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Local quadratic coordinate at a simple stationary point

Statement

Let g∈C7(J,R) on an open interval J, and let x0∈J satisfy g′(x0)=0 and g′′(x0)≠0. Then some open interval J0⊂J about x0 admits a C5 increasing diffeomorphism Φ:J0→Φ(J0) such that g(x)=g(x0)+σ2Φ(x)2,Φ(x0)=0,Φ′(x0)=∣g′′(x0)∣,σ=sgn⁡(g′′(x0)).

Facts & Assumptions

Given: The stated real C7 phase and simple stationary point.

[F3]

Mean value theorem on a closed real interval: a continuous function differentiable in the open interval has an interior mean-value point.

[F4]

The chain rule, in one line from Carathéodory: if g is differentiable at c and f is differentiable at g(c), then f∘g is differentiable at c with (f∘g)′(c)=f′(g(c)) g′(c): for differentiable real functions with compatible domains, the derivative of a composition is the product of the outer derivative and inner derivative, provided the evaluation point and its image are limit points of their respective domains. Here the domains are intervals and the outer functions are differentiable on open intervals containing the inner images.

[F5]

Heine-Cantor in R: a continuous real function on a compact subset of R is uniformly continuous: every continuous real function on a compact interval is uniformly continuous; apply componentwise to the derivatives of g on the chosen compact neighborhood.

[F6]

Square roots exist: a unique a≥0 with (a)2=a; the positives are {x2:x≠0}: every nonnegative real number has a unique nonnegative square root, which is positive when the number is positive.

Proof

1.1givenF1F2F3F4F5constructalgebra

Put h=x−x0, G(t)=g(x0+th), and J(t)=G′(t). By [F1], [F2], [F4], and g′(x0)=0, J(0)=0, J′(t)=G′′(t)=h2g′′(x0+th), and g(x)−g(x0)=G(1)−G(0)=∫01J(t) dt. Applying [F1] to J and to tJ(t), with (tJ)′=J+tJ′, gives ∫01J(t) dt=∫01(1−t)J′(t) dt. Hence g(x)−g(x0)=(x−x0)2∫01(1−t)g′′(x0+t(x−x0)) dt. Set q(x)=2∫01(1−t)g′′(x0+t(x−x0)) dt. For 0≤j≤5, repeated differentiation gives q(j)(x)=2∫01(1−t)tjg(j+2)(x0+t(x−x0)) dt; each difference quotient converges uniformly in t by [F3] and [F5], since the next derivative through g(7) is uniformly continuous on a compact neighborhood. Thus q∈C5 and q(x0)=g′′(x0).

2.1givenF2F6step 1.1constructalgebra

Put σ=sgn⁡(g′′(x0)). Shrink the neighborhood so σq(x)>0, and define v(x)=σq(x)>0 by [F6]. For a fixed point z in this neighborhood, ∣v(x)−v(z)∣=∣q(x)−q(z)∣/(v(x)+v(z))≤∣q(x)−q(z)∣/v(z), so v is continuous at z. For x≠z, rationalization gives (v(x)−v(z))/(x−z)=σ(q(x)−q(z))/((x−z)(v(x)+v(z)))→σq′(z)/(2v(z)). Thus v′=σq′/(2v) exists and is continuous. Since q′∈C4, repeated product and quotient rules [F2] applied to this identity inductively give v∈C5. Define Φ(x)=(x−x0)v(x). Then Φ∈C5, g=g(x0)+σΦ2/2, Φ(x0)=0, and Φ′(x0)=∣g′′(x0)∣>0.

3.1givenF2F3F4F7step 2.1algebra∎

By continuity of Φ′, shrink to an open interval J0 about x0 where Φ′≥m>0. For x<y in J0, [F3] gives Φ(y)−Φ(x)=Φ′(ξ)(y−x)≥m(y−x), so Φ is strictly increasing. Applying [F7] between points on either side of each x∈J0 shows that Φ(J0) is open. Its inverse Ψ satisfies ∣Ψ(u)−Ψ(w)∣≤∣u−w∣/m, hence is continuous. At u=Φ(x), the inverse difference quotient is the reciprocal of the difference quotient of Φ, and therefore Ψ′(u)=1/Φ′(Ψ(u)). This is continuous and nonzero; applying [F2] and [F4] repeatedly to this identity gives Ψ∈C5, since Φ′∈C4 and never vanishes. Thus Φ is the asserted diffeomorphism.

Depends on

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