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R((t1))\mathbb{R}((t^{-1})) does not have the least-upper-bound property; its canonical naturals have no supremum

Statement

K=R((t1))K = \mathbb{R}((t^{-1})) is an ordered field that is not a complete ordered field (Complete ordered field (least-upper-bound property)): it does not have the least-upper-bound property.

The failure is witnessed concretely by the set of canonical naturals A  :=  {n1K  :  nN}    K,A \;:=\; \{\, n \cdot 1_K \;:\; n \in \mathbb{N} \,\} \;\subseteq\; K, which is nonempty and bounded above by tt, yet has no least upper bound in KK: every upper bound of AA admits a strictly smaller upper bound.

Facts & Assumptions

Given: KK with its valuation vv, leading coefficient lc\operatorname{lc}, monomials tat^{-a} and constants ι(c)\iota(c); the set A={n1K:nN}A = \{\, n \cdot 1_K : n \in \mathbb{N} \,\}.

[L1]

KK is an ordered field in which f<gf < g holds exactly when gf0Kg - f \ne 0_K and lc(gf)>0\operatorname{lc}(g-f) > 0; the canonical naturals are n1K=ι(n1R)n \cdot 1_K = \iota(n \cdot 1_{\mathbb{R}}); and for c0c \ne 0 the constant ι(c)\iota(c) is nonzero with v(ι(c))=0v(\iota(c)) = 0 and lc(ι(c))=c\operatorname{lc}(\iota(c)) = c (R((t1))\mathbb{R}((t^{-1})) is an ordered field, ordered by the sign of the leading coefficient).

[L2]
[L3]

Every complete ordered field is Archimedean (Every complete ordered field is Archimedean).

[L4]

FF is a complete ordered field when every nonempty SFS \subseteq F that is bounded above has a least upper bound in FF, a least upper bound being an upper bound \le every upper bound (Complete ordered field (least-upper-bound property)).

[L5]

For nonzero hKh \in K: h(k)=0h(k) = 0 for k<v(h)k < v(h) and h(v(h))=lc(h)0h(v(h)) = \operatorname{lc}(h) \ne 0; tat^{-a} is nonzero with v(ta)=av(t^{-a}) = a and lc(ta)=1\operatorname{lc}(t^{-a}) = 1 (The formal Laurent series R((t1))\mathbb{R}((t^{-1})): support bounded below, valuation, leading coefficient).

[L6]

For nonzero f,gKf, g \in K: fg0Kfg \ne 0_K with v(fg)=v(f)+v(g)v(fg) = v(f)+v(g) and lc(fg)=lc(f)lc(g)\operatorname{lc}(fg) = \operatorname{lc}(f)\operatorname{lc}(g); f0K-f \ne 0_K with v(f)=v(f)v(-f) = v(f) and lc(f)=lc(f)\operatorname{lc}(-f) = -\operatorname{lc}(f); if v(f)<v(g)v(f) < v(g) then f+g0Kf+g \ne 0_K with lc(f+g)=lc(f)\operatorname{lc}(f+g) = \operatorname{lc}(f); and if v(f)=v(g)v(f) = v(g) with lc(f)+lc(g)0\operatorname{lc}(f)+\operatorname{lc}(g) \ne 0 then f+g0Kf+g \ne 0_K with v(f+g)=v(f)v(f+g) = v(f) and lc(f+g)=lc(f)+lc(g)\operatorname{lc}(f+g) = \operatorname{lc}(f)+\operatorname{lc}(g) (Valuation and leading coefficient in R((t1))\mathbb{R}((t^{-1})): v(fg)=v(f)+v(g)v(fg) = v(f) + v(g), and the behaviour of vv under sums).

[L7]

R\mathbb{R} is a complete ordered field and hence Archimedean: for every real cc there is a natural nn with c<n1Rc < n \cdot 1_{\mathbb{R}} (The reals form a totally ordered field, The Cauchy-sequence reals have the least-upper-bound property, Every complete ordered field is Archimedean).

[L8]

In an ordered field exactly one of x<yx < y, x=yx = y, y<xy < x holds (Ordered field).

Proof

technique · direct
1.1

KK is an ordered field that is not Archimedean, while by [L3] every complete ordered field is Archimedean; so KK is not a complete ordered field, that is, KK does not have the least-upper-bound property of [L4].

L1L2L3L4
1.2

AA is nonempty, since 01K=0K0 \cdot 1_K = 0_K and 11K=1K1 \cdot 1_K = 1_K lie in it, and it is bounded above by tt, since n1K<tn \cdot 1_K < t for every natural nn by [L2].

L1L2L4
1.3

Let sKs \in K be any upper bound of AA. Since 1KA1_K \in A we have 1Ks1_K \le s, and 1K>0K1_K > 0_K because lc(1K)=1>0\operatorname{lc}(1_K) = 1 > 0; so s>0Ks > 0_K, hence s0Ks \ne 0_K and lc(s)>0\operatorname{lc}(s) > 0.

L1L4L5
2.1

v(s)<0v(s) < 0. Indeed, if v(s)>0v(s) > 0 then v(1K)=0<v(s)=v(s)v(1_K) = 0 < v(s) = v(-s) by [L6], so 1Ks1_K - s is nonzero with leading coefficient lc(1K)=1>0\operatorname{lc}(1_K) = 1 > 0, giving s<1Ks < 1_K and contradicting 1Ks1_K \le s by [L8]. And if v(s)=0v(s) = 0, write c:=lc(s)>0c := \operatorname{lc}(s) > 0 and use [L7] to fix a natural nn with c<n1Rc < n \cdot 1_{\mathbb{R}}; then ι(n1R)s\iota(n \cdot 1_{\mathbb{R}}) - s has both valuations equal to 00 and leading coefficients summing to n1Rc0n \cdot 1_{\mathbb{R}} - c \ne 0, so by [L6] it is nonzero with leading coefficient n1Rc>0n \cdot 1_{\mathbb{R}} - c > 0, giving n1K>sn \cdot 1_K > s and contradicting that ss is an upper bound of AA.

step 1.3L1L4L5L6L7L8
3.1

Put r:=v(s)<0r := v(s) < 0 and c:=lc(s)>0c := \operatorname{lc}(s) > 0, and set s:=ι(c/2)trKs' := \iota(c/2)\, t^{-r} \in K. By [L1], [L5] and [L6], ss' is nonzero with v(s)=0+r=rv(s') = 0 + r = r and lc(s)=(c/2)1=c/2>0\operatorname{lc}(s') = (c/2)\cdot 1 = c/2 > 0.

step 1.3step 2.1L1L5L6
4.1

ss' is an upper bound of AA: it satisfies s>0Ks' > 0_K by [L1], which settles n=0n = 0; and for n1n \ge 1 the element n1Kn \cdot 1_K is nonzero with valuation 00 by [L1], so v(s)=r<0=v((n1K))v(s') = r < 0 = v(-(n \cdot 1_K)) and [L6] makes sn1Ks' - n\cdot 1_K nonzero with leading coefficient c/2>0c/2 > 0, that is n1K<sn \cdot 1_K < s'.

step 3.1L1L5L6
4.2

s<ss' < s: both ss and s-s' are nonzero of valuation rr, and their leading coefficients sum to cc/2=c/20c - c/2 = c/2 \ne 0, so by [L6] the difference sss - s' is nonzero with leading coefficient c/2>0c/2 > 0.

step 3.1L1L6
5.1

Steps 4.1 and 4.2 show that every upper bound ss of AA admits an upper bound ss' with s<ss' < s, so no upper bound of AA is least and AA has no least upper bound in KK; with [step 1.2] this exhibits a nonempty subset of KK that is bounded above and has no supremum, which is the concrete form of the failure already established in [step 1.1].

step 1.1step 1.2step 4.1step 4.2L4

Remarks

  • Two proofs of one fact, kept apart on purpose. [step 1.1] is the abstract route: non-Archimedean ordered fields cannot be complete, by the contrapositive of Every complete ordered field is Archimedean, and nothing about Laurent series enters it. The rest of the proof is the concrete route, and it names the failing set. Only the concrete route tells the reader what has no supremum, which matters because the same field will be shown to be sequentially Cauchy complete in Every Cauchy sequence in R((t1))\mathbb{R}((t^{-1})) converges: KK is sequentially Cauchy complete: the reader is entitled to see the set on which the two notions of completeness disagree.

  • The halving is not special. Any real λ\lambda with 0<λ<10 < \lambda < 1 would serve in place of 1/21/2: the only properties used are that λc>0\lambda c > 0, so the smaller element is still positive of valuation r<0r < 0 and therefore still above every canonical natural, and that cλc0c - \lambda c \ne 0, so the descent is strict. Both hold for every such λ\lambda, which is why the set of upper bounds of AA has no least element rather than merely failing to contain one particular candidate.

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