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Triviality of finite free deformations of semisimple algebras over the power series ring

Statement

Let R=C[ ⁣[t] ⁣] be the ring of formal power series in one variable and let A be an associative unital R-algebra which is free of finite rank as an R-module. If A/tA≅∏i=1rM⁡di(C) as C-algebras, then A≅∏i=1rM⁡di(R) as R-algebras. Moreover every R-linear endomorphism of a finite free R-module whose reduction modulo t is an isomorphism is itself an isomorphism: the determinant of such a map has nonzero constant term, hence is a unit of the local ring R. No choice principle is used.

Facts & Assumptions

Given: R=C[ ⁣[t] ⁣] with its t-adic topology, a unital R-algebra A free of finite rank N over R, and a C-algebra isomorphism Aˉ:=A/tA≅∏i=1rM⁡di(C). Write eˉi:=E11(i) for the matrix unit in the i-th factor of Aˉ; the eˉi are pairwise orthogonal idempotents summing to the diagonal matrix with entries 1 in the (1,1) positions.

[F1]

R is t-adically complete and separated: the compatible truncations of a formal power series exhibit R→∼lim←⁡nR/tnR, and ⋂ntnR=0 (The I-adic completion of a module, The I-adic topology on a module).

[L1]

In the local ring R the maximal ideal is (t) and R×=R∖(t); if u∈R satisfies u≡1(modt) then u is a unit, because u=1−tw and 1−tw≡1(modt) in the t-adically complete ring R (Elements congruent to 1 modulo a defining ideal are units).

[L2]

A square matrix over a commutative ring is invertible if and only if its determinant is a unit (A positive-sized square matrix over a commutative ring is invertible if and only if its determinant is a unit); consequently an endomorphism of RN is an isomorphism if and only if the determinant of its matrix in a basis is a unit of R.

[F2]

Idempotents lift through the quotient A→A/tA: for every finite family of pairwise orthogonal idempotents of A/tA there are pairwise orthogonal idempotents of A with those images, and e≡x(modtA) whenever x satisfies x2−x∈tA (Idempotents lift through adically complete quotients).

Proof

technique · direct
1.1F1L1L2algebra

Determinant criterion: let φ:RN→RN be R-linear with reduction φˉ invertible, and let D:=det⁡(φ). Reducing the identity D=det⁡(φ) modulo t gives D mod t=det⁡(φˉ)≠0, so D=c(1+tw) with c∈C×; here c is a unit of R and 1+tw≡1(modt) is a unit by [L1], so D is a unit and φ is an isomorphism by [L2]. This is the determinant unit criterion of the Statement.

1.2F1algebra

The algebra A is complete and separated for the t-adic topology: it is a finite free R-module, so the t-adic filtration on A=t0A⊇tA⊇t2A⊇⋯ is obtained from that on R by taking a finite direct sum, and A→∼lim←⁡nA/tnA follows from [F1] componentwise. The quotient A/tA=Aˉ is the product of matrix algebras given in the Statement, of C-dimension N=∑idi2, so rank⁡RA=N.

2.1F2step 1.2construct

The idempotents eˉ1,…,eˉr of A/tA are pairwise orthogonal, so by [F2] applied with the ideal tA there are pairwise orthogonal idempotents e1,…,er∈A with ei≡eˉi(modtA) for each i.

3.1step 1.1step 2.1construct

Fix i and put Vi:=Aei, Ki:=A(1−ei) and ρi(a):=aei. The map ρi is an R-linear idempotent endomorphism of the free module A with image Vi and kernel Ki, so A=Vi⊕Ki; it preserves both tA and the filtration, hence induces an idempotent endomorphism of Aˉ with image Aˉeˉi, the i-th column module, of C-dimension di, and kernel Aˉ(1−eˉi), of dimension N−di. Choose elements x1,…,xdi∈Vi and y1,…,yN−di∈Ki whose images modulo tA are bases of Vi/tVi and Ki/tKi respectively; the union (x,y), read in an R-basis of A, has a coordinate matrix Γ whose reduction modulo t is invertible, because the images of the x's and y's together form a basis of A/tA=Vi/tVi⊕Ki/tKi. By step 1.1 the matrix Γ is invertible over R, so x1,…,xdi,y1,…,yN−di is an R-basis of A on which ρi is diagonal with di entries 1 and N−di entries 0. In particular Vi is free of rank di over R, and Ki is free of rank N−di.

4.1step 3.1algebra

By step 3.1 each Vi is a free R-module of rank di, so End⁡R(Vi)≅M⁡di(R), and the left multiplication action of A on the left A-modules Vi=Aei gives an R-algebra homomorphism φ:A⟶∏i=1rEnd⁡R(Vi)≅∏i=1rM⁡di(R),φ(a):=(v↦av).

5.1step 1.1step 3.1step 4.1algebra∎

The reduction φˉ of φ modulo t is the action of Aˉ=∏iM⁡di(C) on ⨁iVi/tVi≅⨁iCdi; the i-th factor acts on the i-th summand through the isomorphism M⁡di(C)→∼End⁡C(Cdi), and all other factors act as 0, so φˉ is an isomorphism ∏iM⁡di(C)→∏iM⁡di(C). Both A and ∏iM⁡di(R) are free of rank ∑idi2=N over R, so φ is a finite-rank R-linear map whose reduction is invertible; the determinant criterion of step 1.1 makes φ an isomorphism. Hence the R-algebra A is isomorphic to ∏i=1rM⁡di(R). Every object was produced by the explicit liftings of step 2.1 and the finite bases of step 3.1 and no selection of a family is required, so no choice principle is used.

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