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C¹ planar fields on a closed disk extend to a neighbourhood

Statement

Let X be a planar vector field C1 up to the boundary of the closed unit disk D. It has a C1 extension to an open neighborhood of D whose value and first derivative agree with X on D, including its boundary. This is a finite explicit extension, with no choice axiom.

Facts & Assumptions

Given: A planar vector field X on the closed unit disk D whose components are C1 up to the boundary, i.e. whose value and first partial derivatives extend continuously to D.

[F1]

For composable differentiable maps the total derivative of the composite is the composite of the total derivatives (The chain rule for total derivatives: D(g∘f)(a)=Dg(f(a))∘Df(a)).

[F2]

A function continuous on [a,b] and differentiable on (a,b) satisfies f(b)−f(a)=f′(c)(b−a) for some interior point c (The mean value theorem, as the case g(x)=x of Cauchy's: for f continuous on [a,b] with a<b and differentiable on (a,b) there is c∈(a,b) with f(b)−f(a)=f′(c)(b−a)).

Proof

technique · direct
1.1givenconstruct

Write every nonzero point in a collar of the unit circle uniquely as q=(1+s)p with p∈S1 and s>−1, fix once and for all a number 0<ε<1/2, and define E(q):=3X((1−s)p)−2X((1−2s)p) for 0<s<ε while E(q):=X(q) for ∣q∣≤1; this is an explicit finite formula with no choice.

2.1step 1.1algebra

On the unit circle, where s=0, the outer formula gives 3X(p)−2X(p)=X(p), so the two definitions agree there and E is a well-defined map on {∣q∣<1+ε}.

2.2step 1.1F1

The inner formula is the restriction of X, which is C1 up to the boundary; the outer formula is a composite of smooth scalar operations with the map (s,p)↦X((1−2s)p), and for 0<s<ε the points (1−2s)p lie in the interior of D, where X is C1; hence [F1] shows that E is C1 on each of the two open regions ∣q∣<1 and 1<∣q∣<1+ε, with derivatives computed by the chain rule.

3.1step 2.2F1

Parametrize the circle by p=p(θ). The chain rule gives ∂θE=3(1−s)DX(1−s)pp′(θ)−2(1−2s)DX(1−2s)pp′(θ) outside the disk. As s↓0 this tends to (3−2)DXpp′(θ)=DXpp′(θ), the inner tangential derivative.

3.2step 2.2F1

The outer radial derivative is ∂sE=−3DX(1−s)pp+4DX(1−2s)pp. As s↓0 it tends to (−3+4)DXpp=DXpp, the inner radial derivative. Both limiting derivatives depend continuously on p.

4.1F2step 3.1step 3.2∎

The first partial derivatives of E are therefore continuous across the unit circle, each side being C1 with matching limits by step 3.1 and step 3.2; for q on the circle and a small displacement h, applying [F2] on the segments on either side of the circle gives ∣E(q+h)−E(q)−DEqh∣≤sup⁡0≤t≤1∥DEq+th−DEq∥ ∥h∥, and the supremum tends to 0 because the partial derivatives are continuous at q, so E is differentiable there with total derivative DEq and hence C1 on {∣q∣<1+ε}. Since E=X on D and the derivative identity just established gives DE=DX along the circle from the inner side, the value and first derivative of the extension agree with X on the closed disk; the construction uses only the explicit formula of step 1.1 and finitely many evaluations.

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