Alphabeta Math
TheoremStatement: Literature-sourcedProof: AI-adaptedSession-authored (Fable 5 assisted)precheck passjudge pass (deepseek-v4-pro + gpt-5.6-terra)verified 2026-08-04 (gpt-5.6-sol-codex-subscription)
How statement and proof provenance work

The first chip identifies the source of the statement or construction; the second identifies the source of its local proof or verification.

  • Literature-sourced — the exact statement appears in a cited source; only wording and notation differ.
  • AI-adapted — a semantically identical restatement of literature-sourced material, modulo indexing, notation, and boundary cases adopted by the library.
  • AI-generated — a genuinely novel statement formulated by AI, with no source for the claim itself.

These labels describe origin, not correctness: citations and verification chips remain separate evidence.

The ultrafilter lemma, from the Axiom of Choice: every filter extends to an ultrafilter

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let XX be a set and let F0\mathcal{F}_0 be a filter on XX (Filter on a set). Then there is an ultrafilter U\mathcal{U} on XX (Ultrafilter) with F0U\mathcal{F}_0 \subseteq \mathcal{U}.

The hypothesis is spent exactly once, through Zorn's lemma at step 4.1; the rest of the argument is a theorem of ZF.

In particular, every set that carries a filter carries an ultrafilter. The proof uses Zorn's lemma (Zorn's lemma) and therefore the Axiom of Choice. That some choice principle is unavoidable here, if ZF is consistent, is an external independence result, not proved in this library; see the remarks below.

Facts & Assumptions

Given: A set XX, a filter F0\mathcal{F}_0 on XX, and Zorn's lemma.

[A1]

F0\mathcal{F}_0 is a filter on XX: XF0X \in \mathcal{F}_0, F0\emptyset \notin \mathcal{F}_0, and F0\mathcal{F}_0 is closed under pairwise intersection and upward in XX (Filter on a set).

[L1]

Zorn's lemma, which assumes the Axiom of Choice: a nonempty poset in which every chain has an upper bound has a maximal element; the hypothesis is about all chains, the empty chain included (Zorn's lemma, The Axiom of Choice).

[L2]

The union of a nonempty inclusion-chain of filters on XX is a filter on XX and an upper bound of the chain (The union of a nonempty chain of filters is a filter).

[L3]

An ultrafilter on XX is a filter that is a maximal element of (Filt(X),)(\mathrm{Filt}(X), \subseteq), and mm is maximal exactly when mxm \leq x forces x=mx = m (Ultrafilter, Maximal element and greatest element).

[L4]

Inclusion partially orders any set of sets, and a chain is a subset any two of whose members are comparable, the empty set included (Partial order and partially ordered set, Chain in a poset); an element uu of a poset is an upper bound of a subset SS when sus \leq u for every sSs \in S (Upper bound, least upper bound, and strict upper bound).

Proof

technique · direct
1.1

Let Filt(X)\mathrm{Filt}(X) be the set of filters on XX, a subset of P(P(X))\mathcal{P}(\mathcal{P}(X)), partially ordered by inclusion.

L3L4construct
1.2

F0Filt(X)\mathcal{F}_0 \in \mathrm{Filt}(X).

A1
2.1

Let P={FFilt(X):F0F}P = \{\, \mathcal{F} \in \mathrm{Filt}(X) : \mathcal{F}_0 \subseteq \mathcal{F} \,\}, partially ordered by inclusion as a subset of Filt(X)\mathrm{Filt}(X).

step 1.1construct
2.2

PP \neq \emptyset, since F0F0\mathcal{F}_0 \subseteq \mathcal{F}_0 puts F0\mathcal{F}_0 in PP.

step 1.2L4
3.1

The empty chain of PP has an upper bound in PP: every element of PP is vacuously above all of its members, and PP is nonempty, so F0\mathcal{F}_0 is such an upper bound.

step 2.1step 2.2L4
3.2

A nonempty chain DP\mathcal{D} \subseteq P has an upper bound in PP: D\bigcup \mathcal{D} is a filter on XX and an upper bound of D\mathcal{D}; it contains F0\mathcal{F}_0 because some member of D\mathcal{D} does and every member is contained in the union; hence DP\bigcup \mathcal{D} \in P.

step 2.1L2L4
4.1

Every chain of PP has an upper bound in PP, and PP is a nonempty poset, so Zorn's lemma yields a maximal element U\mathcal{U} of PP.

step 2.2step 3.1step 3.2L1
5.1

U\mathcal{U} is a filter on XX with F0U\mathcal{F}_0 \subseteq \mathcal{U}, since UP\mathcal{U} \in P.

step 4.1step 2.1
6.1

Let G\mathcal{G} be any filter on XX with UG\mathcal{U} \subseteq \mathcal{G}; then F0UG\mathcal{F}_0 \subseteq \mathcal{U} \subseteq \mathcal{G}, so GP\mathcal{G} \in P, and maximality of U\mathcal{U} in PP forces G=U\mathcal{G} = \mathcal{U}.

step 4.1step 5.1step 2.1L3
7.1

So no filter on XX strictly contains U\mathcal{U}: U\mathcal{U} is a maximal element of Filt(X)\mathrm{Filt}(X), that is an ultrafilter on XX, and it contains F0\mathcal{F}_0.

step 5.1step 6.1L3

Remarks

  • The empty chain is the load-bearing case. Zorn's lemma requires an upper bound for every chain of PP, and the empty chain has one exactly when PP is nonempty. Step 3.1 discharges it with F0\mathcal{F}_0 itself, and step 2.2 is what makes that possible. This is not a formality: the conclusion of The union of a nonempty chain of filters is a filter fails for the empty chain, since =\bigcup \emptyset = \emptyset is not a filter, which is exactly why that lemma assumes its chain nonempty; so a proof that says "the union of a chain is a filter" without the case split has a genuine gap at the one chain the hypothesis of Zorn's lemma is easiest to forget.
  • Why the poset is PP and not Filt(X)\mathrm{Filt}(X). Applying Zorn to Filt(X)\mathrm{Filt}(X) would produce a maximal filter unrelated to F0\mathcal{F}_0. Restricting to the filters above F0\mathcal{F}_0 costs nothing, because step 6.1 transfers maximality back: a filter above U\mathcal{U} is automatically above F0\mathcal{F}_0, so maximality in PP already means maximality among all filters. That transfer is the only step where the shape of PP is used.
  • The conclusion is an ultrafilter, not the ultrafilter. Zorn's lemma delivers a maximal element and no construction, so nothing in the proof distinguishes the ultrafilter it produces from any other filter above F0\mathcal{F}_0; the statement asserts existence and no uniqueness whatever. FALSE, once the ultrafilter lemma is available: every ultrafilter is principal runs the argument on the filter of tails of N\mathbb{N} and obtains a single free ultrafilter, which it can describe no further. How many ultrafilters extend a given filter is a separate counting question, and this library neither states nor uses an answer to it.
  • Combined with A family lies in a filter exactly when it has the finite intersection property, the lemma takes its most usable form: every family of subsets of XX with the finite intersection property is contained in an ultrafilter on XX. That is the version applied in topology and in model theory.
  • What this costs. The proof buys the conclusion with the full Axiom of Choice, through Zorn's lemma and The Axiom of Choice and Zorn's lemma are equivalent, but the statement is, if ZF is consistent, strictly weaker than the Axiom of Choice: it is then neither provable in ZF nor strong enough to recover choice. Both of those are external metamathematical results, conditional on the consistency of ZF, and are recorded, with references and without a claim to prove them, in What the ultrafilter lemma costs: a choice principle strictly weaker than AC.

Depends on

Used by

Dependency tree · next 3 levels

Direct dependencies and their dependencies through the next three levels: 27 results over 9 levels. An arrow runs from a result to what uses it, and this result sits at the bottom with a heavier outline. Click the chart to enlarge it.

Sources