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Strong compactness bounds symmetric decision patterns

Statement

Fix an HS name x˙. There is a strongly compact κ above the cardinality and rank of tc(x˙) and above the coordinates in supports of x˙ and its immediate subnames such that every symmetric subset yx=x˙G has a canonical three-valued membership-decision code on the set

D=dom(x˙)×(P2κ).

The code is obtained after pruning the finitely supported upper tree so that all big-coordinate filters are κ-complete, small successor sets do not depend on big values, every compatible small trunk is reachable, and all membership decisions are homogeneous. Distinct symmetric subsets have distinct codes. Each code belongs to a fixed ground/set-stage set 3D, so M[G] contains a set collecting all symmetric subsets of x.

Facts & Assumptions

Given: The Gitik symmetric system, x˙HS, and x=x˙G.

[F1]

Gitik's filter system and proper-class forcing: Strongly compact cutoffs are unbounded; above a cutoff the type-1 and suitably pruned type-2 successor ultrafilters have the cutoff's completeness.

[F2]

Restriction, amalgamation, and the set-sized Prikry property: Finite restrictions admit trunk/tree amalgamation, type-2 threshold pruning, and intersections below the completeness bound.

[F3]

Finite-support symmetry and bounded-stage approximation: Pure membership decisions with supported parameters reduce to finite support restrictions, and all relevant names lie in set stages.

[F4]

Large-cardinal implication and consistency ledger: A strongly compact cardinal is inaccessible; hence fewer than κ bounded patterns and their power sets still have size below κ.

[F5]

The intermediate extension satisfies ZF minus Power Set plus Collection: M[G] has Separation, Collection/Replacement and a definable global well-order.

[F6]

The Axiom of Choice: Ground AC chooses simultaneous homogeneous measure-one sets and least witnesses. It is used only in M or M[G], not asserted in NG.

[F7]

The forcing theorem for Gitik's expanded proper-class language: G is an upward-closed directed filter meeting every ground-definable dense subclass, and the fixed-formula forcing predicate satisfies the truth lemma.

Proof

1.1

Choose κ strongly compact above tc(x˙), rank(x˙), and the supremum of fixed finite supports for x˙ and every name in dom(x˙). This is possible by F1. Consequently dom(x˙)<κ, every relevant support below κ is bounded there, and every finite-support family of small trunks has size below κ by inaccessibility.

F1F4
1.2

Below any condition, first equalize the finitely many section lengths and apply the type-2 threshold pruning of F2, so every successor filter used at a coordinate at least κ is κ-complete. For a small extendable trunk u, write Eu for its possible next values. Work backwards through each finite high-coordinate level. At a high predecessor r and fixed small trunk pattern f, colour each possible high successor by the resulting set Euα(u)<κ. There are at most 2α(u)<κ colours, so ultrafilterhood and κ-completeness give a measure-one homogeneous successor set. Intersect over the fewer than κ small patterns on the fixed finite support, then over the countably many finite levels. Intersecting the resulting cone trees restores the union clause. The pruned condition therefore has κ-complete big filters and satisfies uκ=vκEu=Ev whenever the next coordinate is small.

F1F2F4F6
2.1

Say a combined trunk qs, where q is a high trunk and s is a compatible small trunk, reaches an upper tree U when it is in U, or when the high subtree of nodes extendible to a member of U with small part s is nonempty and has measure-one successors at every remaining high slot. Starting with the normalized condition of step 1.2, build the tree forward. Small successors prescribed by s remain legal because their sets Eu depend only on the small restriction. At a high node, for each compatible small s take the measure-one set of successors which continue to reach U; there are fewer than κ such s on the fixed finite coordinate domain, so their intersection remains measure one. After intersecting cone trees to restore union coherence, every high trunk combined with every compatible small trunk reaches the new tree.

F1F2F4step 1.2
3.1

Fix a symmetric yx. By the bounded-stage clause of F3, choose the least regular stage containing an HS name for y, then the ground-well-order least such name y˙ and its least finite support in that set stage. Let ρ<κ be the fixed regular coordinate chosen above every support occurring in x˙ or in a member of dom(x˙). Enlarging a support preserves support, so let ey be the finite cf-closure of the supports of x˙ and y˙ together with κ1 and ρ, and put μy=max(eyκ). Thus every occurrence name from dom(x˙) has its support below μy. By F7's truth lemma, some aG forces y˙x˙. Finite support extension is dense by F2, so strengthen inside G to aa whose domain contains ey. Since both names are supported by ey, F3 gives aey3y˙x˙; this restriction is weaker than a and therefore belongs to the upward-closed filter G, with coordinate domain exactly ey. Steps 1.2–2.1 give a dense set in the fixed-domain forcing below aey of conditions having the normalization and reachability properties. Its lifted preimage is dense below a in P3: restrict an arbitrary refinement to ey, choose the fixed-domain refinement, and use F2 to amalgamate it back with the original condition. Meet that lifted dense class with G and restrict the resulting member to ey. Upward closure again keeps the restriction in G, and its domain remains exactly ey; no strengthening was claimed to delete unrelated coordinates.

F1F2F3F5F6F7step 1.1step 1.2step 2.1
4.1

Work below a normalized reachable condition from step 3.1. Fix zdom(x˙) and a small trunk sP2μy+. In the reachable high subtree compatible with s, colour a terminal high trunk q by 0 if some upper subtree on qs forces zy˙, by 1 if some such subtree forces zy˙, and by 2 otherwise. Colours 0 and 1 cannot both occur at one trunk because common-trunk upper trees intersect. Work backwards through the finitely many remaining slots: at a high slot retain the unique colour on a measure-one successor set, and at a small slot use the small-pattern independence from step 1.2. Reachability from step 2.1 prevents this auxiliary tree from dying. Intersect these prunings for all fewer than κ pairs (z,s) and restore union coherence by cone intersections. The resulting upper tree is homogeneous for every such (z,s), so exactly one of the three alternatives holds. This constructs a homogeneous refinement below every starting condition; hence the normalized, reachable, homogeneous conditions are dense below those forcing y˙x˙.

F1F2F4F6step 1.1step 1.2step 2.1step 3.1
5.1

The dense class in step 4.1 is definable in the ground from the set parameter y˙, so genericity supplies a member. Choose the ground-well-order least such cy=(py,Uy)G. Define fy:D3 by the unique homogeneous colour from step 4.1 when sP2μy+ is compatible with the small part of py (equivalently, its combined trunk reaches Uy), and put fy(z,s)=2 both for incompatible bounded trunks and outside that bounded small-trunk domain. Step 4.1 proves uniqueness only in the compatible/reachable case, so this default is essential. All inputs—the ground name y˙, the ground condition cy, the forcing predicate and its ground tree—are ground sets, so Separation in M forms fy as an element of the fixed ground set 3D.

F5step 2.1step 3.1step 4.1
6.1

Let y0y1. If μy0=μy1, choose w in their symmetric difference and an occurrence zdom(x˙) with zG=w. A common condition in G below cy0,cy1 and the occurrence condition decides the two opposite memberships. Because step 3.1 put the support of z below the common μ, its small restriction s lies in both bounded domains; restriction and amalgamation yield witnesses for colours 1 and 0, so fy0(z,s)fy1(z,s). If, say, μy0>μy1, choose wy0 when y0, and otherwise choose wx; the latter exists because y0y1x. Take a condition in G below cy0 and an occurrence condition for w which forces the corresponding membership or nonmembership in y˙0. Its domain includes the support coordinate μy0, so its small restriction s is in P2μy0+ but not in P2μy1+. Restriction and amalgamation make its decision witness colour 1 or 0 for y0, while definition gives colour 2 for y1. Thus yfy is injective in all cases.

F2F3step 3.1step 4.1step 5.1
7.1

The class relation assigning to each symmetric yx its code is definable in M[G] from the canonical name, support and condition choices. Separation in the ground set 3D identifies the used codes. Collection in F5 gathers one preimage for every used code, and injectivity says the resulting set is exactly {yNG:yx}. No Power Set axiom of M[G] was used, because 3D is the ground set fixed in step 5.1.

F5step 5.1step 6.1

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