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Solvable and Nilpotent Lie Algebras
1 · Prerequisites
- Binary Operations, Monoids, Groups and Subgroups
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Determinants of Matrices over a Commutative Ring
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Free Modules, Exact Sequences, Projective and Injective Modules
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Lie Algebra Representations, Enveloping Algebras, and PBW
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Normal Subgroups and Quotient Groups
- Polynomial Rings, the Division Algorithm and Roots
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Roots, Rational Powers, and Classical Inequalities
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tensor Products of Modules
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The ZFC Axioms and the Basic Set Constructions
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
The derived series measures solvability, while the lower and upper central series measure nilpotence. Their indexing here gives the zero algebra length and class zero and a nonzero abelian algebra length and class one. Nilpotence implies solvability, but the two closure theories differ: solvability is stable under arbitrary extensions, whereas the nilpotent extension result requires a central kernel. Subalgebras, quotients, and finite nonempty products preserve nilpotence, and the empty product is handled separately as the zero algebra.
Engel's theorem turns elementwise nilpotence in a finite-dimensional representation into a common zero vector and a strictly upper triangular basis. Applied to the adjoint representation, it characterizes nilpotent Lie algebras and supplies central-series and codimension-one consequences. Lie's theorem is kept on its precise branch: the acting algebra and module are finite-dimensional over an algebraically closed field of characteristic zero. It yields simultaneous upper triangularization and the nilpotence of the derived algebra; scalar descent proves the corresponding abstract characteristic-zero result without assuming the original field algebraically closed.
For a finite-dimensional algebra, the radical is the largest solvable ideal. In characteristic zero the nilradical is the largest nilpotent ideal; its existence, characteristicity, behavior under derivations, and the containment are proved rather than built into the terminology. The final definitions fix the vanishing-radical convention for semisimplicity and the direct-sum convention for reductivity, preparing the next structure-theory page.
All arguments on this page are carried out in ZF. Characteristic zero is declared exactly where division, triangularization, scalar descent, or the nilradical theorem requires it; no axiom of choice is invoked. The closing false statements isolate failures of nilpotent-extension closure, basis-only Engel hypotheses, unrestricted Lie-theorem fields, real one-dimensionality, and the tempting but incorrect set-theoretic description of the nilradical. Concrete computations appear on solvable-and-nilpotent-lie-algebras-examples.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Derived series and solvable Lie algebras
Definition
Let be a Lie algebra over a field (Lie algebras over a field). For linear subspaces , write
The derived series of is
Each is an ideal (Lie subalgebras, ideals, and center). Indeed, if is an ideal, Jacobi gives
for and ; induction starts with . In particular the series is descending, because for every ideal .
The Lie algebra is solvable if for some integer . Thus the zero Lie algebra is solvable (take ), and a nonzero abelian Lie algebra is solvable with . No finite-dimensional or characteristic hypothesis is part of the definition.
Derived-series terms are characteristic ideals
Statement
For every Lie algebra and every , the derived-series term is a characteristic ideal: every Lie-algebra automorphism of satisfies .
Facts & Assumptions
Given: A Lie algebra , an automorphism , and an integer .
The derived series starts at and replaces each term by ; every term is an ideal (Derived series and solvable Lie algebras).
A Lie-algebra homomorphism is linear and satisfies (Homomorphisms of possibly infinite-dimensional Lie algebras).
Proof
For every subspace , linearity and bracket preservation give : each spanning bracket maps to a spanning bracket, and every bracket on the right has a preimage because is surjective.
Starting with , suppose . Then [L1] and step 1.1 give . Finite induction proves the equality at the given index ; [L1] already supplies ideality.
Solvable length of a Lie algebra
Definition
If is solvable, its derived length (or solvable length) is
where is the derived series from Derived series and solvable Lie algebras. The minimum exists precisely because solvability makes the displayed subset of nonempty.
With this indexing, , while every nonzero abelian Lie algebra has derived length . We leave the derived length undefined for a nonsolvable Lie algebra rather than assigning it the symbol .
Lower central series and nilpotent Lie algebras
Definition
Let be a Lie algebra over a field (Lie algebras over a field). Its lower central series is
where denotes the linear span of all brackets with and . Each is an ideal (Lie subalgebras, ideals, and center): if is an ideal, Jacobi shows is an ideal, and induction starts with . Moreover the series descends because for an ideal .
The Lie algebra is nilpotent if for some integer . Thus the zero Lie algebra is nilpotent with , while every nonzero abelian Lie algebra is nilpotent with . No finite-dimensional or characteristic hypothesis is part of the definition.
Lower-central-series terms are characteristic ideals
Statement
For every Lie algebra and every , the lower-central term is a characteristic ideal.
Facts & Assumptions
Given: A Lie algebra , an automorphism , and an integer .
The lower central series has and ; every term is an ideal (Lower central series and nilpotent Lie algebras).
A Lie-algebra homomorphism is linear and preserves brackets (Homomorphisms of possibly infinite-dimensional Lie algebras).
Proof
For subspaces , bracket preservation, linearity, and surjectivity give .
The equality is immediate. If , then [L1] and step 1.1 give . Finite induction reaches the given , and [L1] supplies ideality.
Nilpotency class of a Lie algebra
Definition
If is nilpotent, its nilpotency class is
where is the lower central series from Lower central series and nilpotent Lie algebras. Nilpotence makes the displayed subset of nonempty, so its least element exists.
This convention gives . A nonzero Lie algebra has class exactly when it is abelian. The class is left undefined for a nonnilpotent Lie algebra.
Upper central series of a Lie algebra
Definition
The upper central series of a Lie algebra is the ascending sequence of ideals
Here the right side is the center (Lie subalgebras, ideals, and center) of the quotient Lie algebra (Quotient Lie algebras). Equivalently,
The equivalence also shows inductively that is an ideal containing : it is the inverse image of a central ideal under the quotient map. In particular . For the zero Lie algebra every term is zero.
Lower and upper central series characterize nilpotence
Statement
A Lie algebra is nilpotent if and only if its upper central series reaches : equivalently, for some ,
Facts & Assumptions
Given: A Lie algebra and an integer .
The lower central series satisfies and (Lower central series and nilpotent Lie algebras).
The upper central series satisfies and exactly when (Upper central series of a Lie algebra).
The quotient-center formulation of uses the quotient Lie bracket (Quotient Lie algebras).
Proof
Assume . We prove for . At this is the assumed containment in . If it holds at , then implies , so [L2] gives . At we obtain , hence equality.
Conversely assume . Starting from , induction gives for : if , then [L1] and [L2] give . At this yields , so is nilpotent. The argument also covers , when both conditions say .
Nilpotent Lie algebras are solvable
Statement
For every Lie algebra and every ,
Consequently every nilpotent Lie algebra is solvable.
Facts & Assumptions
Given: A Lie algebra .
The derived series satisfies (Derived series and solvable Lie algebras).
The lower central series satisfies , and nilpotence means that a lower term vanishes (Lower central series and nilpotent Lie algebras).
Proof
We first prove for all . For this is [L2]. If it holds for and every second index, Jacobi gives .
At , . If , then [L1] and step 1.1 imply . Thus the displayed containment holds for every .
If is nilpotent, choose a given bound with as in [L2]. Taking gives , so descent of the lower series and step 2.1 yield . Hence is solvable by [L1]. This includes and uses only the supplied finite bound.
Subalgebras, quotients, and extensions of solvable Lie algebras
Statement
Subalgebras and quotients of solvable Lie algebras are solvable. If is a solvable ideal of and is solvable, then is solvable; more precisely,
Facts & Assumptions
Given: A Lie algebra , a subalgebra , and, for the quotient and extension assertions, an ideal .
Solvability is termination of the derived series (Derived series and solvable Lie algebras).
An ideal defines a quotient Lie algebra and a surjective canonical projection (Quotient Lie algebras).
The kernel of a Lie homomorphism is an ideal and its quotient by the kernel identifies with its image (Kernels, images, and the first isomorphism theorem for Lie algebras).
Proof
Induction on gives : it is clear at , and bracketing a subspace with itself preserves containment. Therefore a vanishing derived term of forces the corresponding term of to vanish.
Bracket preservation and surjectivity of the canonical map in [L2] give for every . Thus every solvable quotient of terminates no later than ; [L3] records the same calculation for any homomorphic image.
Suppose and . Step 1.2 gives , so . Iterating the derived operation further times gives . This proves solvability and the bound, including or .
Subalgebras, quotients, and finite products of nilpotent Lie algebras
Statement
Subalgebras and quotients of nilpotent Lie algebras are nilpotent. A nonempty finite direct product of nilpotent Lie algebras is nilpotent, and its class is the maximum of the factor classes. The empty direct product is the zero Lie algebra and has class .
Facts & Assumptions
Given: A Lie algebra , a subalgebra , an ideal , and a finite family of nilpotent Lie algebras.
Nilpotence is termination of the lower central series (Lower central series and nilpotent Lie algebras).
Nilpotency class is the least with , and the zero algebra has class zero (Nilpotency class of a Lie algebra).
The quotient map is a surjective Lie homomorphism (Quotient Lie algebras).
Direct products have componentwise brackets, and an empty product is the zero Lie algebra (Direct products and direct sums of Lie algebras).
Proof
Induction gives for all , because . Thus any lower-series term vanishing in also vanishes in .
If is the map in [L3], surjectivity and bracket preservation give by induction. Hence quotients inherit lower-series termination.
Componentwise bracketing in [L4] gives for every . If is nonempty, let . For every factor, and hence the product, is zero. For , the product's st term is zero, while its th term is nonzero in a factor attaining the maximum. Thus [L2] gives class exactly in either case. If is empty, [L4] identifies the product with zero and [L2] gives class zero.
A central extension of a nilpotent Lie algebra is nilpotent
Statement
Let be an ideal. If is nilpotent of class , then is nilpotent of class at most .
Facts & Assumptions
Given: A Lie algebra and a central ideal whose quotient has class .
The lower central series has (Lower central series and nilpotent Lie algebras).
The quotient map is a surjective Lie homomorphism (Quotient Lie algebras).
Centrality means (Lie subalgebras, ideals, and center).
Proof
Surjectivity and bracket preservation in [L2] give by induction on . Since the quotient has class , its st term vanishes, and therefore .
Now [L1], step 1.1, and centrality [L3] give . Thus has class at most . When the quotient is zero (), this says precisely that the central algebra is abelian.
A nonzero nilpotent Lie algebra has nonzero center
Statement
If is a nonzero nilpotent Lie algebra, then .
Facts & Assumptions
Given: A nonzero nilpotent Lie algebra .
Nilpotence means that the descending lower central series eventually vanishes, with (Lower central series and nilpotent Lie algebras).
The center consists of the elements satisfying (Lie subalgebras, ideals, and center).
Proof
Because and the series terminates by [L1], there is a largest index with . Its successor satisfies , so [L2] gives .
Hence the center contains the displayed nonzero subspace and is itself nonzero. The hypothesis is essential: the zero algebra has zero center. No choice of a basis or of a central element is needed.
Nilpotent transformations and nil representations
Definition
An endomorphism is nilpotent when for some positive integer , as in Nilpotent endomorphisms and their nilpotency index.
Let be a representation (Representations of Lie algebras). The representation is nil if is a nilpotent endomorphism of for every . The exponent may depend on .
This condition concerns every operator in the represented Lie algebra; it is not enough to check an arbitrarily chosen vector-space basis. It is also distinct from saying that the abstract Lie algebra , or merely the image under its bracket, is nilpotent. The zero action on any , and every action on the zero vector space, is nil.
Engel's common-zero-vector lemma
Statement
Let be finite-dimensional over any field, and let be a Lie subalgebra. If every is a nilpotent endomorphism of , then there is a nonzero such that for every .
Facts & Assumptions
Given: A nonzero finite-dimensional vector space and a Lie subalgebra whose inclusion representation is nil.
A nil representation is one in which every represented element is a nilpotent endomorphism (Nilpotent transformations and nil representations).
An invariant subspace carries a restricted representation and its quotient carries the induced representation (Subrepresentations, quotient representations, and intertwiners).
Rank-nullity applies to finite-dimensional endomorphisms (Rank-nullity: ).
Proof
If , every nonzero is annihilated by , so the assertion holds.
Assume and that the assertion holds for every nil Lie algebra of operators of dimension strictly smaller than , acting on any nonzero finite-dimensional module.
Choose a proper subalgebra of maximal dimension; this exists because is proper and the possible dimensions form a nonempty finite set. For , take with by [L1]. On , , where and commute, and every term of contains either or ; hence is nilpotent. Its restrictions and induced quotient operators are nilpotent as well.
The adjoint action of preserves , so [L2] gives an action on the nonzero space . By step 1.3 it is nil, and step 1.2 supplies a nonzero coset killed by . Thus and , so the normalizer of strictly contains .
The normalizer is a subalgebra; maximality of in step 1.3 and step 2.1 therefore make it all of , so is an ideal. Moreover is one-dimensional: otherwise the inverse image of the one-dimensional subalgebra spanned by any nonzero quotient vector would be strictly between and . Hence .
Apply step 1.2 to acting on . Its common kernel is nonzero. It is -stable, because for and , by ideality from step 3.1.
The restriction of to nonzero finite-dimensional is nilpotent by [L1]. Its kernel is nonzero: if it were zero, rank-nullity [L3] would make injective, hence every positive power injective, contradicting nilpotence on . Choose . Then , , and step 3.1 gives . This is a single finite existential choice, not an application of Choice.
Engel triangularization theorem
Statement
Let be finite-dimensional over any field, and let be nil. Then there is a flag
with and . Equivalently, there is a basis in which every is strictly upper triangular.
Facts & Assumptions
Given: A nil representation of a Lie algebra on a finite-dimensional vector space .
On a nonzero finite-dimensional nil module there is a nonzero vector annihilated by all of (Engel's common-zero-vector lemma).
An invariant subspace and its quotient carry the restricted and induced representations (Subrepresentations, quotient representations, and intertwiners).
The canonical projection onto a vector-space quotient is linear and surjective (The quotient vector space and its canonical projection).
Proof
If , the empty flag has the required property and the empty basis gives the matrix assertion.
Assume and the theorem for all nil modules of dimension smaller than .
By [L1], choose with , and set . This is an invariant one-dimensional subspace annihilated by .
Every induced operator on is nilpotent, since a power of that vanishes on also vanishes on the quotient. By [L2] and step 1.2, the quotient has a flag with . Taking inverse images under the projection [L3] and adjoining gives the required flag of .
Choose vectors adapted to the flag, in the finite sequential sense. The containment says every matrix sends the th basis vector into the span of earlier vectors, hence is strictly upper triangular in this ordering. Conversely a common strictly upper-triangular basis supplies exactly this flag. The zero case was covered in step 1.1.
Engel's theorem
Statement
A finite-dimensional Lie algebra over any field is nilpotent if and only if is a nilpotent endomorphism of for every .
Facts & Assumptions
Given: A finite-dimensional Lie algebra .
Nilpotence is termination of the lower central series (Lower central series and nilpotent Lie algebras).
A nil finite-dimensional representation has a flag lowered by every represented operator (Engel triangularization theorem).
Inner derivations form the adjoint representation, with (Derivations form a Lie algebra and inner derivations an ideal).
Proof
Suppose . For , the vector is a left-nested bracket with copies of , hence lies in by [L1] and [L3]. Thus every is nilpotent. This also covers .
Conversely suppose every is nilpotent. The adjoint representation in [L3] is nil, so [L2] gives with . Induction then gives for , and in particular . Hence is nilpotent by [L1].
Nilpotent adjoint action yields a central series
Statement
If every is nilpotent on a finite-dimensional Lie algebra , then there is a finite filtration
such that for every . Consequently the upper central series reaches .
Facts & Assumptions
Given: A finite-dimensional Lie algebra for which every is nilpotent.
Engel triangularization gives a flag lowered by a nil representation (Engel triangularization theorem).
Engel's theorem identifies the hypothesis with nilpotence of (Engel's theorem).
The upper central series has , and implies (Upper central series of a Lie algebra).
Proof
Apply [L1] to the adjoint representation. If is its lowered flag, put . Then , , and . In particular [L2] also confirms that is nilpotent.
We prove for . At this is . If it holds at , then , so [L3] gives . At this yields , hence equality. For , take .
Codimension-one ideals in nilpotent Lie algebras
Statement
If is a proper subalgebra of a finite-dimensional nilpotent Lie algebra , then is contained in an ideal of of codimension one.
Facts & Assumptions
Given: A finite-dimensional nilpotent Lie algebra and a proper subalgebra .
A nonzero nilpotent Lie algebra has nonzero center (A nonzero nilpotent Lie algebra has nonzero center).
Quotients of nilpotent Lie algebras are nilpotent (Subalgebras, quotients, and finite products of nilpotent Lie algebras).
A quotient by an ideal has a canonical surjective Lie homomorphism (Quotient Lie algebras).
Rank-nullity computes the codimension of an inverse image under a surjective finite-dimensional linear map (Rank-nullity: ).
Proof
If , the only proper subalgebra is , which is itself an ideal of codimension one. The case has no proper subalgebra and is vacuous.
Assume and the assertion for all nilpotent Lie algebras of smaller dimension.
By [L1], choose and put . Then is a one-dimensional central ideal.
The quotient is defined by [L3], has smaller dimension by [L4], and is nilpotent by [L2].
If , then is proper in . By step 1.2 there is a codimension-one ideal containing it. Its inverse image under the quotient map is an ideal containing , and [L4] gives codimension one.
If , set ; centrality makes this a subalgebra. If , then has codimension one and , so it is the required ideal. If is proper, then is proper in ; apply step 1.2 there and take the inverse image as in step 3.1.
The alternatives and , including both subcases of the latter, exhaust all possibilities and each yields a codimension-one ideal containing . The only selections were one central witness and finitely many induction witnesses, so no Choice principle is used.
Codimension-one ideal in a nonzero solvable Lie algebra
Statement
A nonzero finite-dimensional solvable Lie algebra over an algebraically closed field of characteristic zero has an ideal of codimension one. In fact, this lemma is valid over every field.
Facts & Assumptions
Given: A nonzero finite-dimensional solvable Lie algebra .
Solvability means the derived series eventually vanishes (Derived series and solvable Lie algebras).
An ideal has a quotient Lie algebra with a canonical projection (Quotient Lie algebras).
Rank-nullity computes codimension through a surjective linear map (Rank-nullity: ).
Proof
The derived algebra is proper. Otherwise , so every derived term would equal the nonzero algebra , contradicting solvability in [L1]. Thus the abelianization in [L2] is nonzero and finite-dimensional.
Choose a hyperplane : take one nonzero vector, extend it to a finite basis, and span all basis vectors except that one. The inverse image of in contains , so and is an ideal. By [L3], its codimension equals that of , namely one. Only a finite basis extension is used, so algebraic closure and characteristic zero are unnecessary and no Choice principle is invoked.
Lie's theorem
Statement
Let be a finite-dimensional solvable Lie algebra over an algebraically closed field of characteristic zero. Every nonzero finite-dimensional -module contains a common eigenvector: there are and such that for every .
Facts & Assumptions
Given: The algebraically closed characteristic-zero field , a finite-dimensional solvable -Lie algebra , and a nonzero finite-dimensional representation on .
A nonzero finite-dimensional solvable Lie algebra has a codimension-one ideal (Codimension-one ideal in a nonzero solvable Lie algebra).
A representation is linear and satisfies (Representations of Lie algebras).
Every endomorphism of a nonzero finite-dimensional vector space over an algebraically closed field has an eigenvalue (Every endomorphism of a nonzero finite-dimensional vector space over an algebraically closed field has an eigenvalue).
For finite-dimensional endomorphisms, (For and , ).
Proof
If , any nonzero is a common eigenvector with the zero functional.
Assume and the theorem for solvable Lie algebras of smaller dimension.
By [L1], choose a codimension-one ideal and write . Its derived series is contained termwise in that of , so is solvable. Step 1.2 gives and with for every .
Put and ; finite dimensionality makes finite-dimensional and -stable. Induction on , using and , shows and . Thus is -stable and every acts upper triangularly on a basis extracted from the cyclic list, with constant diagonal .
Let . Because is stable, [L2] and [L4] give for every , where the last equality uses the constant diagonal from step 3.1. Characteristic zero makes , so . This is the exact use of the characteristic hypothesis.
The nonzero common -weight space contains . It is -stable: for , [L2] and step 4.1 give .
By algebraic closure and [L3], has a nonzero eigenvector , say . Then for , and for we have . This defines the required linear functional . Algebraic closure is used only in [L3], characteristic zero only in step 4.1, and all choices are a finite sequence of existential choices rather than AC.
Simultaneous triangularization of solvable representations
Statement
Let be finite-dimensional solvable over an algebraically closed field of characteristic zero, and let be a finite-dimensional -module. Then has a complete invariant flag. Equivalently, there is a basis in which every representing matrix is upper triangular.
Facts & Assumptions
Given: A representation of on under Lie's theorem hypotheses.
Every nonzero finite-dimensional module under these hypotheses has a common eigenvector (Lie's theorem).
Invariant subspaces and their quotients carry the restricted and induced representations (Subrepresentations, quotient representations, and intertwiners).
The canonical vector-space quotient projection is linear and surjective (The quotient vector space and its canonical projection).
Proof
If , the empty flag and empty basis have the required properties.
Assume and the corollary for smaller-dimensional modules.
By [L1], choose a common eigenvector . Its line is -invariant.
The quotient has the induced representation by [L2] and dimension one less. Step 1.2 supplies its complete invariant flag. Taking inverse images under the projection in [L3] and adjoining gives a complete invariant flag in .
A basis adapted to this finite flag makes every representing matrix upper triangular. Conversely, the spans of the first vectors in a common upper-triangular basis form the complete invariant flag. These are finite sequential basis choices and require no AC.
Irreducible representations of solvable complex Lie algebras are one-dimensional
Statement
Every nonzero finite-dimensional irreducible complex representation of a finite-dimensional solvable complex Lie algebra is one-dimensional.
Facts & Assumptions
Given: A finite-dimensional solvable complex Lie algebra and a nonzero finite-dimensional irreducible -module .
Lie's theorem gives a common eigenvector under these hypotheses (Lie's theorem).
An irreducible nonzero representation has no invariant subspaces other than and the whole space (Irreducible, completely reducible, and faithful representations).
Proof
By [L1], choose a common eigenvector . Its line is a nonzero -invariant subspace.
Irreducibility [L2] forces , so . The zero module is excluded by the definition of irreducibility used here; if , the same argument says an irreducible nonzero module is one-dimensional.
Derived algebra of a solvable linear Lie algebra is nilpotent
Statement
Let be algebraically closed of characteristic zero. If is a finite-dimensional solvable Lie algebra and is finite-dimensional, then every element of is a nilpotent endomorphism of , and the Lie algebra is nilpotent.
Facts & Assumptions
Given: The field, module, and solvable linear Lie algebra in the statement.
A solvable representation under these field hypotheses is simultaneously upper triangularizable (Simultaneous triangularization of solvable representations).
A finite-dimensional Lie algebra is nilpotent when every one of its adjoint endomorphisms is nilpotent (Engel's theorem).
Proof
Suppose first that . By [L1], choose a basis of in which every element of is upper triangular. The diagonal of is zero for upper triangular , so every bracket is strictly upper triangular. Since strictly upper triangular matrices form a linear subspace, every element of , which is a finite linear combination of brackets, is strictly upper triangular and therefore has its th power zero.
Put . It is a finite-dimensional Lie subalgebra of , and step 1.1 says that for each some satisfies . On one has ; the operators and commute, and every term of contains either or . Hence is nilpotent on and therefore on its invariant subspace . Engel's theorem [L2] makes nilpotent. If , then and both conclusions are immediate.
The derived algebra of a solvable Lie algebra is nilpotent in characteristic zero
Statement
For every characteristic-zero field , the derived algebra of a finite-dimensional solvable -Lie algebra is nilpotent.
Facts & Assumptions
Given: A characteristic-zero field and a finite-dimensional solvable -Lie algebra .
Over an algebraically closed characteristic-zero field, the derived algebra of a finite-dimensional solvable linear Lie algebra is nilpotent (Derived algebra of a solvable linear Lie algebra is nilpotent).
A central extension of a nilpotent Lie algebra is nilpotent (A central extension of a nilpotent Lie algebra is nilpotent).
The adjoint map is a Lie homomorphism with kernel the center (Derivations form a Lie algebra and inner derivations an ideal).
A Lie homomorphism induces an isomorphism from the quotient by its kernel to its image (Kernels, images, and the first isomorphism theorem for Lie algebras).
Extension of scalars from to a field extension is (Restriction of scalars and extension of scalars along a ring homomorphism ).
Proof
Choose one finite basis of and let be the subfield generated over by the finitely many structure constants in . The same table defines a -Lie algebra with as in [L5]. Direct expansion of pure tensors and induction give and for every field extension . Scalar extension is faithful on a finite-dimensional vector space because a basis remains a basis. Hence solvability of implies solvability of .
The finitely generated field is countable with an explicit enumeration by rational expressions. In ZF, build an algebraic closure by a deterministic countable tower: dovetail all polynomials over earlier stages, choose the first coded monic irreducible factor, adjoin one root, and take the union. Every polynomial over the union occurs at a finite stage and later gains a root, so the union is algebraically closed. Put ; step 1.1 makes finite-dimensional and solvable. No choice function is used in this fixed enumeration.
The homomorphic image is solvable because its derived terms are images of those of . It is a linear Lie algebra on , so [L1] says its derived algebra is nilpotent.
Restrict to . By [L3] its kernel is , which is central in , and by [L4] the quotient by this kernel is isomorphic to the nilpotent image from step 3.1. The central-extension result [L2] therefore makes nilpotent.
If , the scalar-extension identities of step 1.1 give , so faithfulness gives . Extending from to then gives and . Thus is nilpotent. Characteristic zero enters through and [L1]; the algebraic closure used in step 2.1 was constructed without AC.
Solvability criterion via the derived algebra
Statement
A finite-dimensional Lie algebra over a characteristic-zero field is solvable if and only if its derived algebra is nilpotent.
Facts & Assumptions
Given: A finite-dimensional Lie algebra over a characteristic-zero field.
The derived algebra of a solvable finite-dimensional characteristic-zero Lie algebra is nilpotent (The derived algebra of a solvable Lie algebra is nilpotent in characteristic zero).
Every nilpotent Lie algebra is solvable (Nilpotent Lie algebras are solvable).
A Lie algebra with a solvable ideal and solvable quotient is solvable (Subalgebras, quotients, and extensions of solvable Lie algebras).
Proof
If is solvable, [L1] says directly that is nilpotent. This is the direction that uses finite dimensionality and characteristic zero.
Conversely suppose is nilpotent. It is solvable by [L2], while is abelian and hence solvable. Applying the extension assertion [L3] to the ideal shows that is solvable. This reverse direction is valid over every field and includes and .
Solvable radical
Definition
Let be a finite-dimensional Lie algebra. Its solvable radical, denoted , is the largest solvable ideal of : it is a solvable ideal and contains every solvable ideal of . Here solvability is as in Derived series and solvable Lie algebras, and “ideal” has the meaning in Lie subalgebras, ideals, and center.
Existence and uniqueness are not assumed merely from the phrase “largest.” They are supplied by The sum of solvable ideals is solvable ↗, which proves that finite sums remain solvable and that finite dimensionality reduces the sum of all solvable ideals to a finite sum.
Thus . If is solvable, then ; otherwise the radical may be zero or a proper nonzero ideal. No characteristic assumption is made.
The sum of solvable ideals is solvable
Statement
The sum of two solvable ideals of a Lie algebra is a solvable ideal. Consequently every finite-dimensional Lie algebra has a unique largest solvable ideal: the sum of all its solvable ideals.
Facts & Assumptions
Given: Ideals of a Lie algebra ; for the final assertion, is finite-dimensional.
The radical is intended to be the unique largest solvable ideal (Solvable radical).
Quotients and extensions of solvable Lie algebras are solvable (Subalgebras, quotients, and extensions of solvable Lie algebras).
Proof
The subspace is an ideal because both summands are ideals. The map , , is a surjective Lie homomorphism with kernel , so it induces the explicit isomorphism .
If and are solvable, [L2] makes the quotient in step 1.1 solvable; applying [L2] again to the ideal in proves that the sum is solvable. Repetition gives the same result for every specified finite sum, including the empty sum .
Let be the algebraic sum of all solvable ideals of finite-dimensional . It is an ideal and contains each such ideal. Choose a finite basis of ; by the definition of algebraic sum, each belongs to a finite sum of solvable ideals. Collecting the finitely many ideals occurring in these finitely many expressions gives solvable ideals with . Step 2.1 makes solvable, so [L1] identifies it as ; any two largest ideals contain one another and are equal. All selections are finite after one finite basis is fixed, so AC is not used.
The radical is characteristic and its quotient has zero radical
Statement
Every automorphism of a finite-dimensional Lie algebra preserves . Moreover,
Facts & Assumptions
Given: A finite-dimensional Lie algebra and its radical .
The radical is the largest solvable ideal (Solvable radical).
The sum theorem supplies existence and uniqueness of that largest ideal (The sum of solvable ideals is solvable).
Solvability passes to quotients and is preserved by extensions (Subalgebras, quotients, and extensions of solvable Lie algebras).
Ideals define quotient Lie algebras and canonical projections (Quotient Lie algebras).
Proof
If is an automorphism of , then is an ideal and its derived series is the image of the derived series of , so it is solvable. Maximality in [L1], justified by [L2], gives . Applying the same argument to gives the reverse inclusion, hence equality.
Let be a solvable ideal of , and let be its inverse image under the quotient map [L4]. Then is an ideal containing and is solvable. Since is solvable, extension closure [L3] makes solvable. By [L1], , so equality holds and . Thus the quotient's largest solvable ideal is zero. This includes and .
Nilradical
Definition
Let be a finite-dimensional Lie algebra over a characteristic-zero field. Its nilradical, denoted , is the largest nilpotent ideal of : it is nilpotent in the lower-central-series sense (Lower central series and nilpotent Lie algebras), is an ideal (Lie subalgebras, ideals, and center), and contains every nilpotent ideal.
The word “largest” includes an existence assertion. It is supplied by Existence and characteristicity of the nilradical in characteristic zero ↗, which proves that sums of nilpotent ideals are nilpotent in this setting and then uses finite dimensionality. Thus , and if itself is nilpotent then .
The nilradical is not defined as the set of all for which is nilpotent: that set need not be a linear subspace.
Existence and characteristicity of the nilradical in characteristic zero
Statement
Every finite-dimensional characteristic-zero Lie algebra has a unique largest nilpotent ideal, and this ideal is characteristic.
Facts & Assumptions
Given: A finite-dimensional Lie algebra over a characteristic-zero field .
The nilradical, when it exists, is the largest nilpotent ideal (Nilradical).
Every nilpotent Lie algebra is solvable (Nilpotent Lie algebras are solvable).
Quotients and extensions of solvable Lie algebras are solvable (Subalgebras, quotients, and extensions of solvable Lie algebras).
A finite-dimensional representation of a finite-dimensional solvable Lie algebra over an algebraically closed characteristic-zero field is simultaneously upper triangular (Simultaneous triangularization of solvable representations).
If every adjoint endomorphism of a finite-dimensional Lie algebra is nilpotent, then the Lie algebra is nilpotent (Engel's theorem).
Extension of scalars from to a field extension is (Restriction of scalars and extension of scalars along a ring homomorphism ).
Proof
Let and be nilpotent ideals of , and put . This is an ideal. Both summands are solvable by [L2], and the map , , is a surjective Lie homomorphism, so the quotient is solvable by the quotient assertion in [L3]. The extension assertion in [L3] then makes solvable.
Choose a basis of adapted simultaneously to , , and , and let be generated over by its finitely many structure constants. The same table and the corresponding coordinate subspaces define , , , and over , whose extensions to are the original objects. Direct expansion on pure tensors and induction give and for every field extension . Since a finite basis stays a basis after field extension, extension is faithful here. Thus and are nilpotent and is solvable by step 1.1.
The finitely generated field is countable, enumerated by rational expressions in its generators. In ZF construct an algebraic closure by a fixed countable tower: dovetail the polynomials over all earlier stages, take the least-coded monic irreducible factor of the next nonconstant polynomial, adjoin one root, and take the union. Every polynomial over the union occurs at a finite stage and later acquires a root, so is algebraically closed. Put and similarly , , and . By step 2.1, is a finite-dimensional solvable ideal of , while and are nilpotent ideals. The construction uses a fixed enumeration and least natural-number codes, not a choice function.
Apply [L4] to the adjoint representation of on . For , ideality gives for , so is nilpotent; the same holds for every . In the common upper-triangular basis supplied by [L4], each such operator therefore has zero diagonal. Every consequently has strictly upper triangular, so its restriction to is nilpotent. Engel's theorem [L5] makes nilpotent.
If , step 2.1 gives , so faithfulness yields and then . Thus the sum of any two nilpotent ideals of is nilpotent. This includes zero summands.
Let be the algebraic sum of all nilpotent ideals of , with the sum of the empty subfamily understood as . It is an ideal. A finite basis of consists of finite sums of elements from finitely many nilpotent ideals, so is already the sum of finitely many of them. Repeated application of step 5.1 makes nilpotent. It contains every nilpotent ideal, hence is the unique largest one and is the object defined in [L1]. The reduction uses only finitely many witnesses attached to a finite basis, so it is valid in ZF.
If is an automorphism of , bracket preservation carries every nilpotent ideal to a nilpotent ideal, so maximality gives . Applying the same argument to gives the reverse inclusion. Therefore , and the nilradical is characteristic. For , the construction gives and the same conclusion. Characteristic zero is used in steps 2.1–4.1 through and Lie triangularization; no form of AC is used.
The commutator with the radical lies in the nilradical
Statement
For a finite-dimensional Lie algebra over a characteristic-zero field,
Facts & Assumptions
Given: A finite-dimensional characteristic-zero Lie algebra .
The radical is the largest solvable ideal (Solvable radical).
The nilradical is the largest nilpotent ideal (Nilradical), whose existence is proved in Existence and characteristicity of the nilradical in characteristic zero.
A derivation action defines a semidirect-product Lie algebra in which the acted-on algebra is an ideal (Semidirect products of Lie algebras).
An extension of a solvable ideal by a solvable quotient is solvable (Subalgebras, quotients, and extensions of solvable Lie algebras).
The derived algebra of a finite-dimensional solvable Lie algebra in characteristic zero is nilpotent (The derived algebra of a solvable Lie algebra is nilpotent in characteristic zero).
Every nilpotent Lie algebra is solvable (Nilpotent Lie algebras are solvable).
Proof
First let be any finite-dimensional solvable characteristic-zero Lie algebra and . Form as in [L3], where acts by . The ideal is solvable and is abelian, so [L4] makes solvable. Its derived algebra is a nilpotent ideal by [L5], and because the quotient is abelian. Hence is a nilpotent ideal of , so [L2] gives . Since for every , we have .
Put and . For each , ideality of makes a derivation of the solvable Lie algebra . Step 1.1 therefore gives , and in particular . Thus is a nilpotent ideal of the ambient algebra .
By maximality in [L2], step 2.1 gives . Conversely, is solvable by [L6], hence lies in by [L1]; inside it is still a nilpotent ideal, so maximality gives . Therefore the two nilradicals are equal. Combining this equality with from step 2.1 proves the claim. If or , every subspace displayed here is zero. No choice principle is used.
The derived algebra of the radical lies in the nilradical
Statement
For a finite-dimensional Lie algebra over a characteristic-zero field,
Facts & Assumptions
Given: A finite-dimensional characteristic-zero Lie algebra .
The commutator of with its radical lies in its nilradical: (The commutator with the radical lies in the nilradical).
Proof
Since , monotonicity of the bracket span gives .
Combining step 1.1 with [L1] gives the desired containment. This also covers zero radical, solvable , and , and uses no choice.
Derivations preserve the nilradical in characteristic zero
Statement
If is a derivation of a finite-dimensional characteristic-zero Lie algebra , then
Facts & Assumptions
Given: A finite-dimensional Lie algebra over a characteristic-zero field and a derivation of .
The nilradical exists and is the largest nilpotent ideal (Existence and characteristicity of the nilradical in characteristic zero).
A nonzero nilpotent Lie algebra has a finite nilpotency class , meaning that its lower-central powers satisfy and (Nilpotency class of a Lie algebra).
A derivation satisfies (Derivations of Lie algebras).
Proof
Put and . For and , [L3] gives ; hence is an ideal. If , then and the result is immediate, so suppose and let be its class as in [L2]. For subspaces use left-normed brackets and write , ; every is an ideal of by Jacobi.
Iterating [L3] gives the generalized Leibniz formula . If the lie in and , every multi-index has at least zero entries; bracketing successively past those undifferentiated -entries gives . This is the differentiated-bracket estimate used below.
Apply the formula in step 1.2 with to for . The all-ones multi-index contributes . Every other multi-index has a zero entry and its bracket lies in the ideal . Since is invertible in characteristic zero, with copies of ; expanding powers of therefore gives .
The refined initial estimate is with copies of . Indeed, for let be the bracket having in position and in every other position. For each , the bracket having in position and undifferentiated elsewhere is zero because it contains entries from . Expanding by step 1.2 modulo leaves exactly . Division by gives ; summing over gives , and division by then gives each . Taking proves the estimate.
Define and for . We prove inductively that with copies of . Step 2.2 is the base. For the induction step set , , and . Given and , the ideal contains , so after the remaining brackets with , since . Apply and expand by step 1.2. The term with differentiation indices on positions and on positions is , and it is the exceptional term.
Every other term of the expansion in step 3.1 lies in ; here and below a summand with differentiation indices is read from left to right, so if its first entry lies in for some and at least later entries are undifferentiated elements of , then it lies in . Because while , the indices have at least zeros; call a summand exceptional when and , which is exactly the summand of step 3.1. Let denote the number of zeros among and the sum of the nonzero numbers among ; the nonzero tail indices number at most and sum to , so . If , then the summand lies in : its first entry lies in while its undifferentiated tail entries are elements of , and each such entry raises the current power by one. So assume ; then . If , step 1.2 gives and the undifferentiated tail entries raise the power by , giving . If and , then for , so by the induction hypothesis at depth : the first entry lies in by step 1.2 and there are entries from . The undifferentiated tail entries again raise the power by , giving . If , then again for , and the summand is followed by undifferentiated tail entries. Write and : since , step 2.2 and ideality of give , while the Leibniz rule expands , where each correction term lies in because its first entry is . As by step 1.2, the sub-bracket lies in , and the undifferentiated tail entries raise the power to . The remaining case is the exceptional one, since then every tail index is nonzero and those nonzero tail indices sum to . Division by therefore proves the induction step.
Let . Starting in and applying the estimates of step 3.1 in consecutive blocks sends a bracket with entries from into . More generally, in any word of entries from after an initial entry of , an -entry advances one lower-central level immediately, while a block of intervening -entries advances level by step 3.1; scanning the word therefore reaches within at most entries. Thus with copies of . Together with from step 2.1 this yields . The recurrence gives and , so in particular is nilpotent.
The ideal is nilpotent by step 4.2 and contains . Since [L1] says that is the largest nilpotent ideal, ; hence . All divisions in steps 2.1–3.1 are by explicitly displayed positive integers and are valid because the field has characteristic zero. The proof uses only finite sums and finite induction, so it uses no form of AC.
Semisimple Lie algebras
Definition
A finite-dimensional Lie algebra is semisimple if its solvable radical vanishes:
Here the radical is the largest solvable ideal from Solvable radical. Under this convention the zero Lie algebra is semisimple, because its radical is zero. A nonzero solvable Lie algebra is not semisimple, since it equals its radical. No assertion about decomposition into simple ideals is built into this definition; that characterization requires later structure theory. The definition is valid over any field and uses no choice principle.
Reductive Lie algebras
Definition
Let be a finite-dimensional Lie algebra over a field of characteristic zero. In this library, is reductive when
as an internal direct sum of vector subspaces and the derived algebra is semisimple in the vanishing-radical sense of Semisimple Lie algebras. Thus every element has a unique expression as a central element plus an element of the derived algebra; equivalently for the displayed sum, the two subspaces span and have zero intersection. The center is as in Lie subalgebras, ideals, and center, and the derived algebra is the first term after in Derived series and solvable Lie algebras.
The zero Lie algebra and every finite-dimensional abelian characteristic-zero Lie algebra are reductive under this convention: the derived algebra is zero, which is semisimple, and the center is all of . Other standard characterizations of reductivity are not used here; their equivalence requires later structure theory. No choice principle is used.
Every solvable Lie algebra is nilpotent
Statement
Every solvable Lie algebra is nilpotent.
Facts & Assumptions
Given: A field and the two-dimensional -vector space with bracket .
Solvability means termination of the derived series (Derived series and solvable Lie algebras).
Nilpotence means termination of the lower central series (Lower central series and nilpotent Lie algebras).
Refutation
Alternation and bilinearity determine all brackets from , and Jacobi holds because it is enough to check basis triples, where either two entries coincide or the inner bracket is a scalar multiple of . Thus is a Lie algebra. Its derived algebra is , and , so it is solvable by [L1].
Its lower central series satisfies and, whenever and , because . Hence every term from onward is , so the series never reaches zero and is not nilpotent by [L2]. This explicit solvable nonnilpotent witness refutes the statement over every field and uses no choice.
Nilpotent-by-nilpotent extensions are always nilpotent
Statement
If an ideal and the corresponding quotient Lie algebra are nilpotent, then the ambient Lie algebra is nilpotent.
Facts & Assumptions
Given: A field and the two-dimensional Lie algebra with .
Nilpotence is termination of the lower central series (Lower central series and nilpotent Lie algebras).
The bracket in a quotient by an ideal is computed on coset representatives (Quotient Lie algebras).
Refutation
The line is an ideal because and . Its bracket is zero, so and is nilpotent by [L1].
The quotient is spanned by and is abelian: [L2] gives . Hence its second lower-central term is zero, so it too is nilpotent. Thus has nilpotent kernel and quotient.
Nevertheless, and for every , since . The lower central series never vanishes, so is not nilpotent by [L1]. This exact extension is therefore a counterexample over every field; it is finite and uses no choice.
A nilpotent acting basis suffices for Engel's theorem
Statement
In Engel's theorem it is enough to check that the adjoint operators belonging to the members of one vector-space basis are nilpotent.
Facts & Assumptions
Given: A characteristic-zero field and with its standard basis satisfying , , and .
Engel's theorem requires to be nilpotent for every , not merely for chosen basis elements (Engel's theorem).
A representation is nil only when every represented operator is nilpotent (Nilpotent transformations and nil representations).
Refutation
Put . The three vectors form a basis: comparison of the -coefficient in first gives , and then . Directly, , , and , so ; similarly , , and , so .
The remaining brackets are , , and . Applying once more sends these three values respectively to , and ; hence . Thus every member of the chosen basis acts nilpotently.
Yet belongs to their span and , so for every in characteristic zero. Therefore is not nilpotent, the adjoint representation is not nil in the sense of [L2], and is not nilpotent by [L1]. This basis is the required counterexample; all calculations are finite and choice-free.
Lie's theorem is field- and characteristic-free
Statement
Lie's theorem holds over every field and in every characteristic.
Facts & Assumptions
Given: The proposed removal of the algebraic-closure and characteristic-zero hypotheses from Lie's theorem.
Lie's theorem supplies a common eigenvector only for finite-dimensional solvable Lie algebras over an algebraically closed field of characteristic zero (Lie's theorem).
Solvability is termination of the derived series (Derived series and solvable Lie algebras).
A representation preserves brackets as operator commutators (Representations of Lie algebras).
Refutation
Over , let the one-dimensional abelian Lie algebra act on by . This is a representation by [L3] and the acting algebra is solvable by [L2]. But has characteristic polynomial , so it has no real eigenvector and hence no common invariant eigenline. Indeed this two-dimensional real module is irreducible, because every nonzero proper subspace would be a line. Thus Lie's theorem fails without a splitting-field hypothesis even in characteristic zero.
For the characteristic obstruction, let have characteristic , let with , and let have basis . Define and with indices modulo . For , , while for it is . Hence , so , is a representation by [L3]. Also and , so the acting algebra is solvable by [L2].
The eigenvalues of are distinct and its eigenspaces are exactly the lines , but cyclically moves each such line to the next, so and have no common eigenvector. More strongly, if is invariant and a vector of has nonzero -coordinate, the Lagrange polynomial gives and extracts a nonzero multiple of ; repeated application of then puts every in . Thus the module is irreducible of dimension .
Step 1.1 violates the common-eigenvector conclusion over a non-algebraically-closed characteristic-zero field, and steps 1.2–2.1 violate it over a field of positive characteristic. These independent witnesses show that neither omitted hypothesis is cosmetic. Both constructions are finite and use no choice.
Every irreducible real representation of a solvable Lie algebra is one-dimensional
Statement
Every finite-dimensional irreducible real representation of a finite-dimensional solvable real Lie algebra is one-dimensional.
Facts & Assumptions
Given: The one-dimensional abelian real Lie algebra and .
The one-dimensional conclusion is proved over , under the complex form of Lie's theorem (Irreducible representations of solvable complex Lie algebras are one-dimensional).
Solvability is termination of the derived series (Derived series and solvable Lie algebras).
A Lie-algebra representation is a bracket-preserving linear map into the endomorphism algebra (Representations of Lie algebras).
A nonzero Lie-algebra representation is irreducible when it has no stable subspace other than zero and the whole module (Irreducible, completely reducible, and faithful representations).
Refutation
Define . Since is abelian and , this is a representation by [L3]. Also , so is solvable by [L2].
Any nonzero proper subspace of is a real line. If such a line were -stable, a nonzero vector on it would be a real eigenvector of . But the characteristic polynomial of is , which has no real root. Thus no nonzero proper stable subspace exists, so is irreducible by [L4].
The representation in steps 1.1–2.1 is irreducible and two-dimensional, contradicting the proposed one-dimensional conclusion. It does not contradict [L1], whose scalar field is ; after complexification, has the two eigenlines with eigenvalues and . The witness and all calculations are explicit and choice-free.
The nilradical is the set of all ad-nilpotent elements
Statement
For every finite-dimensional characteristic-zero Lie algebra, the nilradical is the set of all elements whose adjoint endomorphisms are nilpotent.
Facts & Assumptions
Given: A characteristic-zero field and with basis and relations , , and .
The nilradical is a nilpotent ideal and therefore a linear subspace (Nilradical).
Engel's theorem concerns nilpotence of every adjoint operator in a Lie algebra, not an assertion that the ad-nilpotent elements of an arbitrary Lie algebra form a subspace (Engel's theorem).
Refutation
Directly, , , and , so . Likewise , , and , so . Thus both and are ad-nilpotent.
Put . Then and , so . Since and the field has characteristic zero, no power of is zero: its even powers send to . Hence is not ad-nilpotent.
The set of ad-nilpotent elements of contains and but not their sum, so it is not a linear subspace. By [L1] the nilradical is always a linear subspace, and therefore it cannot equal this set in the displayed example. This does not conflict with [L2], whose hypothesis quantifies over every element. The witness is finite and uses no choice.
5 · Examples, counterexamples and false statements
None yet.
Sources
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- Milne, Lie Algebras, Proposition 2.5(b)
- Milne, Lie Algebras, Proposition 2.5(c)
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- Milne, Lie Algebras, Theorem 2.8 and proof
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