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The normalized filtered complex of a reverse mirror is dual

Statement

Let K be a smooth oriented knot with a supplied regular admissible doubly pointed Heegaard diagram and normalized finite filtered hat complex CK whose total homology is F2. Let r:S3→S3 be the fixed orientation-reversing reflection from the connected-sum convention, and let K† be r(K) with its knot orientation reversed. Use the reflected Seifert surface and the corresponding reflected regular diagram. For a finite filtered complex C, define its dual complex C∨=Hom⁡F2(C,F2) with transposed differential and filtration FsC∨={λ∈C∨:λ(F−s−1C)=0}. Then the reflected diagram's normalized filtered hat complex is filtered chain isomorphic to CK∨. In particular, its total homology is F2 and τH†,F†(K†)=−τH,F(K).

Facts & Assumptions

Given: A finite integer-filtered chain complex CK with H(CK)≅F2, a regular pointed Heegaard diagram for K, and the reflected regular diagram for K†.

[F1]

The Alexander filtration and tau level defines tau as the least filtration level whose inclusion has nonzero image in the one-dimensional total homology.

[F2]

Oriented connected sum and prime knot fixes the orientation-reversing reflection r:S3→S3 used to form the mirror convention.

[F3]

Admissible multipointed Heegaard data for knot Floer complexes defines the differential by mod-two counts of index-one holomorphic strips and the relative Alexander change by the difference of the marked-point multiplicities.

[F4]

The explicit reflected-and-reversed convention in the Statement is Hom's reverse-mirror convention. Hom, The knot Floer complex and the smooth concordance group, §2, PDF/printed p. 5, states that the normalized CFK∞ complex of the reverse mirror is filtered-chain-homotopy equivalent to the dual.

Proof

1.1F1givenconstructalgebra

Put t=τ(CK) and let [x] be its nonzero total homology class in degree n. There is a cycle x∈FtCK,n representing [x]. Since H(Ft−1CK)→H(CK) has zero image, every cycle in Ft−1CK,n is a boundary. Thus x∉Bn+Ft−1CK,n, where Bn is the subspace of boundaries. Extend a linear functional λ that vanishes on Bn+Ft−1CK,n and satisfies λ(x)=1. It is a cocycle. For a finite-dimensional chain complex, ker⁡(∂∨)=B⊥ and im⁡(∂∨)=Z⊥, so evaluation identifies H(CK∨)=B⊥/Z⊥ with H(CK)∨; hence λ represents the nonzero dual class. It belongs to F−tCK∨. If s<−t, every element of FsCK∨ vanishes on FtCK, so its induced class pairs trivially with [x] and maps to zero in total dual homology. Therefore τ(CK∨)=−t.

1.2F2F3givenconstruct

Specify the corresponding reverse-mirror diagram as follows. Before applying r, exchange the handlebodies and attaching systems, keeping the oriented surface and the ordered marks: H∨=(Σ,β,α,w,z). This diagram lies in −S3. Its alpha bridge is the old beta bridge traversed from w to z, and its beta bridge is the old alpha bridge traversed from z to w, so its knot is −K. Applying r:−S3→S3 therefore gives K†; the compatible reflected Seifert surface has orientation F†=−r(F). This is the corresponding reflected diagram in the Statement, with the two handlebody labels exchanged, rather than surface reversal alone. Periodic domains and their w coefficients are unchanged by attaching-system exchange, so admissibility is preserved. Work on H∨ and push all data forward by r at the end.

2.1F3step 1.2constructalgebra

For an original strip u(s,t) from x to y, put u∨(s,t)=u(−s,1−t) and Jt∨=J1−t. The new boundary conditions are beta at t=0 and alpha at t=1, its ends are y,x, and ∂su∨+Jt∨(u∨)∂tu∨=−(∂su+Jt(u)∂tu)(−s,1−t)=0. Precomposition is invertible and conjugates the linearized real operators, preserving their kernels, cokernels and indices. It reverses translation and hence gives a bijection on translation orbits, preserving regularity and mod-two counts. The domain map reverses both real coordinates, so it preserves orientation and every marked divisor degree: nw(ϕ∨)=nw(ϕ) and nz(ϕ∨)=nz(ϕ). In particular, it bijects the actual nw=0 strips defining the total hat differentials, including those with nz>0. Thus ∂∨y∨ contains x∨ exactly when ∂x contains y, with the same coefficient. This proves the literal transpose identity for the transported regular data.

3.1F1F4step 1.1step 1.2step 2.1constructalgebra∎

In the pointed Morse construction for H∨, replace the compatible Morse function f by −f and negate the generator vector field, carrying its local trajectory modifications along with it. The ambient orientation and vector-field direction both reverse, so the oriented perpendicular plane, and hence its first Chern class, retain their physical orientations. Carry the prescribed zero-framed cap as well: its zero relative Euler number remains zero, and multiplying its boundary frame by a constant −1 changes no winding. The capped Seifert surface has the opposite orientation, so the absolute formula in [F1] gives AF†(x∨)=−AF(x), with no additive shift. Pushforward by r carries this pairing and the strip counts unchanged. Sending x∨ to the dual basis functional is therefore a chain isomorphism by step 2.1. Its level is −AF(x), so its sublevel s consists exactly of functionals annihilating the generators at levels at most −s−1, which is the displayed dual filtration. This proves the filtered chain isomorphism; step 1.1 gives its one-dimensional total homology and the tau sign formula. The literal isomorphism uses the corresponding transported diagram, whereas [F4] only states the homotopy-type comparison for general normalized models.

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