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Power sums form a rational but not integral stable basis

Statement

For r≥1, let pr∈Λr be the compatible sequence of finite power-sum polynomials pr(x1,…,xN)=∑i=1Nxir (The stable graded ring of symmetric functions, Power sums pk and complete homogeneous symmetric polynomials hk). For a partition λ, set pλ:=∏ipλi (Partitions, English diagrams, and conjugation). Write ΛQ:=Q⊗ZΛ and ΛQd:=Q⊗ZΛd. Then ΛQ=Q[p1,p2,…], and for every d≥0, the family {pλ:λ⊢d} is a Q-basis of ΛQd. These families are not in general Z-bases of Λd: in degree two, h2=12(p(1,1)+p(2)) has nonintegral coordinates in the power-sum basis.

Facts & Assumptions

Given: The degreewise stable ring, the finite power-sum and complete-homogeneous conventions, the stable complete basis, and the partition indexing convention.

[F1]

Λd is the inverse limit of the degree-d finite symmetric-polynomial parts, and Λ=⨁d≥0Λd is a graded ring with coordinatewise multiplication and finite degree support (The stable graded ring of symmetric functions).

[F2]

In rank N, pr=∑i=1Nxir for r≥1, and hk is the sum of all monomials of total degree k, with h0=1 (Power sums pk and complete homogeneous symmetric polynomials hk).

[F3]

The stable hr freely generate Λ over Z, are algebraically independent, and {hλ:λ⊢d} is an integral basis of Λd (Elementary and complete families freely generate the stable ring).

[F4]

A partition of d is a finite weakly decreasing sequence of positive integers summing to d, and for d=0 the only partition is ∅ (Partitions, English diagrams, and conjugation).

Proof

technique · triangularity
1.1F1F2F3

For each r≥1, setting a newly added variable to zero sends the finite rank-N power sum ∑i=1Nxir to the rank-(N−1) power sum. Hence these are compatible sequences pr∈Λr by [F1] and [F2]; the hr are already the stable homogeneous elements supplied by [F3].

1.2F2algebra

In rank N, multiplying the geometric series ∑ai≥0xiaitai for 1≤i≤N shows from [F2] that HN(t):=∑k≥0hk(x1,…,xN)tk=∏i=1N(1−xit)−1. Differentiating this finite product gives HN′(t)/HN(t)=∑i=1Nxi/(1−xit)=∑r≥1pr(x1,…,xN)tr−1.

2.1F1step 1.1step 1.2

Write H(t):=∑n≥0hntn in ΛQ⟦t⟧. The finite identity of step 1.2 holds at every rank, and each coefficient of H′(t), H(t), and ∑r≥1prtr−1 is a stable homogeneous sequence by [F1] and step 1.1. Equality of every rank projection therefore gives H′(t)=H(t)∑r≥1prtr−1. Comparing coefficients of tn−1 yields the Newton recurrence nhn=∑r=1nprhn−r for every n≥1.

3.1F3step 2.1

Since h0=1, step 2.1 can be solved in either direction as pn=nhn−∑r=1n−1prhn−r and hn=1n(pn+∑r=1n−1prhn−r). Induction shows that each pn is a polynomial in h1,…,hn with leading term nhn, and each hn is a polynomial over Q in p1,…,pn with leading term pn/n. Because these equations solve the same recurrence for its last unknown and each n is invertible in Q, induction verifies that the two substitutions are inverse through every finite index.

4.1F1F3F4step 3.1

For each finite m, the mutually inverse triangular substitutions of step 3.1 identify Q[h1,…,hm] with Q[p1,…,pm]. By [F3], the hr are algebraically independent over Z and remain so over Q by clearing denominators; hence the pr are algebraically independent and generate ΛQ after scalar extension, using the graded direct sum [F1]. A degree-d monomial in variables of weights deg⁡pr=r is exactly pλ for a partition λ⊢d by [F4]; these monomials therefore form a Q-basis of ΛQd, including p∅=1 at d=0.

5.1F1F2F3step 2.1step 4.1∎

At n=1, step 2.1 gives h1=p1; at n=2 it gives 2h2=p1h1+p2=p12+p2, hence h2=12(p(1,1)+p(2)). The element h2 belongs to the integral stable ring by [F2] and [F3], while step 4.1 makes p(1,1) and p(2) a Q-basis of degree two. Uniqueness of those rational coordinates and their nonintegral values show that h2 is not in their Z-span, so the power sums do not form an integral basis in degree two.

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