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Invariance under the braid-like Reidemeister III move

Statement

Let D1,D2 be the two diagrams of the braid-like Reidemeister III move with orientations pointing in the same direction (Khovanov-Rozansky II, Figure 18), with the ground ring R=Q[a,x1,…,x6] and potential w=a(x1+x2+x3−x4−x5−x6). Then C(D1)≅C(D2) in K(hmfw), with no grading shift.

Caveat: only the type III move with coherent orientations is claimed, as in the source; no other orientation pattern of the III move is considered.

Facts & Assumptions

Given: the two coherently oriented three-crossing diagrams of the Statement, their marked resolution cubes, the boundary coefficient ring U=Q[a,x1,…,x6], and the common potential w.

[F1]

The diagram complex is the cube totalization of the local crossing cones; its maps have bidegree (0,0) after the source shifts, and its internal differential has square w (The Khovanov-Rozansky complex and trigraded braid homology, The positive and negative Khovanov-Rozansky crossing complexes).

[F2]

Homogeneous Koszul row operations are isomorphisms, and an internal linear row (0,y−μ) can be removed by polynomial division with y=μ substituted in all other rows (Koszul row operations and variable exclusion preserve homotopy type).

[F3]

In the two-row normal form the crossing maps are Id⊗ψ′(x4−x2) and Id⊗ψ(x4−x2); their components on the second row are (x4−x2,1) and (1,x4−x2), respectively (The wide-edge morphisms chi-zero and chi-one).

[F4]

In type A2, R′=Q[x1,x2,x3] has the place-permutation action, si exchanges xi,xi+1, and the coordinate root βi=xi−xi+1 and balanced root αi=σiβi, σi=(−1)i−1, define the same reflection and invariant ring. The Soergel bimodule is Bi=R′⊗R′siR′(1); its two outer actions are balanced over R′si (The standard type-A reflection realization and its polynomial ring, The Soergel bimodule Bi of a simple reflection).

[F5]

The Rouquier generators are Fi=[Bi→miR′(1)] in degrees 0,1 with multiplication differential, and Fi−1=[R′(−1)→ηiBi] in degrees −1,0, where ηi(1)=αi⊗1+1⊗αi (The positive and negative Rouquier generator complexes).

[F6]

The positive Rouquier triples satisfy Fi⊗Fi+1⊗Fi≃Fi+1⊗Fi⊗Fi+1 without grading shift. The inverse lemma gives two-sided homotopy inverses, so tensor-inverting this equivalence gives the corresponding no-shift relation for inverse triples (Rouquier complexes satisfy the three-term braid relation, Opposite Rouquier generator complexes are homotopy inverse).

Proof

technique · extract the common curved total-sum row, compare the remaining free Koszul resolutions functorially, and lift the explicit Rouquier survivor homotopies. All comparison homotopies are specified below
1.1F2F1F4algebra

A common curved row and invariant-average split. Put A=Q[y1,y2], with y1=x1−x2 and y2=x2−x3, and at the jth marked three-strand level put tj=(xj,1+xj,2+xj,3)/3. The coordinate change is invertible over Q, with xj,1=tj+(2yj,1+yj,2)/3, xj,2=tj+(−yj,1+yj,2)/3, and xj,3=tj−(yj,1+2yj,2)/3; hence R′=A[tj]. Both simple reflections fix tj and act on A, so R′si=Asi[tj]. Thus the full uncurved type-A Soergel bimodule splits as (A⊗AsiA)(1)⊗QQ[tj], with the common invariant tj acting equally on both outer sides. In the curved KR diagram the endpoint averages are instead retained as separate variables in the common factor X below; only the reduced difference coordinates enter the coefficient bimodules. This is the invariant-average split used here, and it does not identify the two endpoint averages t0,t3. The six boundary variables therefore give U≅S[a,t0,t3], where S=AL⊗QAR, and w=3a(t0−t3). At layer j the total-sum row is (a,3(tj−1−tj)). A homogeneous Koszul row operation on the three such rows extracts the single row X=(a,3(t0−t3)) and leaves first-entry-zero rows for the internal averages t1,t2; remove those rows by [F2], substituting their linear relations. The remaining coordinates are the two differences at each layer. Removing redundant straight-arc marks by [F2] leaves every resolution in the form X⊗Kϵ, where Kϵ is the parity folding of the ordinary Koszul complex of its remaining layer relations over S. Thus dX2=3a(t0−t3)=w, and the common curved factor is the same on both sides.

1.2F1F2F3algebra

Explicit local map homotopies. In a two-strand layer put z=x1+x2−x3−x4, yL=x4−x3, yR=x1−x2, u=(yL−yR)/2 and v=(yL+yR)/2. Then x2−x3=u+z/2 and x4−x2=v−z/2. In the common first row X0=(a,z), replace the second exterior generator by e1−e0/2 for the arc resolution, and by e1+(−(v−u)/2+z/4)e0 for the wide resolution. These are the row operations making the second entries u and uv. In the resulting exterior bases, χ0 sends 1↦v−z/2, e0↦(v−z/2)e0, e1↦e1−ue0/2, e0∧e1↦e0∧e1. Its difference from IdX0⊗ψ′(v) is dH0+H0d, where H0(1)=−e0/2 and H0 is zero on the other three basis elements. Similarly, χ1 sends 1↦1, e0↦e0, e1↦(v−z/2)e1+ue0/2, e0∧e1↦(v−z/2)e0∧e1. Its difference from IdX0⊗ψ(v) is dH1+H1d, where H1(e1)=−e0∧e1/2 and H1 is zero on the other basis elements. Substitution in d=a(e0∧−)+zι0+uι1 or its target version with uvι1 verifies all four equations; for example the differences on e1 are −ue0/2 for χ0 and −ze1/2+ue0/2 for χ1. After the crossing shifts, both homotopies have bidegree (−1,−1).

2.1F4F2step 1.1algebra

Ordered regular layer resolutions. At each level write the reduced incoming and outgoing coordinates as (y1,y2) and (y1′,y2′), after separating the average. An identity resolution has the two straight-strand difference relations y1′−y1=0 and y2′−y2=0; ordered by y1′,y2′, they are monic linears in fresh output variables. For a wide edge at simple root ρ=yi, let ζ be the adjacent invariant coordinate (ζ=yi+1+yi/2 for i=1, or ζ=yi−1+yi/2 for i=2), and let ρ′ and ζ′ denote the outgoing root and invariant coordinate. The straight-strand difference after subtracting the average change is exactly −23(ζ′−ζ), so its vanishing is the linear invariant-coordinate relation ζ′−ζ=0. The wide-edge relation is Q=(ρ′)2−ρ2=0. Order these as ζ′−ζ,Q: the first is monic linear in the fresh invariant coordinate, and the second is monic quadratic in the fresh root coordinate. The invariant ring is Asi=Q[ζ,ρ2], so this quotient is precisely A⊗AsiA and has basis 1,ρ′. Each later layer introduces fresh outgoing difference coordinates; concatenate the identity or wide-edge lists in layer order. Modulo earlier rows every new monic relation is a non-zero-divisor: the highest fresh-variable coefficient of its product with a nonzero polynomial cannot vanish. Thus the residual sequence is regular. Its Koszul exactness follows by induction on the rows. Adjoining a row f gives the cone of multiplication by f on the previous Koszul complex; writing a cycle as a pair and subtracting lifts of boundaries gives zero homology above degree one, degree-one homology ker⁡(f:M→M), and degree-zero homology M/fM, where M is the preceding quotient. Injectivity of f kills the kernel, proving the induction. Polynomial division gives one basis element at an identity layer and 1,ρ′ at a wide edge; adjoining the shift (1) gives the Soergel bimodule of [F4]. This proves the quotient description with both boundary difference actions retained and the exactness of Kϵ→Mϵ as an augmented free S-resolution: its terms are free over S on the internal-variable monomials times the exterior bases. The endpoint averages stay in X and are not quotiented here. A wedge for a degree-d relation has usual internal degree d; regrading Koszul degree p and usual degree d to (−p,d−p) gives the KR row shifts (−1,1) for linears and (−1,3) for quadratics.

3.1F5F1F3F4step 1.1step 2.1step 1.2algebra

The coefficient maps and the full-strand row. The extra straight strand is an identity tensor factor in the local calculation. Combining its linear row with the pair-sum row into the total-average row uses the same basis change on both resolutions and preserves the remaining row operations; consequently each crossing edge in step 1.1 is IdX times the comparison map of the regular quotients in step 2.1. Write Bˉi=A⊗AsiA for the unshifted KR wide-edge bimodule and βi=xi−xi+1. On the degree-zero quotient modules, step 1.2 sends 1 to v=(βiL+βiR)/2; the KR positive map rbi of [F5] sends 1 to βiL+βiR=2v. Thus the comparison from the original χ0 edge to the KR positive edge contributes the rational unit 2 (equivalently, scale the wide-resolution vertex by 2). The KR negative map is multiplication Bˉi→A. The type-A Rouquier bimodule is Bi=Bˉi(1), so after the library shift convention the positive KR complex is Fi−1{1} and the negative KR complex is Fi{−1}: the former has terms A{2}→Bˉi in degrees −1,0, and the latter has Bˉi{−2}→A{−2} in degrees 0,1. The multiplication differential is unchanged. For the positive differential, ηi(1)=αiL+αiR=σi(βiL+βiR), so it differs from the KR map by the unit σi; relative to the original local map of step 1.2, the positive Rouquier differential is 2σi times that map. On the three-crossing cube, rescale each resolution vertex by the product of 2σik over its positive crossings resolved wide; from an arc vertex to its wide target the scalar ratio is exactly 2σik, while negative edges need no rescaling. These scalars commute around every cube square, so this is an isomorphism of the signed totalizations.

3.2F4F5step 2.1constructalgebra

A functorial free resolution. For a graded S-module M, use the normalized bar resolution Pn(M)=S⊗QS‾⊗n⊗QM, where S‾ is the augmentation ideal of the positive-degree polynomial ring S. Its differential multiplies adjacent factors, with alternating signs, and the last factor acts on M; its augmentation is s⊗m↦sm. The usual bar contraction over Q sends m to 1⊗m and inserts 1⊗s0‾ at the beginning of a higher tensor. Expanding the alternating differential cancels its adjacent terms in pairs, leaving ds+sd=1 on the augmented complex. Thus it is a resolution. By the ordered polynomial division in step 2.1, each Mϵ has the explicit Q-basis of left polynomial monomials times one basis element at each wide-edge layer, so every Pn(Mϵ) is free over S. The construction is additive and functorial on all coefficient maps and homotopies. In a fixed usual internal degree, its normalized tensor factors have positive degree, so only finitely many homological degrees and basis tensors occur.

4.1step 2.1step 3.2constructalgebra

Comparison maps and their homotopies. Compare any Kϵ with P(Mϵ) by augmentation-preserving maps. On a free S-basis of degree zero, lift its augmentation to the target resolution; on a basis vector b in degree n>0, define the lift recursively by fn(b)=stargetfn−1d(b) and extend S-linearly. The target's augmented Q-contraction exists for the bar complex by step 3.2 and for Kϵ by homogeneous Gaussian elimination on each finite-dimensional usual-degree complex, which is exact by step 2.1; choose the first pivot in the fixed monomial order. The displayed recurrence is a chain map because its argument is a cycle and ds is the identity on cycles. Construct f and g in both directions. For T=gf−1 define, on the same free basis, Hn(b)=sK(Tn(b)−Hn−1d(b)), starting with H−1=0; its argument is a cycle by induction, and this gives dH+Hd=T. The identical formula gives fg≃1 on the bar resolution. It also shows that two lifts of any coefficient map are homotopic: use their difference for T. All maps preserve usual internal degree; f,g preserve Koszul degree, while H raises it by one, so after the regrading in step 2.1 the maps have bidegree (0,0) and homotopies have bidegree (−1,−1). The fixed homogeneous pivots avoid any arbitrary choice of lifts.

5.1F5F1step 3.1step 4.1algebra

Pass to the curved factor. Extend these free resolutions from S to U and tensor with X. The signed extension of an inner homotopy is H~(x⊗k)=(−1)∣x∣x⊗H(k); the two cross terms involving dX cancel, giving dH~+H~d=1X⊗(dH+Hd) even though dX2=w. Thus step 4.1 yields actual homotopy equivalences in hmfw. Its uniqueness of lifts makes the comparison squares for every crossing commute in that category. Therefore the two diagram complexes in K(hmfw) are isomorphic to X⊗P(F(σ)) and X⊗P(F(σ′)), respectively, where F denotes the coefficient complexes of [F5]. No averaging coordinate, Koszul degree or crossing degree has been discarded.

6.1F6F1F5step 3.1step 4.1step 5.1algebra∎

Lift the complete survivor homotopies and check the no-shift normalization. The two three-letter words are (i,i+1,i) and (i+1,i,i+1), and in each braid-like diagram the three crossings have the same sign. The positive no-shift braid equivalence and the two-sided inverse contractions in [F6] give the corresponding equivalence for the inverse triple. The supplier homotopies are bimodule maps, so base-changing their two outer actions along R′=A[t]→t↦0A preserves every chain and homotopy equation and gives the relation on the reduced coefficient ring; the endpoint averages t0,t3 remain in X. Its explicit inclusion, projection and contractions give maps Φ,Ψ and homotopies ΨΦ−1=dh+hd, ΦΨ−1=dh′+h′d on the coefficient complexes. If all three crossings are negative, the KR complex of either word is the corresponding positive Rouquier triple shifted by {−3}, so the same equivalence has no additional internal or cohomological shift. If all three crossings are positive, it is the inverse Rouquier triple shifted by {3}; the root-unit and rational-normalization rescalings of step 3.1 have products (2σi)2(2σi+1)=8σi+1 and (2σi+1)2(2σi)=8σi on the two all-wide vertices. Their ratio remains σiσi+1=−1 after the common factor 8 cancels. This residual scalar is a unit, absorbed by rescaling the comparison map; both words still have the same shift {3}. Apply the additive bar functor to the four homotopy equations; it preserves compositions and sums. Tensoring with X preserves them with the signed totalization, since the two cross terms of each extended inner homotopy cancel as in step 5.1. Combining these maps with the comparison equivalences and homotopies of steps 4.1–5.1 gives homotopy inverses between C(D1) and C(D2) in K(hmfw). The Rouquier equivalence, vertex scalars, bar comparison maps and curved factor all have internal degree zero after the equal shifts just computed; the homotopies have cohomological degree −1. Hence the isomorphism has no trigrading shift, as claimed.

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