Alphabeta Math
LemmaStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedaudited 2026-09-27
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Fibres of standard smooth algebras are regular of relative dimension

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let R be a commutative ring and let S be a standard smooth R-algebra (Standard smooth presentations and locally standard smooth maps), presented as S≅(R[x1,…,xn]/(f1,…,fc))g with leading c×c Jacobian minor h mapping to a unit of S. Let p∈Spec⁡R, put κ=κ(p), and let K/κ be a field extension. Write F=S⊗Rκ,FK=F⊗κK, so that, by base change of the presentation, FK≅(K[x1,…,xn]/(fˉ1,…,fˉc))gˉ, where fˉj,gˉ are the images of fj,g in K[x1,…,xn]. Then:

  1. every local ring (FK)Q of FK at a prime Q is a regular local ring; if Q′⊆K[x1,…,xn] is the prime corresponding to Q, then dim⁡(FK)Q=ht⁡(Q′)−c (The height of a prime ideal);
  2. every irreducible component of Spec⁡FK has dimension n−c; equivalently, for every minimal prime P of FK one has dim⁡(FK/P)=n−c.

Both clauses are vacuous when FK is the zero ring, and no hypothesis is placed on R or on the field extension K/κ. The relative dimension n−c is the dimension of the components, not the dimension of every local ring: a local ring at the generic point of a component has dimension 0.

Facts & Assumptions

Given: A commutative ring R, a standard smooth presentation S≅(R[x1,…,xn]/(f1,…,fc))g with leading c×c minor h a unit of S, a prime p∈Spec⁡R, a field extension K/κ(p), and the Axiom of Choice.

[F1]

Standard smooth presentations and locally standard smooth maps: a standard smooth presentation consists of integers n≥c≥0, elements f1,…,fc,g∈R[x1,…,xn] with S≅(R[x1,…,xn]/(f1,…,fc))g, such that the Jacobian matrix (∂fj/∂xi) has a c×c minor whose image in S is a unit; n−c is the relative dimension, and the invertible minor may be assumed to be the leading one, in the first c columns.

[F2]

Base change of standard smooth presentations: for a ring map R→R′ and a standard smooth presentation as above, R′⊗RS≅(R′[x1,…,xn]/(f1′,…,fc′))g′ with the same n,c, and the image of h is again a unit.

[F3]

Invertible Jacobian minor gives regular parameters in a polynomial fibre: under the Axiom of Choice, if k is a field, q⊆k[x1,…,xn] is prime and f1,…,fc∈q have leading c×c Jacobian minor h∉q, then k[x1,…,xn]q is regular local, (f1,…,fc) is a regular sequence in it, and the quotient is regular local of dimension dim⁡k[x1,…,xn]q−c.

[F5]

Minimal primes are exactly the primes of height zero: a minimal prime ideal of a commutative ring has height 0.

[F7]

Equality, vanishing, and the kernel of the localisation map: for a multiplicative set S⊆R and r∈R, the class r/1 is zero in S−1R if and only if ur=0 for some u∈S; a fraction r/s equals r′/s′ if and only if u(rs′−r′s)=0 for some u∈S.

[F8]

Prime ideals of a localization are exactly the primes disjoint from the denominator set: for a multiplicative set S⊆R, contraction along R→S−1R is an inclusion-preserving bijection from Spec⁡(S−1R) onto the primes of R disjoint from S, with inverse p↦S−1p.

[F9]

Localising twice is localising once at the multiplicative set generated by both denominator sets: for multiplicative sets S,T⊆R with images Tˉ in S−1R and U the multiplicative set generated by S∪T, there is a unique R-algebra isomorphism Tˉ−1(S−1R)≅U−1R.

[F10]

Localisation commutes with quotient rings: S−1R/S−1I≅Sˉ−1(R/I): for an ideal I⊴R and a multiplicative set S, the image Sˉ of S in R/I gives a canonical isomorphism (S−1R)/(S−1I)≅Sˉ−1(R/I), with both sides zero when S∩I≠∅.

[F11]

Height plus quotient dimension equals ambient dimension in an affine domain: under the Axiom of Choice, for a field k, a finite-type k-domain A and p∈Spec⁡A one has ht⁡(p)+dim⁡(A/p)=dim⁡A.

[F12]

A polynomial ring in n variables over a field has dimension n: for a field k and n≥0, dim⁡k[x1,…,xn]=n.

[F13]

Irreducible components of the spectrum correspond to minimal prime ideals: under the Axiom of Choice, the irreducible components of Spec⁡R are exactly the closed sets V(p) for minimal primes p of R, each minimal prime giving a unique component.

[F14]

The spectrum of a quotient is a closed subspace: for an ideal I⊴R, contraction along R→R/I is a homeomorphism from Spec⁡(R/I) onto V(I).

[F15]

The height of a prime ideal: the height of a prime ideal p is ht⁡(p)=dim⁡(Rp).

[F16]

Affine-domain dimension equals transcendence degree: a finite-type domain A over a field K has dimension trdeg⁡KFrac⁡(A).

Proof

1.1

Set B:=K[x1,…,xn]/(fˉ1,…,fˉc) and hˉ for the image of h in B. By [F2] applied to R→κ the fibre is F≅(κ[x1,…,xn]/(fˉ1,…,fˉc))gˉ, and applying [F2] again to the ring map κ→K shows that FK≅Bgˉ, with the image of hˉ in Bgˉ a unit; the relative dimension n−c is unchanged throughout.

F1F2
2.1

Primes of Bgˉ correspond under [F8] to the primes P⊆B with gˉ∉P, and these in turn correspond to the primes Q′⊆K[x1,…,xn] with (fˉ1,…,fˉc)⊆Q′ and gˉ∉Q′. For such a Q′ one has hˉ∉Q′: since the image of hˉ in Bgˉ is a unit, there are v∈B and N≥0 with hˉv=gˉN in Bgˉ, so by [F7] there is M≥0 with gˉM(hˉv−gˉN)=0 in B; if hˉ lay in Q′, hence in P=Q′/(fˉ1,…,fˉc), the contradiction gˉM+N∈P with gˉ∉P would follow.

F7F8step 1.1
3.1

Let Q be a prime of Bgˉ, let P⊆B be the prime it contracts to and let Q′⊆K[x1,…,xn] be the corresponding prime; then (FK)Q=BP=(K[x1,…,xn]Q′)/(fˉ1,…,fˉc). Indeed Bgˉ=(K[x1,…,xn]/(fˉ1,…,fˉc))gˉ, localising further at Q gives BP by [F9], and [F10] identifies BP with the quotient of K[x1,…,xn]Q′ by the ideal generated by the fˉj.

F9F10step 2.1
4.1

Regularity of local rings. In the situation of step 3.1 the elements fˉ1,…,fˉc lie in the prime Q′ and, by step 2.1, have leading minor hˉ∉Q′; so [F3] applies over the field K and shows that (FK)Q=(K[x1,…,xn]Q′)/(fˉ1,…,fˉc) is a regular local ring with dim⁡(FK)Q=dim⁡K[x1,…,xn]Q′−c=ht⁡(Q′)−c, the last equality by [F15]. This proves clause 1, including for c=0, where the empty leading minor is 1 and the quotient is K[x1,…,xn]Q′.

F3F15step 2.1step 3.1
5.1

Height of the ambient prime at a component. Let P be a minimal prime of FK=Bgˉ, let P be its contraction to B, and let Q′ be the corresponding prime of K[x1,…,xn]. The prime P is minimal in B: a prime strictly below it avoids gˉ and would localize to a prime strictly below P by [F8]. The local ring (FK)P has dimension zero by [F5, F15], so clause 1, already proved in step 4.1, gives 0=ht⁡(Q′)−c. Thus ht⁡(Q′)=c, also when c=0.

F5F8F15step 4.1
6.1

Component dimension. Put A:=K[x1,…,xn]/Q′, a finite-type K-domain, and let gA be the image of gˉ. Then gA≠0, and [F10] gives FK/P≅AgA. The localization is again a finite-type K-domain (adjoin z with zgA=1), and has the same fraction field as A. Applying [F16] to both rings gives dim⁡AgA=dim⁡A. Now [F11, F12] and step 5.1 give dim⁡A=n−ht⁡(Q′)=n−c. By [F13, F14], the component V(P) is homeomorphic to Spec⁡(FK/P), so has dimension n−c.

F10F11F12F13F14F16step 5.1
7.1

Both clauses hold: every local ring of FK is regular local of dimension ht⁡(Q′)−c by step 4.1, and every irreducible component has dimension n−c by step 6.1; if FK is the zero ring there are no primes and no components, so both clauses are vacuous. ∎

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