimensional complex inner-product space with orthonormal basis (e1,e2) and the Jordan nilpotent J=(0100).

1.1A3A2algebra

J has real spectrum {0}⊆[0,+∞): J2=0 gives the inverse z−1(I+z−1J) of zI−J for every z≠0, while z=0 is a spectral value because Je1=0.

1.2A1A2algebra

J is not positive: for x:=12(e1+ie2) one has Jx=i2e1 and hence ⟨Jx,x⟩=i2⋅12‾=i2, which is not a real number, while positivity of a bounded operator requires the value of the quadratic form at every vector to be a real number in [0,+∞).

1.3A2algebra

J is not self-adjoint: the defining pairing on the standard orthonormal basis gives J∗e1=e2 and J∗e2=0, so J∗=(0010)≠J.

2.1step 1.1step 1.2step 1.3

The witness J therefore has nonnegative real spectrum but is neither positive nor self-adjoint, so nonnegativity of the spectrum alone does not give the quadratic-form inequalities of the order calculus.

3.1step 2.1A1A4∎

The statement is refuted: J satisfies its spectral antecedent but fails its quadratic-form conclusion, so spectral nonnegativity alone cannot extend the self-adjoint order definition to all bounded operators.

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