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Derivations preserve the nilradical in characteristic zero
Statement
If is a derivation of a finite-dimensional characteristic-zero Lie algebra , then
Facts & Assumptions
Given: A finite-dimensional Lie algebra over a characteristic-zero field and a derivation of .
The nilradical exists and is the largest nilpotent ideal (Existence and characteristicity of the nilradical in characteristic zero).
A nonzero nilpotent Lie algebra has a finite nilpotency class , meaning that its lower-central powers satisfy and (Nilpotency class of a Lie algebra).
A derivation satisfies (Derivations of Lie algebras).
Proof
Put and . For and , [L3] gives ; hence is an ideal. If , then and the result is immediate, so suppose and let be its class as in [L2]. For subspaces use left-normed brackets and write , ; every is an ideal of by Jacobi.
Iterating [L3] gives the generalized Leibniz formula . If the lie in and , every multi-index has at least zero entries; bracketing successively past those undifferentiated -entries gives . This is the differentiated-bracket estimate used below.
Apply the formula in step 1.2 with to for . The all-ones multi-index contributes . Every other multi-index has a zero entry and its bracket lies in the ideal . Since is invertible in characteristic zero, with copies of ; expanding powers of therefore gives .
The refined initial estimate is with copies of . Indeed, for let be the bracket having in position and in every other position. For each , the bracket having in position and undifferentiated elsewhere is zero because it contains entries from . Expanding by step 1.2 modulo leaves exactly . Division by gives ; summing over gives , and division by then gives each . Taking proves the estimate.
Define and for . We prove inductively that with copies of . Step 2.2 is the base. For the induction step set , , and . Given and , the ideal contains , so after the remaining brackets with , since . Apply and expand by step 1.2. The term with differentiation indices on positions and on positions is , and it is the exceptional term.
Every other term of the expansion in step 3.1 lies in ; here and below a summand with differentiation indices is read from left to right, so if its first entry lies in for some and at least later entries are undifferentiated elements of , then it lies in . Because while , the indices have at least zeros; call a summand exceptional when and , which is exactly the summand of step 3.1. Let denote the number of zeros among and the sum of the nonzero numbers among ; the nonzero tail indices number at most and sum to , so . If , then the summand lies in : its first entry lies in while its undifferentiated tail entries are elements of , and each such entry raises the current power by one. So assume ; then . If , step 1.2 gives and the undifferentiated tail entries raise the power by , giving . If and , then for , so by the induction hypothesis at depth : the first entry lies in by step 1.2 and there are entries from . The undifferentiated tail entries again raise the power by , giving . If , then again for , and the summand is followed by undifferentiated tail entries. Write and : since , step 2.2 and ideality of give , while the Leibniz rule expands , where each correction term lies in because its first entry is . As by step 1.2, the sub-bracket lies in , and the undifferentiated tail entries raise the power to . The remaining case is the exceptional one, since then every tail index is nonzero and those nonzero tail indices sum to . Division by therefore proves the induction step.
Let . Starting in and applying the estimates of step 3.1 in consecutive blocks sends a bracket with entries from into . More generally, in any word of entries from after an initial entry of , an -entry advances one lower-central level immediately, while a block of intervening -entries advances level by step 3.1; scanning the word therefore reaches within at most entries. Thus with copies of . Together with from step 2.1 this yields . The recurrence gives and , so in particular is nilpotent.
The ideal is nilpotent by step 4.2 and contains . Since [L1] says that is the largest nilpotent ideal, ; hence . All divisions in steps 2.1–3.1 are by explicitly displayed positive integers and are valid because the field has characteristic zero. The proof uses only finite sums and finite induction, so it uses no form of AC.
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Sources
- Maksimenko, On action of outer derivations on nilpotent ideals of Lie algebras (standard reference, not scraped)