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ZFC and ordinal preservation for supplied transitive Boolean generic extensions
Statement
Assume ZFC. Let be a transitive set model of ZFC, let be internally complete and nontrivial, and supply an -generic filter on . Then the set structure satisfies ZFC and has exactly the ordinals of . Separation and Replacement are asserted formula by formula. Choice in is used to select a set of existential witness names and to well-order ground sets of subnames.
The assertion is conditional on the supplied transitive model and generic. It does not assert their existence, a forcing theorem for arbitrary possibly ill-founded models, or a formal consistency implication.
Facts & Assumptions
Given: as in the statement. Names have coefficients in all of , including zero; all name constructions below take place in .
Each fixed formula is true of valuations exactly when its internal Boolean value belongs to . (Boolean truth for a supplied generic extension)
is a proper ultrafilter and selects ground joins and ground meets. (Generic Boolean filters select ground-model joins)
Existential Boolean values are joins of the ground set of attained matrix values; each fixed value is definable. (Boolean-valued semantics for names)
Ground check names evaluate correctly and put inside . (Check-name evaluation and reconstruction of G)
is transitive, and valuation rank is at most name rank. (Transitivity and a valuation rank bound)
Namehood and name ranks of names in are absolute. (Absoluteness of names and their ranks)
Ordinalhood is absolute for transitive domains; the ordinals in form an initial segment of the actual ordinals. (Ordinals and omega in transitive models)
Basic pair, union, function and order-encoding set operations have the bounded absolute graphs described by this supplier when their objects are present. (Absolute basic set operations and relations)
AC in well-orders sets and chooses from set-indexed nonempty witness collections. (The Axiom of Choice)
Proof
Put . By F5 it is transitive and by F4 it contains . Extensionality holds in : every member of either compared set is already in , so agreement about all members in is actual agreement. Foundation holds as well: if is nonempty, ambient Foundation gives with ; transitivity puts in , so this is the required witness there. The empty name evaluates to the empty set. The ground set belongs to by F4 and is an inductive set there: each actual finite successor and zero belong to , and F8 identifies the needed finite-set relations. Thus Infinity holds.
For ground names , the name evaluates to the unordered pair of the valuations, since . Thus Pairing holds and names their Kuratowski ordered pair. For a name , form . The entries form a set in by Replacement and Union. Its valuation consists exactly of the members of members of the valuation of : meet membership is equivalent to both coefficient memberships by F2. Hence Union holds. Zero coefficients contribute nothing to either construction.
Fix a formula and ground names . The name is a set in by fixed-formula definability and Replacement. F1 and F2 show that its valuation is exactly . Indeed, a selected pair gives both membership in the original set and truth of the formula, and every member of that set has a selected subname pair in that gives the converse. Thus every Separation instance holds, with all parameters in allowed by their names.
For a name , let be its set of first-coordinate subnames and put for . F2 implies . For each , form . Every valuation of is a subset of the valuation of . Conversely, if is such a subset, take one name for and define the ground vector . F1 makes the valuation of exactly , including where different subnames have the same valuation. Thus names exactly the collection of all subsets of present in . This proves Power Set inside , not the assertion that all external subsets belong to .
If is an ordinal in , F5 and F7 make it an actual ordinal. Choose a name with value . Its name rank lies in and agrees internally and externally by F6. F5 gives . The actual rank of an ordinal is itself, by induction from the rank recursion, so . Every ordinal at most belongs to , by transitivity and . Thus . Conversely every ordinal of belongs to by F4 and is an ordinal there by F7. The two structures therefore have exactly the same ordinals.
We justify the set of witnesses needed for Replacement before constructing its name. Fix a formula and names . For each subname as in step 1.4, internal Separation forms . The set of pairs with belongs to . Internal Collection supplies a set of names containing a witnessing for each such pair; equivalently, bound a witness for each pair by its least possible membership rank and use Replacement to obtain one common rank bound, then take all witnesses below that bound. Both procedures are theorems in the ground ZFC model, not assumptions about . F9 now selects one witness from the nonempty subsets of this ground set . F3 gives . No set of all names and no Global Choice was used.
Suppose in the formula defines a total single-valued relation on . Form the ground name . Every selected term has , so its valuation is a value of at some , by F1. Conversely, given , choose with value and using step 1.4. Totality and F1 put in . F2 selects , and evaluates to the required value by F1 and uniqueness in . Hence the valuation of is exactly the image set, proving Replacement. Replacing each output name by gives the graph of the function in as well. The empty domain yields the empty name.
To prove Choice, fix any and a ground name for it. By F9 enumerate the ground set of subnames by a ground ordinal , writing for its entries, with no repetitions unless is empty, in which case . The name evaluates to the graph of a function on in by F4 and step 1.2. Its range contains . By Separation and Replacement already proved, the domain and the assignment sending each to the least with belong to . Each fibre has an actual least ordinal; it is also least in , since every ordinal below is in and the comparisons are actual membership. This embeds into the ground ordinal and gives a well-order of in . For an arbitrary set of nonempty sets, apply this to its union, which exists by step 1.2; Replacement then assigns to each member of its least element in that well-order. The resulting function is a choice function in . Empty families give the empty function. Thus AC holds in .
Steps 1.1–4.1 prove Extensionality, Foundation, Empty Set, Pairing, Union, Infinity, Power Set, every Separation and Replacement instance, and Choice. These are ZFC, so ; step 1.5 gives ordinal preservation. All infinite name selections occurred in the set-indexed ground construction of step 2.1 and the ground well-ordering in step 4.1, under F9. The proof is a semantic theorem for the supplied transitive set model; no arithmetic statement Con was derived from this conditional premise.
Depends on
- Boolean truth for a supplied generic extension
- Generic Boolean filters select ground-model joins
- Boolean-valued semantics for names
- Check-name evaluation and reconstruction of G
- Transitivity and a valuation rank bound
- Absoluteness of names and their ranks
- Ordinals and omega in transitive models
- Absolute basic set operations and relations
- The Axiom of Choice
Used by
Dependency tree · two levels
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Sources
- Karagila, Forcing, section 2 generic extensions; local explicit name proof of axiom preservation (standard reference, not scraped)