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GKP single overall Kähler-modulus coordinate and normalization
Conditional two-derivative, large-radius, unwarped Type IIB Einstein-frame reduction on a fixed Ricci-flat Calabi–Yau threefold with one overall Kähler modulus and the stated C4 zero mode; no global axion period, multi-modulus reduction, flux vacuum, or exact truncation is asserted.
Definition
Fix a compact Calabi–Yau threefold with a chosen smooth Kähler reference metric with vanishing Ricci tensor and Kähler form , and let . In the constant-warp, large-radius, two-derivative Type IIB Einstein-frame zero-mode ansatz
retain the mode and its self-dual five-form completion, while setting background five-form flux to zero. Let be a nonempty contractible external coordinate neighborhood, and a smooth real two-form, with . Use the product orientation of and a smooth nondegenerate external metric. Where the two-form equation holds, define its local dual scalar by , equivalently . In natural units, and the coordinate components of are dimensionless; . Here uses the chosen oriented four-dimensional Einstein metric of signature and satisfies on one- and three-forms. The scalar is defined up to one additive constant on that connected neighborhood; no global period is specified. With this and , the modulus coordinate is and its dimensionless Kähler potential is . If is constant and the same internal reference metric is used in string frame, then , so for . In the dimensionful four-dimensional convention, and . The local axion normalization does not fix a global period. This interface is restricted to one overall modulus; it makes no claim for multiple moduli, nonconstant warping, finite-radius corrections, or a complete flux vacuum.
Definition references
Giddings, Kachru, and Polchinski, Appendix A.1 and §§2.3–2.4
Baumann and McAllister, Inflation and String Theory, §§6.2–6.4
Nullhomotopic maps and contractible spaces
A contractible space has trivial fundamental group
Simply connected topological spaces
A closed 1-form on a simply connected open subset of the affine model has a primitive
Facts & Assumptions
Given: A chosen smooth compact Calabi–Yau threefold, a fixed Ricci-flat Kähler reference metric and Kähler form, a smooth four-dimensional Lorentzian metric of signature , and the large-radius zero-mode regime stated above.
Calabi–Yau threefold data used by string compactifications supplies the broad compact Calabi–Yau geometry interface and its Kähler data; it does not assert that a chosen metric is Ricci-flat.
Kaluza–Klein product and warped reduction data declares product reduction metrics, retained modes, frames, dilaton convention, and approximation orders as separate ansatz data.
Supergravity Conventions And Normalizations fixes mostly-plus signature, , , and .
Type IIB Two Derivative Supergravity Pseudoaction adopts the source-free Type IIB two-derivative pseudoaction with the five-form kinetic term varied before imposing its constraint.
Type IIB Five Form Self Duality Constraint separately imposes five-form self-duality after pseudoaction variation.
Type IIB Einstein Frame Pseudoaction supplies the conditional Einstein-frame action with unshifted and the stated RR normalization.
Four-Dimensional Matter-Coupled Supergravity adopts the four-dimensional Einstein-frame scalar kinetic normalization used to identify the Kähler metric.
Closed differential forms are locally exact: every closed smooth differential form of positive degree is exact on some neighbourhood of each point.
Nullhomotopic maps and contractible spaces defines a nonempty topological space to be contractible when every continuous map from into every topological space is homotopic to a constant map. Applying this to gives a continuous homotopy from to a constant map.
The homotopy in [F9] gives a path from each point of to its constant value, so is path-connected. A contractible space has trivial fundamental group gives trivial for every basepoint .
Simply connected topological spaces defines a space to be simply connected when it is nonempty, path-connected, and has trivial fundamental group at every basepoint.
A closed 1-form on a simply connected open subset of the affine model has a primitive: on a nonempty path-connected, simply connected open subset of an oriented time-oriented affine Minkowski four-space, each closed one-form has a global primitive, and a smooth form has a smooth primitive.
The reference metric is Ricci-flat and independent of , the warp factor and ten-dimensional dilaton are constant in the internal coordinates, background fluxes and sources that would source a potential are set to zero, and only the displayed zero mode and its required self-dual completion are retained.
The internal reference volume is finite and positive; external boundary terms vanish or are discarded under the declared boundary conditions; all four-dimensional quantities use the same Einstein-frame metric.
Proof
Given: The assumptions above and the adopted pseudoaction and self-duality inputs [F4]–[F6]. Write , let be the raw external metric in the ten-dimensional product ansatz, and define the four-dimensional Einstein metric by .
The nonzero mixed Christoffel symbols of are and , in addition to the Christoffel symbols of and . Contracting the Ricci tensor computed from these symbols gives , while the block determinant is . Since by [A1], integrating the Laplacian term by parts gives the external Jordan-frame bracket ; the reduced action is . Thus the coefficient of relative to the Jordan-frame measure is , which is field-dependent.
For , the four-dimensional conformal curvature identity gives , and . The factor equals , so after discarding the Einstein-frame boundary term from , the sum of the curvature and Jordan kinetic terms is . The resulting action has the constant Einstein–Hilbert coefficient , so .
In a positively oriented orthonormal coframe for , write and . Then , and by direct wedge expansion. Both forms are closed since . Before imposing self-duality retain independent potentials and , so and , with and . These two summands have different external degrees and are orthogonal. In the Einstein-frame bracket of [F4, F6], the first contributes : the measure contributes , the external three-form norm , and the internal two-form norm . The second contributes , with respective factors , and . Thus the reduced pseudoaction bracket is , where . The product Hodge star gives and . Consequently [F5] imposes after variation.
Both summands must contribute to the retained metric and equations before this constraint is imposed. Put . The Lorentzian identities and follow by contraction of the oriented four-dimensional volume tensor. Varying the measure as well as the inverse metrics, the metric variations of and , evaluated at , each have coefficient against . At fixed , the derivative of is , which becomes . These are exactly the metric and variations of the one-potential bracket . Its two-form equation is , the same as the pseudoaction's two-form equation; the other pseudoaction equation becomes . Together with these reproduce both field equations and Bianchi identities in this retained sector. This establishes the effective two-form coefficient by variation, rather than substituting self-duality into , which would give zero. No equation for an omitted mode is thereby established.
Let be an independent three-form and use the parent density . Varying gives ; [F8] then supplies a local two-form with , and shows that the parent density reduces to the original two-form density up to a boundary term. Conversely, variation of the original two-form density with gives . This is a smooth closed one-form on the contractible external coordinate domain. By [F9]–[F11] the domain is path-connected and simply connected. A coordinate chart identifies it with a nonempty open subset of ; for applying [F12], equip this coordinate copy only with the auxiliary standard affine Minkowski structure, which does not add a physical spacetime assumption. The pullback one-form is smooth and closed, so [F12] supplies a smooth scalar on the full domain with . Any two such primitives differ by a constant because the domain is connected. Varying the parent density in gives the same relation ; since on one- and three-forms in Lorentzian four dimensions, . Substitution in the parent density gives . Thus the scalar and two-form equations are locally dual on the chosen coordinate domain, without setting a global period; the completion potential satisfies .
For and , differentiating gives . Also , so , exactly the two kinetic terms from steps 2.1 and 4.1 in the four-dimensional normalization [F7]. Thus ; because , and .
From and the common fixed internal metric, , hence . Therefore and . The dualization defines a scalar only locally and contains no period or charge lattice, so no global axion period follows.
Remarks
The scalar normalization is fixed by the two retained five-form components and their constrained variation. GKP Appendix A.1 motivates the coordinate presentation; its printed dualization relation before (A.3) does not include the used here. With the unrescaled and the adopted pseudoaction, the unrescaled primitive instead gives . Our convention preserves and the stated Kähler potential. Neither convention fixes a global charge lattice or axion period.
Depends on
Calabi–Yau threefold data used by string compactifications
Kaluza–Klein product and warped reduction data
Supergravity Conventions And Normalizations
Four-Dimensional Matter-Coupled Supergravity
Type IIB Five Form Self Duality Constraint
Type IIB Two Derivative Supergravity Pseudoaction
Type IIB Einstein Frame Pseudoaction
Closed differential forms are locally exact
Nullhomotopic maps and contractible spaces
A contractible space has trivial fundamental group
Simply connected topological spaces
A closed 1-form on a simply connected open subset of the affine model has a primitive
Dependency tree · 2 levels
Sources
- Steven B. Giddings, Shamit Kachru, and Joseph Polchinski, Hierarchies from Fluxes in String Compactifications, arXiv:hep-th/0105097v2
- M. J. D. Hamilton, The field and Killing spinor equations of M-theory and type IIA/IIB supergravity in coordinate-free notation, arXiv:1607.00327v3
- David Baumann and Liam McAllister, Inflation and String Theory, Cambridge Monographs on Mathematical Physics