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Finite cyclic von Neumann signatures are exact character averages
Statement
Use the standing AC and canonical-trace convention of the signature definition. Let be a compact oriented four-manifold with a supplied finite CW pair model for its boundary and a surjection , . Let be its actual degree- cover, and write . For , let be the character intersection form for the character sending the specified positive generator of to . Then, allowing arbitrary radicals, Here the ordinary cover signature, like each character signature, means positive inertia minus negative inertia with the kernel discarded. Changing consistently from linear-first to conjugate-first pairings transposes the character matrices and does not change the formula. No independence of a bounding manifold, no infinite-cyclic integration and no arbitrary-group index assertion is part of this statement.
Facts & Assumptions
Given: The finite pair, the oriented manifold, the surjection and the positive cyclic generator.
The canonical trace on is the coefficient at the identity, equivalently . The signature is the trace of the positive spectral projection of the induced middle form minus that of its negative spectral projection, ignoring the radical. Integral half-solutions, Strebel classes, and L²-signatures
A finite-dimensional complex normal operator has an orthonormal eigenbasis. In particular a Hermitian matrix has real eigenvalues and its positive and negative projections have ranks the corresponding inertia counts. Complex spectral theorem: a normal endomorphism of a finite-dimensional complex inner product space has an orthonormal eigenbasis, and conversely
For the supplied finite CW pair, the cellular local complex computes its singular local homology, with the deck-incidence matrix of the supplied lifts acting through monodromy. Cellular chains compute local homology
Proof
Denote by the cyclic shift on the standard orthonormal basis of . Its powers are linearly independent, since their values on are the distinct basis vectors, and they span a finite-dimensional unital star algebra, hence a strongly closed algebra. Thus . Put The geometric sum is if its exponent is divisible by , and zero otherwise, by multiplying it by . Consequently , , and . Each has one-dimensional range on the regular representation and trace , its identity coefficient. This includes . Hence as a traced star algebra, with trace .
Lift the finitely many cells of the supplied pair to the cover. Their translates identify its complex cellular chains with the finite free chains of . Multiplying by the finitely many gives a direct sum of complexes; on the th summand every monodromy matrix is evaluated at . This is precisely the character cellular complex. Projection and inclusion commute with the differential, so kernels and images split in these summands. All the spaces have finite complex dimension, so every image is closed; reduced Hilbert homology and ordinary homology agree, including in relative degrees. Thus the actual middle homology splits as the sum of the character homologies, without a flatness or tensor-exactness assumption.
The intersection pairing respects this splitting. Its sesquilinearity gives, in the linear-first convention, since ; this is zero for . Within one summand its value is its scalar character form times . This can also be seen directly on cells: lift one relative orientation chain from and add all its translates to get the orientation chain of the cover. Cup, cap, boundary and evaluation are finite linear formulas commuting with the central projections. The coefficient-at-identity pairing on a basis of lifted chains counts exactly their ordinary intersections in the cover. For Fourier-projected lift cycles , the ordinary cover pairing is the scalar character pairing divided by ; expand the two sums and put to get Here is the ordinary real cover intersection form extended complex linearly in its first argument and conjugate linearly in its second. Thus all normalizations differ only by the positive scalar on a character component. If the alternate inverse-deck convention is used it interchanges and , which leaves the finite sum unchanged.
In any character block choose a basis of middle homology. Its form matrix is Hermitian; its radical is exactly its kernel. By [F2] the positive and negative spectral spaces have dimensions , and the zero eigenspace is its radical. These dimensions do not depend on the chosen basis: a maximal positive subspace has dimension , since projection to the positive spectral space is injective on any positive subspace, and that spectral space itself is positive. An invertible basis change bijects positive subspaces; repeat with the negative form for . The same argument applies to a positive scalar multiple and to a transpose by complex conjugation. In the direct sum of step2 the full radical is the direct sum of these kernels, because all cross blocks vanish. No component is removed by assuming that a determinant is nonzero.
On a finite module, a projection whose character ranks are has trace : represent it on a finite free module using step1, apply the ordinary matrix trace in each component, and sum the diagonal identity coefficients. Applied to the positive and negative homology projections of step4 this yields The ordinary cover form is the orthogonal sum of the same finite character blocks, with the positive normalization of step3, so its signature is the sum of their signatures. This proves both equalities, with every radical and the trivial character retained. The argument was for this actual finite cover and finite complex, and used neither a closed-signature index theorem nor a bordism-independence assertion.
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Sources
- Cochran, Orr and Teichner, Structure in the classical knot concordance group (standard reference, not scraped)