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Type IIB Calabi–Yau orientifold data with O3/O7 fixed loci

Physical scope

Geometric Type IIB orientifold data on a smooth compact Calabi–Yau threefold, with an O3/O7 parity projection. It does not assert source-charge cancellation, flux consistency, a stabilized vacuum, or a solution of the back-reacted ten-dimensional equations.

Definition

Let X be the smooth connected compact complex threefold and I its complex structure. Let J and Ω be its chosen Kähler form and nowhere-zero holomorphic three-form in the broad Calabi–Yau convention; g(u,v)=J(u,Iv) is the associated Kähler metric. Give X its complex orientation. Use natural units ℏ=c=1 and dimensionless internal coordinates with α′=1, so J and g are dimensionless; when units are restored, Jphys=α′J. A Type IIB O3/O7 orientifold datum in the smooth massless bosonic sector consists of these data and the following projection. Choose a holomorphic isometry σ:X→X with σ2=id⁡, σ∗J=J, and σ∗Ω=−Ω. Put M=R4×X, s=id⁡R4×σ, and let V=Γ∞(M,Sym⁡2T∗M)⊕C∞(M;R)⊕A2(M;R)⊕C∞(M;R)⊕A2(M;R)⊕A4(M;R). Here Ar(M;R) is the vector space of smooth real differential r-forms; order the components as (g^,ϕ,B2,C0,C2,C4), with g^ restricted to Lorentzian metrics when interpreted as a spacetime metric. The potentials are local smooth representatives; global flux and gauge patching require separate data. Define real-linear involutions Ωp,PL:V→V by Ωp(g^,ϕ,B2,C0,C2,C4)=(g^,ϕ,−B2,−C0,C2,−C4),PL(g^,ϕ,B2,C0,C2,C4)=(g^,ϕ,B2,−C0,−C2,−C4). The notation PL=(−1)FL denotes this specified bosonic sign action. These maps are the adopted massless-field actions of world-sheet orientation reversal and left-moving spacetime fermion parity, respectively; a full conformal-field-theory state space and its operators are additional data, not constructed here. Pullback s∗:V→V acts componentwise, and O=PLΩps∗:V→V,Π=12(1+O):V→ker⁡(O−1) is the projection onto the invariant bosonic fields. All three factors commute and square to one, so O2=1 and Π2=Π. On purely internal forms s∗ reduces to σ∗. Use the Hodge-space definitions of the earlier lemma lem-cmp-o3o7-geometric-parity-consequences: if Ap,q(X) denotes smooth complex-valued forms of bidegree (p,q), Ap,−1(X)=0, and ∂ˉ is the Dolbeault differential, then Hp,q(X)=ker⁡(∂ˉ:Ap,q→Ap,q+1)/im⁡(∂ˉ:Ap,q−1→Ap,q); also Hgp,q(X)={η∈Ap,q(X):Δgη=0}, where Δg=ddg∗+dg∗d and dg∗ is the Lg2 formal adjoint of d. The internal cohomology Hp,q(X) and the spaces of harmonic forms split into the +1 and −1 eigenspaces of σ∗; write their dimensions as h+p,q and h−p,q. For a basis of H1,1(X) adapted to this splitting, indices α,β,γ denote even classes and a,b,c denote odd classes. The intersection numbers with an odd number of odd indices vanish. Every connected component of Fix⁡(σ) has complex dimension 0 or 2; combined with the spacetime-filling Type IIB orientifold convention, these are O3- and O7-plane loci, respectively. This field projection is the bosonic action of the string orientifold prescription, distinct from the geometric quotient X/σ: localized source charges, D-branes, background flux, and tadpole constraints are separate physical data. For the massless Type IIB fields, the same O3/O7 projection keeps the metric, dilaton, RR scalar C0, and RR four-form C4 even under σ∗, while it keeps the NS–NS two-form B2 and RR two-form C2 in the odd eigenspace. Consequently the surviving purely internal harmonic two-form parts of B2 and C2 take values in Hg,−2(X;R):={η∈A2(X;R):Δgη=0, σ∗η=−η}, while the purely internal harmonic four-form part of C4 takes values in Hg,+4(X;R):={η∈A4(X;R):Δgη=0, σ∗η=η}. The odd real harmonic (1,1) sector gives the conventional coefficients ba,ca, but the broad Calabi–Yau hypotheses do not exclude additional odd real harmonic forms of type (2,0)+(0,2). Keeping only the (1,1) two-form sector is a further truncation unless these additional modes vanish; it does not follow from Π. These are the field parities of the adopted orientifold projection, not consequences of the geometric involution alone.

Facts & Assumptions

Given: The smooth connected compact complex threefold, its Kähler form and holomorphic three-form, the complex orientation, and a holomorphic isometric involution satisfying the conditions in the Definition.

[F1]

Calabi–Yau threefold data used by string compactifications supplies the broad Calabi–Yau threefold data, including the chosen Kähler class, nowhere-zero holomorphic three-form, and orientation; it does not imply strict SU(3) holonomy.

[F2]

Geometric parity consequences of an O3/O7 involution proves the stated eigenspace splitting for the Dolbeault quotient and the kernel of the de Rham Hodge Laplacian, odd-intersection vanishing, orientation preservation, and fixed-locus dimensions 0 or 2 under the exact definitions in the Definition.

[A1]

Adopt the massless bosonic sign actions and projection reported in Grimm–Louis §3.1: g,ϕ,C0,C4 are even and B2,C2 are odd under σ∗. The resulting harmonic-mode selection is a physical projection rule, not a consequence of the geometric lemma alone.

Proof

technique · apply the geometric involution lemma and project the harmonic field expansions onto its eigenspaces

Given: The O3/O7 datum and adopted Type IIB field-parity rule in the Definition and [A1].

1.1F1F2A1givenalgebra

The two diagonal sign maps commute with each other and with componentwise pullback; each squares to the identity. Thus O2=1 and Π2=Π, with image ker⁡(O−1) since OΠ=Π and Πv=v whenever Ov=v. Apply [F2] to the holomorphic isometric involution: it preserves the complex orientation, splits cohomology and harmonic forms by parity, kills cubic intersections with an odd number of odd classes, and has fixed components of complex dimension 0 or 2. A spacetime-filling fixed component of complex dimension d contributes 2d internal spatial dimensions, so the corresponding plane has p+1=4+2d and hence p=3 for d=0 or p=7 for d=2.

2.1F2A1givenstep 1.1constructalgebra∎

On an internal two-form the two sign maps have product −1, so Πη=(η−σ∗η)/2; on an internal four-form their product is +1, so Πξ=(ξ+σ∗ξ)/2. Pullback commutes with Δg by [F2], and hence these projectors preserve harmonic forms. Their images are exactly Hg,−2(X;R) and Hg,+4(X;R): the displayed formulas have the required parity, and every form of that parity is fixed by the corresponding projector. Holomorphicity preserves bidegree, so the same argument applies to the harmonic (1,1) subspace, but does not exclude other bidegrees. Indeed, on X=(C/(Z+iZ))3 with its flat product metric, J=∑jdxj∧dyj, Ω=dz1∧dz2∧dz3, and σ([z1,z2,z3])=[−z1,z2,z3], the real form Re⁡(dz1∧dz2) is nonzero, constant and thus harmonic, and is negated by σ∗. This datum satisfies all the geometric hypotheses and exhibits an additional surviving (2,0)+(0,2) mode. The (1,1) restriction therefore requires the separate truncation stated in the Definition.

Remarks

Ωp above is the explicitly specified massless bosonic representation of world-sheet parity, distinct from the holomorphic volume form Ω. The fixed-locus classification is geometric; the definition leaves all source charges, D-brane content, fluxes, and cancellation conditions to separately declared data.

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