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Derivations preserve the nilradical in characteristic zero

Statement

If D is a derivation of a finite-dimensional characteristic-zero Lie algebra g, then

D(nilrad⁡(g))⊆nilrad⁡(g).

Facts & Assumptions

Given: A finite-dimensional Lie algebra g over a characteristic-zero field and a derivation D of g.

[L1]

The nilradical I=nilrad⁡(g) exists and is the largest nilpotent ideal (Existence and characteristicity of the nilradical in characteristic zero).

[L2]

A nonzero nilpotent Lie algebra has a finite nilpotency class c, meaning that its lower-central powers satisfy Ic+1=0 and Ic≠0 (Nilpotency class of a Lie algebra).

[L3]

A derivation satisfies D([x,y])=[D(x),y]+[x,D(y)] (Derivations of Lie algebras).

Proof

technique · direct
1.1givenL1L2L3algebra

Put I=nilrad⁡(g) and J=I+D(I). For x∈g and a∈I, [L3] gives [x,D(a)]=D([x,a])−[D(x),a]∈D(I)+I; hence J is an ideal. If I=0, then D(I)=0 and the result is immediate, so suppose I≠0 and let c be its class as in [L2]. For subspaces use left-normed brackets and write I1=I, Im+1=[Im,I]; every Im is an ideal of g by Jacobi.

1.2L3algebra

Iterating [L3] gives the generalized Leibniz formula Dq([x1,…,xs])=∑q1+⋯+qs=qq!q1!⋯qs![Dq1x1,…,Dqsxs]. If the xi lie in I and q<s, every multi-index has at least s−q zero entries; bracketing successively past those undifferentiated I-entries gives Dq(Is)⊆Is−q. This is the differentiated-bracket estimate used below.

2.1L2step 1.2algebra

Apply the formula in step 1.2 with q=s=c+1 to 0=[x1,…,xc+1] for xi∈I. The all-ones multi-index contributes (c+1)![D(x1),…,D(xc+1)]. Every other multi-index has a zero entry and its bracket lies in the ideal I. Since (c+1)! is invertible in characteristic zero, [D(I),…,D(I)]⊆I with c+1 copies of D(I); expanding powers of J therefore gives Jc+1⊆I.

2.2L2step 1.2algebra

The refined initial estimate is [I,D(I),…,D(I)]⊆I2 with c+1 copies of D(I). Indeed, for x1,…,xc+2∈I let ti be the bracket having xi in position i and D(xj) in every other position. For each s, the bracket us having D(xs) in position s and undifferentiated xj elsewhere is zero because it contains c+1 entries from I. Expanding Dc(us)=0 by step 1.2 modulo I2 leaves exactly c!∑i≠sti. Division by c! gives ∑i≠sti∈I2; summing over s gives (c+1)∑iti∈I2, and division by c+1 then gives each ts∈I2. Taking s=1 proves the estimate.

3.1step 1.2step 2.2algebra

Define fc(1)=c+1 and fc(m)=fc(m−1)+c−m+1 for 2≤m≤c. We prove inductively that [Im,D(I),…,D(I)]⊆Im+1 with fc(m) copies of D(I). Step 2.2 is the base. For the induction step set s=fc(m−1)+1, t=c−m+1, and N=s+t. Given x1∈Im and x2,…,xN∈I, the ideal Im contains [x1,Dx2,…,Dxs], so [x1,Dx2,…,Dxs,xs+1,…,xN]=0 after the remaining t brackets with I, since Im+t=Ic+1=0. Apply Dt and expand by step 1.2. The term with differentiation indices 0 on positions 1,…,s and 1 on positions s+1,…,N is t![x1,Dx2,…,DxN], and it is the exceptional term.

4.1step 1.2step 2.2step 3.1algebra

Every other term of the expansion in step 3.1 lies in Im+1; here and below a summand with differentiation indices k1,…,kN is read from left to right, so if its first entry lies in Ip for some p≥1 and at least ℓ later entries are undifferentiated elements of I, then it lies in Ip+ℓ. Because ∑iki=t while N=s+t, the indices k1,…,kN have at least s zeros; call a summand exceptional when k1=⋯=ks=0 and ks+1=⋯=kN=1, which is exactly the summand of step 3.1. Let r denote the number of zeros among ks+1,…,kN and u the sum of the nonzero numbers among k1,…,ks; the nonzero tail indices number at most t−r and sum to t−u, so u≤r. If r≥m+1, then the summand lies in Ir⊆Im+1: its first entry lies in g while its r undifferentiated tail entries are elements of I, and each such entry raises the current power by one. So assume r≤m; then k1≤u≤r. If k1<r, step 1.2 gives Dk1x1∈Im−k1 and the r undifferentiated tail entries raise the power by r, giving I(m−k1)+r⊆Im+1. If k1=r and r<m, then kj=0 for 2≤j≤s, so [Dk1x1,Dx2,…,Dxs]∈Im−r+1 by the induction hypothesis at depth m−r: the first entry lies in Im−r by step 1.2 and there are fc(m−1)≥fc(m−r) entries from D(I). The r undifferentiated tail entries again raise the power by r, giving Im+1. If k1=r=m, then again kj=0 for 2≤j≤s, and the summand is [Dmx1,Dx2,…,Dxs] followed by m undifferentiated tail entries. Write w=Dm−1x1∈I and U=[w,Dx2,…,Dxs]: since s−1=fc(m−1)≥fc(1)=c+1, step 2.2 and ideality of I2 give U∈I2, while the Leibniz rule expands D(U)=[Dw,Dx2,…,Dxs]+∑j=2s[w,Dx2,…,D2xj,…,Dxs], where each correction term lies in I because its first entry is w∈I. As D(I2)⊆I by step 1.2, the sub-bracket [Dmx1,Dx2,…,Dxs]=D(U)−∑j=2s[w,…,D2xj,…] lies in I, and the m undifferentiated tail entries raise the power to Im+1. The remaining case k1=u=r=0 is the exceptional one, since then every tail index is nonzero and those t nonzero tail indices sum to t. Division by t! therefore proves the induction step.

4.2L2step 2.1step 3.1algebra

Let k=∑m=1cfc(m). Starting in I and applying the estimates of step 3.1 in consecutive blocks sends a bracket with k entries from D(I) into Ic+1=0. More generally, in any word of k entries from J=I+D(I) after an initial entry of I, an I-entry advances one lower-central level immediately, while a block of fc(m) intervening D(I)-entries advances level m by step 3.1; scanning the word therefore reaches Ic+1 within at most k entries. Thus [I,J,…,J]=0 with k copies of J. Together with Jc+1⊆I from step 2.1 this yields Jc+k+1=0. The recurrence gives fc(m)=m(c+1)−(m−1)(m+2)/2 and c+k=c(c+1)(2c+1)/6+2c, so in particular J is nilpotent.

5.1L1step 1.1step 4.2∎

The ideal J is nilpotent by step 4.2 and contains I. Since [L1] says that I is the largest nilpotent ideal, J⊆I; hence D(I)⊆I. All divisions in steps 2.1–3.1 are by explicitly displayed positive integers and are valid because the field has characteristic zero. The proof uses only finite sums and finite induction, so it uses no form of AC.

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