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The first Lyapunov coefficient is the frequency-normalized radial cubic Hopf coefficient

Statement

Assume f is C5 near (0,0) and its Hopf data satisfy Hopf spectral and multilinear normal-form data. Since A=Dxf(0,0) has no zero eigenvalue, let ξ(λ) be the unique local C5 equilibrium branch with ξ(0)=0 supplied by the parameterized implicit-function theorem, and set Aλ:=Dxf(ξ(λ),λ). This matrix path is C4. Let ζ(λ)=β(λ)+iω(λ) be its C4 simple critical eigenvalue branch, with β(0)=0, ω(0)=ω0, and β′(0)≠0. After translating by ξ(λ), restricting to the parameterized center manifold of A parameterized C5 center manifold exists at a simple Hopf spectral split, and making a near-identity complex coordinate change, the reduced equation has the form

z˙=(β+iω(β))z+12G21z∣z∣2+R(z,zˉ,β),R=O(∣z∣4+∣β∣∣z∣3).

Thus its radial cubic coefficient at β=0 is Re⁡(G21)/2=ω0ℓ1, where ℓ1 is the first Lyapunov coefficient defined in Hopf spectral and multilinear normal-form data. The remainder and its first derivative satisfy the corresponding bounds DzR=O(∣z∣3+∣β∣∣z∣2).

Facts & Assumptions

Given: The vector field, simple critical eigenpair, normalization, derivatives A,B,C, and parameter crossing in the Statement.

[F1]

Hopf spectral and multilinear normal-form data: Aq=iω0q, A∗p=−iω0p, q∗q=p∗q=1, and G21=p∗ ⁣(C(q,q,qˉ)−2B(q,A−1B(q,qˉ))+B(qˉ,(2iω0I−A)−1B(q,q))),ℓ1=Re⁡G21/(2ω0).

[F2]

A parameterized C5 center manifold exists at a simple Hopf spectral split: the extended parameter system has a C5 locally invariant center graph whose tangent plane at each parameter is the continued critical eigenspace; every sufficiently small periodic trajectory in the neighborhood lies on it.

[F3]

The parametrized implicit function theorem with Ck regularity: an invertible derivative in the solved variables gives a unique smooth local implicit branch.

[F4]

A simple eigenpair has a regularity-matched gauge-fixed parameter branch: the simple critical eigenvalue and normalized left and right eigenvectors have the regularity of the matrix path, with λc′(0)=p∗A′(0)q; here they are C4 because f is C5.

[F5]

The chain rule for total derivatives: D(g∘f)(a)=Dg(f(a))∘Df(a): derivatives of the center-graph composition are computed by the chain rule.

Proof

Given: The data and hypotheses in the Statement.

1.1F3F4givenalgebra

Because A has no zero eigenvalue, Dxf(0,0)=A is invertible. Apply [F3] to f(x,λ)=0 to obtain the local C5 equilibrium branch ξ(λ); translate x by ξ(λ), so the translated field vanishes at x=0 for each small λ. Its Jacobian path is C4. By [F4] the critical eigenpair is C4 in λ and β′(0)=Re⁡(p∗A′(0)q)≠0. Apply [F3] to Re⁡ζ(λ)−β^=0 in solved variable λ; its derivative is nonzero, so β^ is a valid local parameter, which we relabel β.

1.2F1F2F5givenalgebra

At β=0, parameterize the center graph by u=p∗x. From p∗A=iω0p∗ and Aqˉ=−iω0qˉ we get 2iω0p∗qˉ=0, hence p∗qˉ=0; also p∗q=1. Its embedding is H0(u,uˉ)=uq+uˉqˉ+h(u,uˉ) with h in the hyperbolic complement. Its reduced equation is u˙=iω0u+g2(u,uˉ)+g3(u,uˉ)+O(∣u∣4), where gj is homogeneous of degree j. The graph and reduced equation have the required derivatives by [F2] and the chain rule [F5].

2.1F2F3step 1.2algebra

Make a quadratic coordinate change u=w+∑j+k=2cjkwjwˉk. Along the linear flow, D(wjwˉk)(iω0w,−iω0wˉ)=(j−k)iω0wjwˉk; substitution therefore changes that coefficient by −(j−k−1)iω0cjk. This divisor is nonzero for every j+k=2, so choose cjk to remove all quadratic terms. Use conjugate corrections in the conjugate equation to preserve the real system. A cubic change with the same divisor removes every cubic term except (j,k)=(2,1), whose divisor is zero. These changes are local diffeomorphisms because their derivative at zero is the identity; [F3] applies to their inverse equations. The resulting equation is w˙=iω0w+12G21w2wˉ+O(∣w∣4). Composing the graph embedding with the changes gives a full-space center-manifold parameterization H(w,wˉ).

3.1F1F2F5step 2.1givenalgebra

Write H(w,wˉ)=wq+wˉqˉ+12h20w2+h11wwˉ+12h02wˉ2+H3(w,wˉ)+O(∣w∣4), where H3 is homogeneous cubic. The invariance equation is DH w˙=f(H). With f(x,0)=Ax+12B(x,x)+16C(x,x,x)+O(∥x∥4) and no quadratic terms in w˙, comparison of degree-two coefficients gives (2iω0I−A)h20=B(q,q) and Ah11=−B(q,qˉ). Zero and 2iω0 are not eigenvalues of A: its only imaginary-axis eigenvalues are ±iω0. Thus both operators are invertible and h20=(2iω0I−A)−1B(q,q), h11=−A−1B(q,qˉ).

4.1F1F2step 3.1algebra

Let h21 be the coefficient of w2wˉ in H3. Comparing that monomial in DH w˙=f(H) gives (iω0I−A)h21+12qG21=12C(q,q,qˉ)+B(q,h11)+12B(qˉ,h20). The derivative term on the left has factor iω0 because w2wˉ evolves with linear frequency (2−1)iω0. Left multiplication by p∗ annihilates (iω0I−A)h21 and uses p∗q=1, yielding G21=p∗ ⁣(C(q,q,qˉ)+2B(q,h11)+B(qˉ,h20)). Substituting step 3.1's formulas gives exactly the expression in [F1].

5.1F2F4F5step 4.1givenalgebra

By [F2], the tangent plane of the graph is spanned by q(β),qˉ(β) from [F4]. The coordinate z=p(β)∗x is valid there because p(β)∗q(β)=1 and p(β)∗qˉ(β)=0; the latter follows from p∗A=ζp∗, Aqˉ=ζˉqˉ, and ζ≠ζˉ. Hence the linear center equation is exactly z˙=(β+iω(β))z. The center graph is C5 and the normalized left and right eigenpair are C4 in the parameter. The coordinate changes are obtained by solving finite-dimensional homological equations whose divisors stay nonzero for small β, so their coefficients have at least C2 parameter dependence. The resonant coefficient is G21+O(∣β∣); its change contributes O(∣β∣∣z∣3) and its z-derivative contributes O(∣β∣∣z∣2). Taylor's theorem for the C5 reduced vector field gives an O(∣z∣4) remainder with derivative O(∣z∣3). Combining these terms yields R=O(∣z∣4+∣β∣∣z∣3) and DzR=O(∣z∣3+∣β∣∣z∣2).

6.1F1step 5.1algebra∎

Finally Re⁡(G21/2)=ω0ℓ1 by [F1]. Thus the real radial cubic coefficient is the stated value; step 5.1 establishes the normal form and its bounds.

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