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Interior one-handle trades and the fully framed circle-surgery pair

Statement

Assume AC. In dimension d≥4, a one-handle whose feet can be joined by an embedded arc in the interior of its lower attaching boundary face, off the protected collars, can be replaced, provided its core closed by that arc has orientable normal bundle, by an interior framed circle surgery, with one (d−2)-handle. The resulting manifold may change, but its entire boundary, specified collar and every later attaching map are identified with the old ones. This normal-bundle condition holds for an orientation-compatible attachment in an oriented lower stage. It is necessary for a framed-circle trade: a twisted normal disk bundle has no product framing. The framing for this existence trade is the displayed product framing. Connectedness of the entire lower d-manifold alone does not suffice for the one-handle-to-(d−2)-handle replacement: in dimension four a one-handle joining the two boundary components of S3×I makes its boundary connected, whereas a two-handle on S3×I cannot join those components. An interior joining arc with orientable closed-core normal bundle still defines a boundary-preserving circle surgery in that generality, but need not give the stated replacement on the same lower stage. Separately, surgery on a prescribed rank-three-framed circle lying in a product three-dimensional level of an oriented four-manifold, with its framing homotopic to a level rank-two framing plus the level-normal line, is represented relative to the unaffected boundary by adjoining two four-dimensional two-handles on that framed knot K and a small disk-framed zero meridian U. The statement retains the integral framing of K. In a two-handle trace every interior framed circle can be put in this form by the preceding circle lemma. The pair's boundary identification is the boundary-relative local O3 identification.

Facts & Assumptions

Given: The manifolds, collars, framed embeddings and boundary identifications in the Statement; AC (The Axiom of Choice).

[F1]

Isotopy extension for a compact source with boundary compares isotopies of the full compact tubular attaching embeddings; Smooth handle attachment is independent of corner rounding up to diffeomorphism compares compatible seam roundings by collar-supported diffeomorphisms.

[F2]

Framed circles in a four-dimensional two-handle trace move to its fixed base moves an interior framed circle of a four-dimensional two-handle trace to a pushed-in fixed base, disjoint from the old link, retaining the prescribed rank-three framing through an integral level framing.

[F3]

Circumcision by a framed core and zero-framed meridian preserves the boundary parametrization gives the actual boundary-relative solid-torus diffeomorphism for a framed core and its disk-framed zero meridian. It fixes the old link and external collars when their supports avoid that torus.

[F4]

Boundary connected sum with a disk does not change the diffeomorphism type absorbs a ball attached along a boundary disk by a diffeomorphism supported in its collar.

Proof

technique · Direct constructions in product collars, retaining the actual boundary maps
1.1givenconstruct

Let A be the lower stage and join the feet by the boundary arc required in the Statement. A small regular neighborhood Q of its union with the two foot disks in the attaching face is a (d−1)-ball: in the arc chart I×Dd−2 its two end half-balls close the tube to a ball. Thicken Q inward by its fixed collar and round its inner edge. This gives a d-ball B⊂A meeting the closure of A∖B along one (d−1)-disk D, with both feet on the complementary outer boundary of B. Thus B with the one-handle attached is the ball-plus-tube neighborhood S1×Dd−1, with D as its designated lower-stage interface disk. Trivialize the normal bundle of the core closed by a small inward push of the boundary arc over a cut interval. Its endpoint transition has positive determinant by the stated orientability condition, so a path in GL+(d−1,R) closes the frame. The foot and arc product coordinates therefore give the displayed product thickening. Its core and a smaller tube lie in the interior, off the protected boundary. This boundary-ball construction is the reason a joining arc in the attaching face is required; an arbitrary interior arc would not provide the disk D.

1.2F1construct

For the four-dimensional bridge choose coordinates S1×D3 about the level circle, with Deq2 the level equator and lower/upper half-balls D−3,D+3. Remove this tube and insert Da2×S2, using its given full rank-three framing. Split S2=S−2∪Seq1S+2. The lower product with S1×D−3 removed is a product collar with an indented outgoing face: in the normal coordinates the half-ball removal moves the old upper face to an inward rounded graph. A smooth increasing interval map on each normal line, fixed at the lower end, carries that face to the graph; these maps are identity outside the tube and the seam rounding is in a smaller collar. The upper half has the same product description. Thus the surgery is a product, the two inserted pieces, and an absorbable outgoing product.

2.1F1F4step 1.1construct

Interior surgery replaces a smaller S1×Dd−1 by D2×Sd−2. The remaining shell of the original product is S1×Sd−2×I, so it is a retained boundary collar. Split the sphere into its two hemispheres. The first D2×D+d−2 is a ball. The second, read with core factor D−d−2, is a (d−2)-handle with attaching region D2×Sd−3 and outgoing region S1×D−d−2. Choose the product coordinates so that the interface disk D of step 1.1 lies in S1×int⁡D+d−2, which is on the first ball's boundary. The first ball is attached to the unchanged complement of B along D, just as B was. Absorbing either ball by [F4] identifies that first stage with A; carry the outer boundary markings through this same collar comparison. The remaining handle has index d−2. The outer collar is unchanged point by point; every later attachment is carried by that boundary identification. This is an interior modification, not a cancellation of the original ambient manifold. For d=4 it trades index one for two, and for d=5 one for three; reversing dimension five gives index four to two.

2.2step 1.2construct

The first piece Da2×S−2 is a two-handle with core Da2, normal disk S−2 and attaching region Sa1×S−2. On the old level this is the knot K with its prescribed level framing. Its outgoing region is Da2×Seq1. The second piece Da2×S+2 is also a two-handle, but its disk factors are interchanged: core S+2, normal disk Da2, attaching region Da2×Seq1. This is exactly the outgoing region of the first handle; using the same core factor for both would give a different attaching region.

3.1F1step 2.2construct

The second attaching circle is {p}×Seq1 for an interior point p∈Da2. Move p along a radial arc toward Sa1, first shrinking its normal thickening uniformly. This is a compact isotopy of the actual attaching product embedding in the boundary after the first handle. At the seam its product corner rotation carries it to the old level, where it is a small meridian of K. Its tangential Sa1 direction is a constant push direction around this meridian and its other normal direction is the complementary radial direction in Deq2. Thus its framing has no turn relative to the meridian disk, so is zero. Its other boundary piece Sa1×S+2 is where the indented upper product attaches. Absorbing that product retains the original upper boundary map. By [F1] these product isotopies compare the full handle attachments, not just their cores.

4.1F1F2F3step 2.1step 3.1construct∎

For an arbitrary prescribed rank-three frame on a circle in a two-handle trace, [F2] first moves the circle to the base and realizes its framing by an integral level frame. Its framing homotopy is realized by an isotopy of small tubular embeddings, so step 1.2, step 2.2, step 3.1 apply to the prescribed surgery relative to the whole ambient boundary. By [F3] the resulting pair has the O3 boundary-relative identification on its small solid torus; old attaching links outside that torus and external base collars are fixed. This proves the bridge for every framing, without identifying the two rank-three parity classes, as well as the existence trade in step 1.1, step 2.1.

Scope and source attribution

This retains the full two-hemisphere construction and essential second-factor swap in five-dimensional-common-middle-trace-construction.md, Sections 1–3. The compact embedding, corner-rounding, disk-absorption and local O3 suppliers were read in full. The local trade chooses its product framing; only the separate four-dimensional bridge handles an arbitrary prescribed framing. No uniqueness of four-dimensional trace presentations or completeness of O2/O3 is assumed.

Depends on

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