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Unitary equivalence classified by measure class and multiplicity

Statement

Assume AC. Let T be a bounded normal operator on a nonzero separable complex Hilbert space H and let T′ be a bounded normal operator on a nonzero separable complex Hilbert space H′, with multiplicity data (μ,m) and (ν,m′) obtained from countable cyclic decompositions as in Spectral multiplicity function in the separable case. Then T and T′ are unitarily equivalent — there is a unitary V:H→H′ with VTV∗=T′ — if and only if

  1. σ(T)=σ(T′) as subsets of C, and on this common compact set the scalar measures are in the same class, [μ]=[ν] (mutual absolute continuity);
  2. the multiplicity functions agree almost everywhere for that class, m=m′ μ-almost everywhere, equivalently ν-almost everywhere.

No change of spectral coordinate is allowed: the identification of the two scalar measure classes is an equality of measures on the common set σ(T)=σ(T′), not an identification after a homeomorphism of spectra. The zero Hilbert space is a separate trivial class: it carries the zero operator, whose spectrum is empty, and no regular projection valued measure on the empty set is used anywhere above.

Facts & Assumptions

[A1]

The multiplicity data (μ,m) live on σ(T), with μ a nonzero finite positive regular Borel measure and m≥1 μ-almost everywhere; the standard model L2(μ,m) is unitarily equivalent to ⨁jL2(σ(T),μj) for the cyclic decomposition with scalar measures μj=Exj and the identification intertwines the multiplications on both sides (Spectral multiplicity function in the separable case).

[A2]

T is unitarily equivalent to multiplication by the coordinate on the orthogonal sum of the cyclic summands, hence, via [A1], to Mz on L2(μ,m) (Multiplication operator form of the bounded normal spectral theorem, Cyclic spectral representation, Spectral multiplicity function in the separable case).

[A3]

If λ is any finite positive measure equivalent to μ that dominates all μj, the same construction applies with λ in place of μ and produces a model canonically unitarily equivalent to L2(μ,m): the Radon–Nikodym ratio h=dμ/dλ is positive λ-almost everywhere, μ=h dλ, and uniqueness of densities gives dμj/dλ=hjh, so the active sets and multiplicity are unchanged almost everywhere. The nonnegative change-of-density identity ∫∣f∣2 dμ=∫∣f∣2h dλ makes multiplication by h a unitary intertwining all multiplications (A sigma-finite signed measure that is absolutely continuous with respect to a sigma-finite positive measure has a unique almost-everywhere density, Integrating against a density agrees with integrating the product, Spectral multiplicity function in the separable case).

[A4]

A unitary intertwiner between two standard models preserves the class of the dominating measure and the multiplicity function almost everywhere (Unitary intertwiners preserve direct-integral fiber dimension).

[A5]

Unitary equivalence preserves the spectrum: λ∉σ(T) exactly when λI−T is bijective with bounded inverse, and conjugating by a unitary carries this property to T′; more generally conjugating by a unitary is an isometric isomorphism of B(H) onto B(H′) (Spectrum and resolvent of a bounded operator, Self-adjoint, positive, unitary and normal operators, Hilbert space).

[A6]

AC is the declared choice hypothesis of this page from the construction item onward (The Axiom of Choice).

Proof

technique · direct

Given: Bounded normal operators T,T′ on nonzero separable complex Hilbert spaces with multiplicity data (μ,m) on σ(T) and (ν,m′) on σ(T′).

1.1A5

Unitary invariance of the spectrum: if V:H→H′ is unitary with VTV∗=T′, then for every λ the operator λI−T is bijective with bounded inverse exactly when λI−T′=V(λI−T)V∗ is, so ρ(T)=ρ(T′) and σ(T)=σ(T′); in particular the two spectra are compared on a common compact subset of C.

1.2A1A3

Converse: suppose σ(T)=σ(T′)=:Λ, [μ]=[ν] and m=m′ μ-almost everywhere, and put λ:=μ. Then ν∼λ and, by clause (2), m=m′ λ-almost everywhere, so the standard models L2(λ,m) and L2(λ,m′) are the same space with the same multiplication operators: the level sets Ar={m≥r} and Ar′={m′≥r} differ by λ-null sets, so each L2(λ∣Ar) equals L2(λ∣Ar′) as a subspace of L2(λ).

2.1step 1.1A1A2

Direct implication: suppose VTV∗=T′. Since m≥1 μ-almost everywhere and m′≥1 ν-almost everywhere, replace their values by 1 on the respective null sets where they are 0, obtaining Borel representatives m~,m~′:Λ→{1,2,…}∪{∞}. Their level sets differ from those of m,m′ only by null sets, so the resulting L2 models and coordinate multiplications are unchanged. By the definitional identification, T is unitarily equivalent to Mz on L2(μ,m~) and T′ to Mz on L2(ν,m~′); composing these equivalences with V gives a unitary U:L2(μ,m~)→L2(ν,m~′) with UMz=MzU.

2.2step 1.2A1A2A3

The model of T′ with dominating measure ν is canonically unitarily equivalent to the model with dominating measure λ; hence T and T′ are both unitarily equivalent to Mz on L2(λ,m), and composing one equivalence with the inverse of the other gives a unitary H→H′ conjugating T to T′.

3.1step 1.1step 2.1A4

Applying the intertwiner lemma to the everywhere-positive representatives in step 2.1 gives [μ]=[ν] and m~=m~′ almost everywhere for that class. Since each representative differs from the original multiplicity only on a null set, m=m′ almost everywhere as well; together with step 1.1 this proves the "only if" implication.

4.1step 3.1A1

In particular, take T′=T and let the two countable cyclic decompositions in the Statement be arbitrary choices for this same operator. The identity unitary gives the direct implication just proved, so their scalar measures have the same class and their multiplicity functions agree almost everywhere. This establishes the decomposition independence deferred by the definition.

5.1step 3.1step 4.1step 2.2A6∎

Therefore T and T′ are unitarily equivalent exactly when the spectra agree and, on the common spectrum, the scalar measure classes agree and the multiplicity functions agree almost everywhere; the zero space is the excluded trivial case carrying the zero operator and no PVM.

Depends on

Used by

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